DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• G••••• I••••••••• M••••••••• L••
Latest filing Mar 5, 2026
First filing on the tape Jun 13, 2019 · 23 filings
SEC status approved since Jul 11, 2019
RAUM
$92.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$92.9M as of Mar 5, 2026
Mar 16, 2020$52.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 5, 2026
Mar 16, 20202 then
Employees (5.A)2 as of Mar 5, 2026
Mar 16, 20202 then
Private funds2 as of Mar 5, 2026
Mar 16, 20201 then
RAUM -12% over the last fiscal year-24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $92.9M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$92.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.9M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• G••••• A• F•••• L• | Hedge Fund | $48.8M | 10 | Sep 30, 2020 |
| C••••• G••••• F•••• L• | Hedge Fund | $27.5M | 33 | Jun 13, 2019 |
Owners and control persons
Schedule A and B, latest filing
- F••••• B•••••••• J••• · Chief Compliance Officer, Chief Operating Officercontrolsince 02/2019 · owns less than 5%
- M••••••• T•••••• N•• · Managing Member, Chief Executive Officercontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
- C••••• G••••• A• M••••••••• L••bankpooled vehicle sponsorn
- C••••• G••••• M••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $105M to $92.9MMar 24, 2025 to Mar 5, 2026
- Discretionary RAUM · $105M to $92.9MMar 24, 2025 to Mar 5, 2026
- Pooled vehicle RAUM · $105M to $92.9MMar 24, 2025 to Mar 5, 2026
- RAUM · $105M to $92.9MMar 24, 2025 to Mar 5, 2026
- Assets in custody · $76.3M to $105MMar 20, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 24, 2025
- Other offices · 0 to 1Mar 20, 2024 to Mar 24, 2025
- Discretionary RAUM · $76.3M to $105MMar 20, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $76.3M to $105MMar 20, 2024 to Mar 24, 2025
- RAUM · $76.3M to $105MMar 20, 2024 to Mar 24, 2025
- Accounts · 4 to 2Jul 13, 2023 to Mar 20, 2024
- Advisory employees · 3 to 2Jul 13, 2023 to Mar 20, 2024
- Pooled vehicle clients · 4 to 2Jul 13, 2023 to Mar 20, 2024
- Assets in custody · $88.9M to $76.3MJul 13, 2023 to Mar 20, 2024
- Employees · 4 to 2Jul 13, 2023 to Mar 20, 2024
- Discretionary RAUM · $209M to $76.3MJul 13, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $209M to $76.3MJul 13, 2023 to Mar 20, 2024
- RAUM · $209M to $76.3MJul 13, 2023 to Mar 20, 2024
- Related bank · false to trueJul 13, 2023 to Mar 20, 2024
- HQ city · FORT LAUDERDALE to DAVIEMay 9, 2023 to Jul 13, 2023
- Assets in custody · $108M to $88.9MMar 24, 2022 to Mar 28, 2023
- Employees · 3 to 4Mar 24, 2022 to Mar 28, 2023
- Financial planning clients · 0 to unsetMar 24, 2022 to Mar 28, 2023
- Discretionary RAUM · $209M to $209MMar 24, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $209M to $209MMar 24, 2022 to Mar 28, 2023
- RAUM · $209M to $209MMar 24, 2022 to Mar 28, 2023
- Related bank · true to falseMar 24, 2022 to Mar 28, 2023
- Assets in custody · $70.4M to $108MMay 25, 2021 to Mar 24, 2022
- Discretionary RAUM · $161M to $209MMay 25, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $161M to $209MMay 25, 2021 to Mar 24, 2022
- RAUM · $161M to $209MMay 25, 2021 to Mar 24, 2022
- State-registered IARs · 3 to 0Mar 30, 2021 to Apr 29, 2021
- Accounts · 3 to 4Oct 29, 2020 to Mar 30, 2021
- Advisory employees · 2 to 3Oct 29, 2020 to Mar 30, 2021
- Pooled vehicle clients · 3 to 4Oct 29, 2020 to Mar 30, 2021
- Assets in custody · unset to 70362792.0Oct 29, 2020 to Mar 30, 2021
- Custody of client assets · false to trueOct 29, 2020 to Mar 30, 2021
- Employees · 2 to 3Oct 29, 2020 to Mar 30, 2021
- State-registered IARs · 2 to 3Oct 29, 2020 to Mar 30, 2021
- Discretionary RAUM · $52.5M to $161MOct 29, 2020 to Mar 30, 2021
Signals
3 dated events
- C••••• G••••• I••••••••• M••••••••• L•• reported RAUM $76.3M, down 63% from $208.9M (2023-07-13 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- C••••• G••••• I••••••••• M••••••••• L•• reported RAUM $161.5M, up 208% from $52.5M (2020-10-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- C••••• G••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cannon-global-investment-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 754-216-9588reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026