DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• E•••••
Legal name I••••• E••••• M••••••••• P••
Latest filing Aug 5, 2026
First filing on the tape Jun 28, 2023 · 11 filings
SEC status approved since Aug 16, 2023
RAUM
$247M
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$247M as of Aug 5, 2026
Mar 28, 2024$239M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 28, 20240 then
Employees (5.A)9 as of Aug 5, 2026
Mar 28, 202411 then
Private funds6 as of Aug 5, 2026
Mar 28, 20247 then
RAUM -4.1% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 62%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$247M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• E••••• P•••••• E•••••• L• | P•••••• Equity Fund | $31.9M | 64 | May 22, 2019 |
| I••••• E••••• V••••••• I•• L• | Venture Capital Fund | $25.5M | 83 | May 22, 2019 |
| I••••• E••••• P•••••• E••••• F••• I•• L• | P•••••• Equity Fund | $22.2M | 97 | Mar 30, 2022 |
| I••••• E••••• I•• L•• | Venture Capital Fund | $15.7M | 87 | May 22, 2019 |
| I••••• E••••• I•• L•• | Venture Capital Fund | $2.6M | 22 | May 22, 2019 |
| I••••• E••••• I••• L•• | Venture Capital Fund | $2.1M | 19 | May 22, 2019 |
| I••••• E•••••• L••no longer reported | Venture Capital Fund | $28,729 | 20 | May 22, 2019 |
| I••••• E••••• V••••••• I••• L• | Venture Capital Fund | $0 | 0 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• L•••• · Shareholder And Directorcontrolsince 12/2017 · owns 5% to 10%
- L•••• R•••• · Information Security Officer, Chief Technology Officercontrolsince 12/2021 · owns less than 5%
- P••••••• P•••• · Chief Investment Officercontrolsince 04/2018 · owns less than 5%
- S••••• T•••• · Chief Venture Officercontrolsince 12/2017 · owns less than 5%
- W•••• C•••• J••• · Chief Compliance Officer, Vp Of Finance And Operationscontrolsince 12/2021 · owns less than 5%
- Y••••• J••••••• D••••• · Chief Executive Officercontrolsince 12/2017 · owns less than 5%
- S••••• T•••• · T••••••controlsince 12/2017 · owns F of T•••• E•••••••• S•••• D••••••••• O• T•••• U•• 1•••••••••
- T••••••••• C••••• W••••• · T••••••since 12/2017 · owns F of C•••• T•••••••• L••••• T•••• D•••• 8••••••••
- T••••••••• J•••• · T••••••since 12/2017 · owns F of C•••• T•••••••• L••••• T•••• D•••• 8••••••••
- Y••••• S•• · T••••••since 12/2017 · owns F of S•• D• Y••••• T•••••• O• T•• T•• J•••••• D••••• Y•••• 2••• G••• T•••• U•••• 1•••••••
Entity owners
- C•••• T•••••••• L••••• T•••• D•••• 8•••••••• · Shareholderdirect · owns 10% to 25%
- S•• D• Y••••• T•••••• O• T•• T•• J•••••• D••••• Y•••• 2••• G••• T•••• U•••• 1••••••• · Shareholderdirect · owns 10% to 25%
- T•••• E•••••••• S•••• D••••••••• O• T•••• U•• 1••••••••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- I••• C••••••••• I• L••pooled vehicle sponsorn
- I••• C••••••••• I•• L••pooled vehicle sponsorn
- I•• C••••••••• I•• L••pooled vehicle sponsorn
- I•• C••••••••• I••• L••pooled vehicle sponsorn
- I••••• C••••••••• I•• L••pooled vehicle sponsorn
- I••••• C••••••••• I••• L••pooled vehicle sponsorn
- I••••• C••••••••• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $151M to $154MMay 19, 2026 to Aug 5, 2026
- Pooled vehicle RAUM · $244M to $247MMay 19, 2026 to Aug 5, 2026
- RAUM · $244M to $247MMay 19, 2026 to Aug 5, 2026
- Accounts · 9 to 8Jul 21, 2025 to Mar 31, 2026
- Advisory employees · 8 to 6Jul 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 8Jul 21, 2025 to Mar 31, 2026
- Assets in custody · unset to 0.0Jul 21, 2025 to Mar 31, 2026
- Custody of client assets · false to trueJul 21, 2025 to Mar 31, 2026
- Employees · 11 to 9Jul 21, 2025 to Mar 31, 2026
- p•••••• fund count · 7 to 6Jul 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $162M to $151MJul 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $94.2M to $93.2MJul 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $256M to $244MJul 21, 2025 to Mar 31, 2026
- RAUM · $256M to $244MJul 21, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 21, 2025
- Discretionary RAUM · $163M to $162MMar 28, 2025 to Jul 21, 2025
- Pooled vehicle RAUM · $257M to $256MMar 28, 2025 to Jul 21, 2025
- RAUM · $257M to $256MMar 28, 2025 to Jul 21, 2025
- Discretionary RAUM · $100M to $163MJul 22, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $68.5M to $94.2MJul 22, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $169M to $257MJul 22, 2024 to Mar 28, 2025
- RAUM · $169M to $257MJul 22, 2024 to Mar 28, 2025
- Discretionary RAUM · $170M to $100MMay 15, 2024 to Jul 22, 2024
- Pooled vehicle RAUM · $239M to $169MMay 15, 2024 to Jul 22, 2024
- RAUM · $239M to $169MMay 15, 2024 to Jul 22, 2024
- Accounts · 8 to 9Aug 24, 2023 to Mar 28, 2024
- Advisory employees · 9 to 8Aug 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 9Aug 24, 2023 to Mar 28, 2024
- Employees · 12 to 11Aug 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $210M to $170MAug 24, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $68.5MAug 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $210M to $239MAug 24, 2023 to Mar 28, 2024
- RAUM · $210M to $239MAug 24, 2023 to Mar 28, 2024
- p•••••• fund count · 14 to 7Jun 28, 2023 to Aug 16, 2023
Signals
1 dated events
- I••••• E••••• filed its initial SEC registration (Form ADV)Jun 28, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••• E••••• · Independent Sponsorsshared crd · capital_provider
- I••••• E••••• · Private Equityshared crd · organization
- I••••• E••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/2353515/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- theimpactengine.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 872-228-5197reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026