DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• E••••• P••••••• L•
Latest filing May 26, 2026
First filing on the tape May 23, 2019 · 15 filings
SEC status approved since Jun 21, 2019
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.7B as of May 26, 2026
Mar 30, 2020$448M then
HNW client RAUM: $135M
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 30, 20200 then
Employees (5.A)51 as of May 26, 2026
Mar 30, 202012 then
Private funds10 as of May 26, 2026
Mar 30, 20205 then
RAUM +21% over the last fiscal year+7.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $128MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $1.2B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B70%
- Investment companies$469M28%
- Pension and profit-sharing plans$26.8M1.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=false bd_reps=26.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•• D••••••••• O••••••••• F••• L• | Private Equity Fund | $341M | 19 | Mar 9, 2023 |
| P•• H•••• P••••••••• P••••••• L• | Private Equity Fund | $246M | 50 | Oct 21, 2019 |
| P•• P••••••••• P••••••• I• L• | Private Equity Fund | $168M | 1 | Mar 9, 2023 |
| S••••••••• G••••• N•••••• R•••••••• F•••• L••• | Other Private Fund | $151M | 39 | Mar 27, 2015 |
| P•• P•••••• E••••• O••••••••• F••• L• | Private Equity Fund | $64.4M | 52 | Oct 21, 2019 |
| P•• E••••••• C•••••••• I•• L•• | Private Equity Fund | $27.2M | 13 | Aug 31, 2021 |
| P•• O•••••• L• | Private Equity Fund | $27.2M | 39 | Mar 23, 2022 |
| W•••••••• C••••••••• F••• L• | Private Equity Fund | $23.3M | 20 | May 14, 2014 |
| W•••••••• C••••••••• F••• I• L• | Private Equity Fund | $16.9M | 16 | Mar 30, 2016 |
| P•• F•••••••• I• L• | Private Equity Fund | $11.8M | 1 | Aug 31, 2021 |
| P•• S••••••••• L••••• L• | Other Private Fund | $10.1M | 17 | Feb 27, 2024 |
| P•• E••••• E••••• O••••••••• F••• L• | Hedge Fund | $8.6M | 27 | Oct 21, 2019 |
| P•• T••• O••••••••• F••• L• | Hedge Fund | $698,877 | 5 | Mar 9, 2023 |
| P•• E••••••• C•••••••• I• L•• | Private Equity Fund | $6,136 | 13 | Aug 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G•••• J••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- K••••••••• P•••••• C••••••• · Managing Director, Capital Formationcontrolsince 06/2019 · owns less than 5%
- M••••• W•••••• N••••• · Presidentcontrolsince 05/2019 · owns less than 5%
- P••••••••• D•••••• R•• · Chief Investment Officercontrolsince 05/2019 · owns less than 5%
- M••••• W•••••• N••••• · Membercontrolsince 04/2019 · owns 50% to 75% of I•••••• X•• G• L••
- M••••• W•••••• N••••• · Membercontrolsince 04/2019 · owns 50% to 75% of P•••••••• E••••• P••••••• G•• L••
- P••••••••• D•••••• R•• · Membercontrolsince 04/2019 · owns 50% to 75% of P•••••••• E••••• P••••••• G•• L••
- P••••••••• D•••••• R•• · Membercontrolsince 04/2019 · owns 50% to 75% of I•••••• X•• G• L••
Entity owners
- I•••••• X•• L• · Limited Partnerdirect · owns 75% or more
- P•••••••• E••••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
- I•••••• X•• G• L•• · General Partnerindirect · owns F of P•••••••• I•••••••• L•
- I•••••• X•• G• L•• · General Partnerindirect · owns F of I•••••• X•• L•
- P•••••••• I•••••••• L• · Limited Partnerindirect · owns 75% or more of I•••••• X•• L•
Related persons
Schedule D 7.A
- P•• A••••••• L••broker-dealery
- P•• A•••• M••••••••• U••••••• G• L••y
- P•• E••••• C••••••••• F••• M••••••••• I• L••pooled vehicle sponsory
- P•• E••••• C••••••••• F••• M••••••••• L••pooled vehicle sponsory
- P•• E••••• E••••• O••••••••• F••• M••••••••• L••pooled vehicle sponsory
- P•• F•••••••• I• G•• L••pooled vehicle sponsory
- P•• H•••• P••••••••• P••••••• F••• M••••••••• L••pooled vehicle sponsory
- P•• O•••••• G• L••pooled vehicle sponsory
