DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• C•••••• P••••••• M••••••••• L••
Latest filing Jun 2, 2026
First filing on the tape Nov 20, 2022 · 7 filings
SEC status approved since Jan 3, 2023
RAUM
$574M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$574M as of Jun 2, 2026
Mar 27, 2024$477M then
HNW client RAUM$0 as of Jun 2, 2026
Mar 27, 2024$0 then
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 27, 20240 then
Employees (5.A)8 as of Jun 2, 2026
Mar 27, 20246 then
Private funds2 as of Jun 2, 2026
Mar 27, 20242 then
RAUM +16% over the last fiscal yearIARs 0 to 0offices 5 to 7
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $287MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$574M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••••• C•••••• P••••••• I•• L• | Private Equity Fund | $308M | 165 | Nov 20, 2022 |
| R••••••••• C•••••• P••••••• I• L••• | Private Equity Fund | $169M | 100 | Nov 20, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• J••••• M••• · Managing Membercontrolsince 03/2019 · owns 75% or more
- I••••••••• K••••• P••••• · Gp Membercontrolsince 03/2019 · owns less than 5%
- R••••••••• M••••••• S•••••• · Cfo/Ccocontrolsince 02/2023 · owns less than 5%
Related persons
Schedule D 7.A
- R••••••••• C•••••• P••••••• G• I• L••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $566M to $574MMar 30, 2026 to Jun 2, 2026
- Pooled vehicle RAUM · $566M to $574MMar 30, 2026 to Jun 2, 2026
- RAUM · $566M to $574MMar 30, 2026 to Jun 2, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 30, 2026
- Employees · 6 to 8Mar 31, 2025 to Mar 30, 2026
- Other offices · 5 to 7Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $495M to $566MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $495M to $566MMar 31, 2025 to Mar 30, 2026
- RAUM · $495M to $566MMar 31, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- HQ city · unset to Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $477M to $495MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $477M to $495MMar 27, 2024 to Mar 31, 2025
- RAUM · $477M to $495MMar 27, 2024 to Mar 31, 2025
- Other offices · 4 to 5May 9, 2023 to Mar 27, 2024
- Discretionary RAUM · $342M to $477MMay 9, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $342M to $477MMay 9, 2023 to Mar 27, 2024
- RAUM · $342M to $477MMay 9, 2023 to Mar 27, 2024
- Assets in custody · 342259534.0 to unsetNov 28, 2022 to May 9, 2023
- Custody of client assets · true to falseNov 28, 2022 to May 9, 2023
- Employees · 5 to 6Nov 28, 2022 to May 9, 2023
Signals
3 dated events
- R••••••••• C•••••• P••••••• M••••••••• L•• reported RAUM $477.5M, up 40% from $342.3M (2023-05-09 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Siegler Michael Remondino (Cfo/Cco) appeared on Schedule A of R••••••••• C•••••• P••••••• M••••••••• L••May 9, 2023 · Control person joined · fact
- R••••••••• C•••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 20, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••••• C•••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/realicap/posts/?feedView=allreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.r•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 650-444-5874reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026