DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••••• F••••• A•••••••
Legal name K• G••••• L•
Latest filing Jul 1, 2026
First filing on the tape May 10, 2019 · 19 filings
SEC status approved since May 29, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$0 as of Jul 1, 2026
Mar 31, 2025$0 then
HNW client RAUM$0 as of Jul 1, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 30, 20200 then
Employees (5.A)7 as of Jul 1, 2026
Mar 30, 20205 then
Private funds1 as of Mar 28, 2024
Mar 30, 20201 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $246M, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 5reported
- HNW clients
- 44reported
- Pension plan clients
- 1reported
- Charitable clients
- 13reported
- Accounts
- 0reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $246M for 30 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• S•••••• A•• F•••• L••• | Other Private Fund | $58.4M | 37 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• K••••••• H••••• · Limited Partner And Executive Chairmancontrolsince 01/2022 · owns less than 5%
- P••••••••• K••••••• D•••• · Limited Partner, Chairman And Co-Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- F•••••• J••••• W••••• · Executorcontrolsince 01/2019 · owns F of E••••• O• F•••••••• A• K•••••••••
- F•••••• K••••••• H••••• · Executorcontrolsince 01/2019 · owns F of E••••• O• F•••••••• A• K•••••••••
- P••••••••• K••••••• D•••• · Sole Ownercontrolsince 05/2019 · owns F of K• H••••••• G•• L••
- P••••••••• K••••••• D•••• · Executorcontrolsince 01/2019 · owns F of E••••• O• F•••••••• A• K•••••••••
- C•••••••• M•••• · Chief Compliance Officersince 05/2019 · owns less than 5%
- C••••• S••••• H• · Limited Partner And Chief Operations Officersince 06/2019 · owns less than 5%
- F•••••• J••••• W••••• · Limited Partner, Co-Chief Executive Officer And Presidentsince 01/2022 · owns less than 5%
- L••• Y•••••• · Limited Partner And Chief Financial Officersince 01/2022 · owns less than 5%
- R••••••• J••••••• · Limited Partnersince 06/2019 · owns less than 5%
Entity owners
- K• H••••••• G•• L•• · General Partnerdirect · owns less than 5%
- E••••• O• F•••••••• A• K••••••••• · Memberindirect · owns 75% or more of G• 2••• K• I••••••••• L•••••
- K••••••••• M••••••••• C••••••••• · M••••••indirect · owns F of K• H••••••• G•• L••
- G• 2••• K• I••••••••• L••••• · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- B••• M••••••••• L••pooled vehicle sponsorn
- K• I••••••••• M••••••• L••pooled vehicle sponsorn
- K••••••••• F••••• A•••••••investment advisernRAUM $4.7B
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL2 employees
What changed
consecutive filings, newest first
- Charity clients · 11 to 13Mar 31, 2025 to Mar 31, 2026
- HNW clients · 43 to 44Mar 31, 2025 to Mar 31, 2026
- Individual clients · 0 to 5Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $214M to $246MMar 31, 2025 to Mar 31, 2026
- Accounts · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- Advisory activities · 6 to 5Mar 28, 2024 to Mar 31, 2025
- Charity clients · 10 to 11Mar 28, 2024 to Mar 31, 2025
- HNW clients · 50 to 43Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 0Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $297M to $214MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 28, 2024 to Mar 31, 2025
- Private funds · 1 to unsetMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- Charity clients · unset to 10.0May 26, 2023 to Mar 28, 2024
- HNW clients · 54 to 50May 26, 2023 to Mar 28, 2024
- Pension plan clients · 0 to 1May 26, 2023 to Mar 28, 2024
- Assets in custody · $270M to $297MMay 26, 2023 to Mar 28, 2024
- Charity clients · 11.0 to unsetMar 30, 2022 to Mar 31, 2023
- HNW clients · 53 to 54Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $335M to $270MMar 30, 2022 to Mar 31, 2023
- Employees · 5 to 7Mar 30, 2022 to Mar 31, 2023
- Financial planning clients · 1-10 to 11-25Mar 30, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 30, 2022 to Mar 31, 2023
- Charity clients · 14 to 11May 27, 2021 to Mar 30, 2022
- HNW clients · 59 to 53May 27, 2021 to Mar 30, 2022
- Assets in custody · $343M to $335MMay 27, 2021 to Mar 30, 2022
- Financial planning clients · 11-25 to 1-10May 27, 2021 to Mar 30, 2022
- Advisory activities · 5 to 6Sep 1, 2020 to Mar 31, 2021
- Business name · K• G••••• L• to K••••••••• F••••• A•••••••Sep 1, 2020 to Mar 31, 2021
- Charity clients · 17 to 14Sep 1, 2020 to Mar 31, 2021
- HNW clients · 54 to 59Sep 1, 2020 to Mar 31, 2021
- Assets in custody · $293M to $343MSep 1, 2020 to Mar 31, 2021
- Financial planning clients · 0 to 11-25Sep 1, 2020 to Mar 31, 2021
- Charity clients · 16 to 17Feb 4, 2020 to Mar 30, 2020
- HNW clients · 51 to 54Feb 4, 2020 to Mar 30, 2020
- Assets in custody · $282M to $293MFeb 4, 2020 to Mar 30, 2020
- Accounts · 0.0 to unsetSep 26, 2019 to Oct 23, 2019
- Business name · K• G•••• L• to K• G••••• L•Sep 26, 2019 to Oct 23, 2019
Signals
1 dated events
- K• G•••• L• filed its initial SEC registration (Form ADV)May 10, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••••• F••••• A••••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/K•••••••••-F•••••reportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/solaris-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- klingenstein.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-492-7000reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026