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I••• T••••••• P••••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· Cos Cob, Connecticut

Former SEC-registered adviser, based in Cos Cob, Connecticut, reporting $1.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.1B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-17%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 302077 · SEC 801-115307 · 10 filingsShow
CRD 302077SEC 801-115307First filing on the tape Apr 18, 2019, latest Mar 24, 2026SEC status approved since May 31, 2019IAPD
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.1B as of Mar 24, 2026
Mar 27, 2020$551M then
HNW client RAUM$0 as of Mar 24, 2026
Mar 27, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 27, 20200 then
Employees (5.A)7 as of Mar 24, 2026
Mar 27, 20206 then
Private funds1 as of Mar 24, 2026
Mar 27, 20202 then
RAUM -17% over the last fiscal year-2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$150MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I••• T••••••• M••••• F••• L•Hedge Fund$695M127Sep 27, 2019
      I••• T••••••• C•• M•••••• L•Hedge Fund$94.9M9Sep 27, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• K••••• T••••• · Limited Partnercontrol
        since 02/2019 · owns 75% or more
      • O••••••• M••••••• J••• · Chief Operating Officer, Chief Financial Officer And Chief Compliance Officercontrol
        since 04/2019 · owns less than 5%
      • M•••••• K••••• T••••• · Managing Membercontrol
        since 02/2019 · owns 75% or more of I••• T••••••• P••••••• G• L••
      Entity owners
      • I••• T••••••• P••••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • I••• T••••••• F••• G• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 3
        Mar 27, 2025 to Mar 24, 2026
      • Employees · 9 to 7
        Mar 27, 2025 to Mar 24, 2026
      • Discretionary RAUM · $1.3B to $1.1B
        Mar 27, 2025 to Mar 24, 2026
      • Pooled vehicle RAUM · $1.3B to $1.1B
        Mar 27, 2025 to Mar 24, 2026
      • RAUM · $1.3B to $1.1B
        Mar 27, 2025 to Mar 24, 2026
      • Advisory employees · 4 to 5
        Mar 28, 2024 to Mar 27, 2025
      • Employees · 8 to 9
        Mar 28, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 27, 2025
      • Private funds · 2 to 1
        Mar 28, 2024 to Mar 27, 2025
      • Discretionary RAUM · $1.1B to $1.3B
        Mar 28, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $1.1B to $1.3B
        Mar 28, 2024 to Mar 27, 2025
      • RAUM · $1.1B to $1.3B
        Mar 28, 2024 to Mar 27, 2025
      • Accounts · 5 to 7
        Mar 30, 2023 to Mar 28, 2024
      • Advisory employees · 6 to 4
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 5 to 7
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 10 to 8
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.1B to $1.1B
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.1B to $1.1B
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $1.1B to $1.1B
        Mar 30, 2023 to Mar 28, 2024
      • Advisory employees · 7 to 6
        Mar 30, 2022 to Mar 30, 2023
      • Employees · 11 to 10
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.2B to $1.1B
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.2B to $1.1B
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $1.2B to $1.1B
        Mar 30, 2022 to Mar 30, 2023
      • Advisory employees · 4 to 7
        Mar 29, 2021 to Mar 30, 2022
      • Employees · 8 to 11
        Mar 29, 2021 to Mar 30, 2022
      • Discretionary RAUM · $994M to $1.2B
        Mar 29, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $994M to $1.2B
        Mar 29, 2021 to Mar 30, 2022
      • RAUM · $994M to $1.2B
        Mar 29, 2021 to Mar 30, 2022
      • Advisory employees · 3 to 4
        Jul 17, 2020 to Mar 29, 2021
      • Employees · 6 to 8
        Jul 17, 2020 to Mar 29, 2021
      • Discretionary RAUM · $551M to $994M
        Jul 17, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $551M to $994M
        Jul 17, 2020 to Mar 29, 2021
      • RAUM · $551M to $994M
        Jul 17, 2020 to Mar 29, 2021
      • HQ city · NEW YORK to COS COB
        Mar 27, 2020 to Jul 17, 2020
      • HQ state · NY to CT
        Mar 27, 2020 to Jul 17, 2020
      • Discretionary RAUM · $430M to $551M
        Sep 27, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $430M to $551M
        Sep 27, 2019 to Mar 27, 2020
      • RAUM · $430M to $551M
        Sep 27, 2019 to Mar 27, 2020
      • Accounts · 0 to 5
        Apr 18, 2019 to Sep 27, 2019
      Signals
      4 dated events
      • ••• Locked
        Jul 1, 2026 · Left the SEC roster · derived
      • ••• Locked
        Mar 29, 2021 · RAUM change · derived
      • ••• Locked
        Mar 27, 2020 · RAUM change · derived
      • ••• Locked
        Apr 18, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026