DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•• C••••••
Legal name K•• C•••••• P•••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape May 29, 2019 · 10 filings
SEC status approved since Jun 28, 2019
RAUM
$774M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$774M as of Mar 27, 2026
Mar 26, 2020$291M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20200 then
Employees (5.A)20 as of Mar 27, 2026
Mar 26, 202015 then
Private funds3 as of Mar 27, 2026
Mar 26, 20203 then
RAUM +0.1% over the last fiscal year+9.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $258MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.8M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$774M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.8M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•• C•••••• F••• I•• L• | Private Equity Fund | $186M | 53 | Mar 26, 2020 |
| K•• C•••••• F••• V• L••• | Private Equity Fund | $69.4M | 90 | Mar 31, 2023 |
| K•• C•••••• F••• I••• L• | Private Equity Fund | $43.7M | 22 | May 29, 2019 |
| K•• C•••••• F••• I•• L• | Private Equity Fund | $0 | 10 | May 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• J••••• B•••• · Managing Partner / Limited Partnercontrolsince 03/2019 · owns 25% to 50%
- D•••••• I••• W••••••• L•••••••• · Managing Partner / Limited Partnercontrolsince 03/2019 · owns 25% to 50%
- M•••••• K•••• P•••••• · Partner / Limited Partnercontrolsince 03/2019 · owns 25% to 50%
- M••••• J•••• H••••• · Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- D••••••• J••••• B•••• · Membercontrolsince 07/2015 · owns 50% to 75% of D•• C•••••• M••••••••• L••
- D•••••• I••• W••••••• L•••••••• · Membercontrolsince 07/2015 · owns 50% to 75% of D•• C•••••• M••••••••• L••
Entity owners
- D•• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- K•• C•••••• G• I•• L•••pooled vehicle sponsorn
- K•• C•••••• G• V• L••pooled vehicle sponsorn
- K•• C•••••• P•••••••• L•investment advisern
- K•• P••••••• I•• L••pooled vehicle sponsorn
- K•• P••••••• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 8Mar 30, 2025 to Mar 27, 2026
- Assets in custody · $31.5M to $3.8MMar 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $773M to $774MMar 30, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $773M to $774MMar 30, 2025 to Mar 27, 2026
- RAUM · $773M to $774MMar 30, 2025 to Mar 27, 2026
- Advisory employees · 9 to 10Mar 28, 2024 to Mar 30, 2025
- Assets in custody · $3.2M to $31.5MMar 28, 2024 to Mar 30, 2025
- Employees · 19 to 20Mar 28, 2024 to Mar 30, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $734M to $773MMar 28, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $734M to $773MMar 28, 2024 to Mar 30, 2025
- RAUM · $734M to $773MMar 28, 2024 to Mar 30, 2025
- Accounts · 4 to 3Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 10 to 9Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 3Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $3.4M to $3.2MMar 31, 2023 to Mar 28, 2024
- Employees · 14 to 19Mar 31, 2023 to Mar 28, 2024
- Private funds · 4 to 3Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $593M to $734MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $593M to $734MMar 31, 2023 to Mar 28, 2024
- RAUM · $593M to $734MMar 31, 2023 to Mar 28, 2024
- Accounts · 3 to 4Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 4Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $890,669 to $3.4MMar 31, 2022 to Mar 31, 2023
- Employees · 12 to 14Mar 31, 2022 to Mar 31, 2023
- Private funds · 3 to 4Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $310M to $593MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $310M to $593MMar 31, 2022 to Mar 31, 2023
- RAUM · $310M to $593MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 12 to 10Apr 28, 2021 to Mar 31, 2022
- Assets in custody · $16.9M to $890,669Apr 28, 2021 to Mar 31, 2022
- Employees · 14 to 12Apr 28, 2021 to Mar 31, 2022
- Discretionary RAUM · $294M to $310MApr 28, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $294M to $310MApr 28, 2021 to Mar 31, 2022
- RAUM · $294M to $310MApr 28, 2021 to Mar 31, 2022
- Discretionary RAUM · $305M to $294MMar 31, 2021 to Apr 28, 2021
- Pooled vehicle RAUM · $305M to $294MMar 31, 2021 to Apr 28, 2021
- RAUM · $305M to $294MMar 31, 2021 to Apr 28, 2021
- Advisory employees · 13 to 12Mar 26, 2020 to Mar 31, 2021
- Assets in custody · $4.2M to $16.9MMar 26, 2020 to Mar 31, 2021
Signals
5 dated events
- K•• C•••••• reported RAUM $593.4M, up 91% from $310.3M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Allen Brian Finn (Chief Compliance Officer) no longer on Schedule A of K•• C•••••• (listed 2021-04-28, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Healey John Moore (Chief Compliance Officer) appeared on Schedule A of K•• C••••••Mar 31, 2022 · Control person joined · fact
- K•• C•••••• reported RAUM $291.0M, up 119% from $132.9M (2019-05-30 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- K•• C•••••• filed its initial SEC registration (Form ADV)May 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•• C•••••• · Independent Sponsorsshared crd · capital_provider
- K•• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- klhcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 813-222-0160reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026