DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• L•
Latest filing Aug 17, 2026
First filing on the tape Jul 15, 2019 · 20 filings
SEC status approved since Aug 12, 2019
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
17%
$425M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$2.4B as of Aug 17, 2026
Mar 30, 2020$2.9B then
HNW client RAUM$405M as of Mar 28, 2025
Mar 30, 2020$554M then
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 30, 20200 then
Employees (5.A)12 as of Aug 17, 2026
Mar 30, 20207 then
Private funds5 as of Aug 17, 2026
Mar 30, 20203 then
RAUM +9.1% over the last fiscal year+2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $809M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B41%
- Charitable organizations$936M38%
- Individuals$425M17%
- Corporations and businesses$66.6M2.7%
- Individual clients
- 33reported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 57reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $809M for 4 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.17 fund_share=0.41 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• U•• L•• | Private Equity Fund | $355M | 13 | Mar 23, 2021 |
| 2• A•••• F•••• L••• | Hedge Fund | $333M | 7 | Mar 31, 2014 |
| 2• A•••• F•••• L••• | Hedge Fund | $146M | 16 | Mar 30, 2012 |
| B••••••••• P•••••• I••••••••• L•• | Private Equity Fund | $53.6M | 12 | Mar 23, 2021 |
| C•••••••• E••••• P•••••••• L•no longer reported | Hedge Fund | $26.8M | 2 | Apr 28, 2022 |
| B••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $4.1M | 2 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• A•••••• S•••••• · President, Co-Ceo And Chief Compliance Officercontrolsince 07/2019 · owns less than 5%
- K•••••• M••••••• M•• · Chairman And Co-Ceocontrolsince 07/2019 · owns less than 5%
- G•••••••• A•••••• S•••••• · Trusteecontrolsince 07/2019 · owns F of A•• 2••• I••• T•
- K•••••• C•••••••• L• · Trusteecontrolsince 11/2014 · owns F of N••• G•••••••• 2••• T••••
- K•••••• C••••••••• N• · Trusteecontrolsince 11/2014 · owns F of N••• G•••••••• 2••• T••••
- K•••••• M••••••• M•• · Trusteecontrolsince 07/2019 · owns F of A•• 2••• I••• T•
- K•••••• M••••••• M•• · Trusteecontrolsince 11/2014 · owns F of N••• G•••••••• 2••• T••••
Entity owners
- B••••••••• H••••••• L•• · General Partnerdirect · owns 75% or more
- A•• 2••• I••• T• · Memberindirect · owns 50% to 75% of B••••••••• H••••••• L••
- N••• G•••••••• 2••• T•••• · Memberindirect · owns 50% to 75% of B••••••••• H••••••• L••
Related persons
Schedule D 7.A
- B••••••••• G• L••pooled vehicle sponsorn
- G••••••• G• L••investment adviserpooled vehicle sponsornRAUM $60.2M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 10Mar 16, 2026 to Aug 17, 2026
- Employees · 7 to 12Mar 16, 2026 to Aug 17, 2026
- Related adviser · false to trueMar 16, 2026 to Aug 17, 2026
- Accounts · 56 to 57Mar 28, 2025 to Mar 16, 2026
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 16, 2026
- HNW clients · 32.0 to unsetMar 28, 2025 to Mar 16, 2026
- Individual clients · 0 to 33Mar 28, 2025 to Mar 16, 2026
- Assets in custody · $737M to $809MMar 28, 2025 to Mar 16, 2026
- Discretionary RAUM · $2.2B to $2.4BMar 28, 2025 to Mar 16, 2026
- HNW RAUM · 404900007.0 to unsetMar 28, 2025 to Mar 16, 2026
- Individual RAUM · unset to 425323694.0Mar 28, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $888M to $1.0BMar 28, 2025 to Mar 16, 2026
- RAUM · $2.2B to $2.4BMar 28, 2025 to Mar 16, 2026
- Related adviser · true to falseMar 28, 2025 to Mar 16, 2026
- Accounts · 60 to 56Oct 31, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Oct 31, 2024 to Mar 28, 2025
- Corporate clients · 14 to 13Oct 31, 2024 to Mar 28, 2025
- HNW clients · 36 to 32Oct 31, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 5Oct 31, 2024 to Mar 28, 2025
- Assets in custody · $741M to $737MOct 31, 2024 to Mar 28, 2025
- Employees · 8 to 7Oct 31, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 31, 2024 to Mar 28, 2025
- Private funds · 4 to 5Oct 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.2B to $2.2BOct 31, 2024 to Mar 28, 2025
- HNW RAUM · $364M to $405MOct 31, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $887M to $888MOct 31, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.2BOct 31, 2024 to Mar 28, 2025
- Assets in custody · $748M to $741MSep 5, 2024 to Oct 31, 2024
- Accounts · 59 to 60Mar 29, 2023 to Mar 28, 2024
- Corporate clients · 13 to 14Mar 29, 2023 to Mar 28, 2024
- HNW clients · 35 to 36Mar 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 4Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $784M to $748MMar 29, 2023 to Mar 28, 2024
- Private funds · 5 to 4Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.3B to $2.2BMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $343M to $364MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $867M to $887MMar 29, 2023 to Mar 28, 2024
- RAUM · $2.3B to $2.2BMar 29, 2023 to Mar 28, 2024
- Advisory employees · 8 to 6Apr 28, 2022 to Mar 29, 2023
- Charity clients · 5 to 6Apr 28, 2022 to Mar 29, 2023
Signals
2 dated events
- B••••••••• L• reported RAUM $2.9B, up 29% from $2.2B (2021-09-23 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- B••••••••• L• filed its initial SEC registration (Form ADV)Jul 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• L• · Independent Sponsorsshared crd · capital_provider
- B••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 984-3815reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026