DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••••• E•••• F•••

Former SEC-registered adviserIncline Village, NevadaCRD 302042SEC 801-115296IAPD
Legal name M•••••• E•••• F••• G• L••
Latest filing Mar 24, 2021
First filing on the tape Apr 17, 2019 · 6 filings
RAUM
$35.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$35.8M gross assets
History
6 filings and snapshots on the tape
RAUM$35.8M as of Mar 24, 2021
Mar 30, 2020$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 24, 2021
Mar 30, 20200 then
Employees (5.A)1 as of Mar 24, 2021
Mar 30, 20201 then
Private funds: 1
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$35.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$35.8M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$35.8M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$35.8M for 1 clientsreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••• E•••• F••• L•Hedge Fund$35.8M13Apr 24, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• E•••• C•••••• · Managing Member; Chief Compliance Officercontrol
        since 04/2019 · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $16.2M to $35.8M
        Apr 24, 2020 to Mar 24, 2021
      • HQ city · NEW YORK to INCLINE VILLAGE
        Apr 24, 2020 to Mar 24, 2021
      • HQ state · NY to NV
        Apr 24, 2020 to Mar 24, 2021
      • Discretionary RAUM · $16.2M to $35.8M
        Apr 24, 2020 to Mar 24, 2021
      • Pooled vehicle RAUM · $16.2M to $35.8M
        Apr 24, 2020 to Mar 24, 2021
      • RAUM · $16.2M to $35.8M
        Apr 24, 2020 to Mar 24, 2021
      • Accounts · 0 to 1
        Mar 30, 2020 to Apr 24, 2020
      • Pooled vehicle clients · 0 to 1
        Mar 30, 2020 to Apr 24, 2020
      • Assets in custody · $0 to $16.2M
        Mar 30, 2020 to Apr 24, 2020
      • Custody of client assets · false to true
        Mar 30, 2020 to Apr 24, 2020
      • HQ city · unset to NEW YORK
        Mar 30, 2020 to Apr 24, 2020
      • HQ state · unset to NY
        Mar 30, 2020 to Apr 24, 2020
      • Private funds · unset to 1
        Mar 30, 2020 to Apr 24, 2020
      • Discretionary RAUM · $0 to $16.2M
        Mar 30, 2020 to Apr 24, 2020
      • HNW RAUM · 0.0 to unset
        Mar 30, 2020 to Apr 24, 2020
      • Pooled vehicle RAUM · $0 to $16.2M
        Mar 30, 2020 to Apr 24, 2020
      • RAUM · $0 to $16.2M
        Mar 30, 2020 to Apr 24, 2020
      Signals
      1 dated events
      • M•••••• E•••• F••• filed its initial SEC registration (Form ADV)
        Apr 17, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026