- P•• P•••••• E••••• O••••••••• F••• M••••••••• L••pooled vehicle sponsory
- P•• S••••••••• L••••• G• L••pooled vehicle sponsory
- P•••••••• E••••• P••••••• G• L••y
- S••••••••• G••••• N•••••• R•••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.2B to $1.2BMar 4, 2026 to May 26, 2026
- Discretionary RAUM · $1.7B to $1.7BMar 4, 2026 to May 26, 2026
- Pooled vehicle RAUM · $1.2B to $1.2BMar 4, 2026 to May 26, 2026
- RAUM · $1.7B to $1.7BMar 4, 2026 to May 26, 2026
- Accounts · 16 to 13Mar 27, 2025 to Mar 4, 2026
- Advisory employees · 6 to 11Mar 27, 2025 to Mar 4, 2026
- Advisory activities · 2 to 3Mar 27, 2025 to Mar 4, 2026
- Pooled vehicle clients · 13 to 10Mar 27, 2025 to Mar 4, 2026
- Assets in custody · $1.0B to $1.2BMar 27, 2025 to Mar 4, 2026
- Employees · 60 to 51Mar 27, 2025 to Mar 4, 2026
- Private funds · 13 to 10Mar 27, 2025 to Mar 4, 2026
- Discretionary RAUM · $1.4B to $1.7BMar 27, 2025 to Mar 4, 2026
- Pension RAUM · $16.1M to $26.8MMar 27, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $1.0B to $1.2BMar 27, 2025 to Mar 4, 2026
- RAUM · $1.4B to $1.7BMar 27, 2025 to Mar 4, 2026
- Accounts · 17 to 16Feb 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 14 to 13Feb 27, 2024 to Mar 27, 2025
- Assets in custody · $1.1B to $1.0BFeb 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Feb 27, 2024 to Mar 27, 2025
- Private funds · 14 to 13Feb 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.4B to $1.4BFeb 27, 2024 to Mar 27, 2025
- Pension RAUM · $13.8M to $16.1MFeb 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.1B to $1.0BFeb 27, 2024 to Mar 27, 2025
- RAUM · $1.4B to $1.4BFeb 27, 2024 to Mar 27, 2025
- Advisory activities · 1 to 2Apr 17, 2023 to Feb 27, 2024
- BD registered reps · 20 to 26Apr 17, 2023 to Feb 27, 2024
- Corporate clients · 1.0 to unsetApr 17, 2023 to Feb 27, 2024
- Pooled vehicle clients · 13 to 14Apr 17, 2023 to Feb 27, 2024
- Assets in custody · $903M to $1.1BApr 17, 2023 to Feb 27, 2024
- Employees · 58 to 60Apr 17, 2023 to Feb 27, 2024
- Private funds · 13 to 14Apr 17, 2023 to Feb 27, 2024
- Discretionary RAUM · $1.3B to $1.4BApr 17, 2023 to Feb 27, 2024
- Pension RAUM · $20.6M to $13.8MApr 17, 2023 to Feb 27, 2024
- Pooled vehicle RAUM · $903M to $1.1BApr 17, 2023 to Feb 27, 2024
- RAUM · $1.3B to $1.4BApr 17, 2023 to Feb 27, 2024
- Related broker-dealer · false to trueApr 17, 2023 to Feb 27, 2024
- BD registered reps · 4 to 20Jul 14, 2022 to Mar 9, 2023
- Charity clients · 2.0 to unsetJul 14, 2022 to Mar 9, 2023
- Corporate clients · unset to 1.0Jul 14, 2022 to Mar 9, 2023
- HNW clients · 1.0 to unsetJul 14, 2022 to Mar 9, 2023
Signals
5 dated events
- Jishnu Guha (Chief Compliance Officer) appeared on Schedule A of P•••••••• E••••• P••••••• L•Feb 27, 2024 · Control person joined · fact
- P•••••••• E••••• P••••••• L• reported RAUM $1.1B, up 201% from $360.5M (2021-08-31 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- P•••••••• E••••• P••••••• L• reported RAUM $309.1M, down 31% from $448.2M (2021-01-07 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- Pravin Kanneganti (Chief Compliance Officer) appeared on Schedule A of P•••••••• E••••• P••••••• L•Jun 25, 2019 · Control person joined · fact
- P•••••••• E••••• P••••••• L• filed its initial SEC registration (Form ADV)May 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• E••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- P•••••••• E••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sailingstone-capital-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/pickering-energy-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-804-7575reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026