DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• O•••• C•••••• P•••••••• L•••
Latest filing Jul 31, 2026
First filing on the tape Jun 17, 2019 · 18 filings
SEC status approved since Jul 17, 2019
RAUM
$2.9B
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
72%
$2.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.9B as of Jul 31, 2026
Mar 27, 2020$152M then
HNW client RAUM$2.1B as of Jul 31, 2026
Mar 27, 2020$0 then
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 27, 20200 then
Employees (5.A)9 as of Jul 31, 2026
Mar 27, 20206 then
Private funds6 as of Jul 31, 2026
Mar 27, 20202 then
RAUM +44% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $125MderivedHNW RAUM over HNW clients
- Average account
- $109MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 24%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $308M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B72%
- Pooled investment vehicles$726M25%
- Charitable organizations$95.2M3.2%
- Individual clients
- 0reported
- HNW clients
- 17reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 27reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $308M for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.72 fund_share=0.25 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••• O•••• U••• V•••••• C•••••• P••••••••• L••• | Venture Capital Fund | $306M | 45 | Nov 14, 2019 |
| P•••• O•••• U••• P•••••• E••••• P••••••••• L••• | Private Equity Fund | $268M | 38 | Nov 14, 2019 |
| P•••• O•••• U••• C••••••••• P••••• E••••• P••••••••• L••• | Hedge Fund | $76.1M | 12 | Mar 26, 2021 |
| P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P••••••••• L••• | Private Equity Fund | $52.4M | 12 | Mar 26, 2021 |
| C•••••••• O•••• U• V• P••••••••• L••• | Venture Capital Fund | $49.6M | 51 | Mar 31, 2022 |
| P•••• O•••• R•••••• L••••••••• L••• | Liquidity Fund | $23.9M | 25 | Mar 26, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K•••••••• R•••••• L••••• · Chief Operating Officer / Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- O•••••••• J•••• W•••••• · Managing Partnercontrolsince 05/2019 · owns 25% to 50%
- U•••• E•••• B•••• · Co-Managing Partnercontrolsince 05/2019 · owns 25% to 50%
- O•••••••• J•••• W•••••• · Manager Of P•••• O•••• C•••••• P••••••• M••••••••• L•••••controlsince 05/2019 · owns 50% to 75% of P•••• O•••• C•••••• P••••••• M••••••••• L•••••
- U•••• E•••• B•••• · Manager Of P•••• O•••• C•••••• P••••••• M••••••••• L•••••controlsince 05/2019 · owns 50% to 75% of P•••• O•••• C•••••• P••••••• M••••••••• L•••••
- T•••••• N••••• C•••••• · Managing Director, Client Investments Chief Compliance Officersince 06/2022 · owns 10% to 25%
Entity owners
- P•••• O•••• C•••••• P••••••• · General Partnerdirect · owns less than 5%
- P•••• O•••• C•••••• P••••••• M••••••••• L••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P•••• O•••• C•••••• P••••••• M••••••••• L•••••pooled vehicle sponsorn
- P•••• O•••• D••••••••• A••••• • P•••••• I••••••••• P•••••••• M••••••••• L•••••pooled vehicle sponsorn
- P•••• O•••• R•••••• L•••••••• M••••••••• L•••••pooled vehicle sponsorn
- P•••• O•••• U••• C••••••••• P••••• E••••• M••••••••• L•••••pooled vehicle sponsorn
- P•••• O•••• U••• P•••••• E••••• P•••••••• M••••••••• L•••••pooled vehicle sponsorn
- P•••• O•••• U••• V•••••• C•••••• P•••••••• M••••••••• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 31, 2026U•••• E•••• B•••• (CO-MANAGING PARTNER) left Schedule A between the filings of 2024-10-16 and 2026-07-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 31, 2026K•••••••• R•••••• L••••• (CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-10-16 and 2026-07-31peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $2,041,140,608 to $2,907,317,093 (+42.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +17.0% (1298 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 90% percentile
What changed
consecutive filings, newest first
- Non-discretionary RAUM · $2.2B to $2.2BMar 27, 2026 to Jul 31, 2026
- Pooled vehicle RAUM · $685M to $726MMar 27, 2026 to Jul 31, 2026
- RAUM · $2.9B to $2.9BMar 27, 2026 to Jul 31, 2026
- Advisory employees · 5 to 4Aug 29, 2025 to Mar 27, 2026
- Advisory activities · 3 to 4Aug 29, 2025 to Mar 27, 2026
- Assets in custody · $284M to $308MAug 29, 2025 to Mar 27, 2026
- Employees · 10 to 9Aug 29, 2025 to Mar 27, 2026
- Financial planning clients · to 0Aug 29, 2025 to Mar 27, 2026
- Discretionary RAUM · $687M to $718MAug 29, 2025 to Mar 27, 2026
- HNW RAUM · $1.3B to $2.1BAug 29, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.4B to $2.2BAug 29, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $653M to $685MAug 29, 2025 to Mar 27, 2026
- RAUM · $2.0B to $2.9BAug 29, 2025 to Mar 27, 2026
- Advisory employees · 7 to 5Mar 31, 2025 to Aug 29, 2025
- Employees · 12 to 10Mar 31, 2025 to Aug 29, 2025
- Accounts · 24 to 27Oct 16, 2024 to Mar 31, 2025
- Advisory employees · 10 to 7Oct 16, 2024 to Mar 31, 2025
- Charity clients · 0 to 4Oct 16, 2024 to Mar 31, 2025
- HNW clients · 18 to 17Oct 16, 2024 to Mar 31, 2025
- Assets in custody · $170M to $284MOct 16, 2024 to Mar 31, 2025
- Employees · 15 to 12Oct 16, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 16, 2024 to Mar 31, 2025
- Other offices · 0 to 1Oct 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $653M to $687MOct 16, 2024 to Mar 31, 2025
- HNW RAUM · $1.2B to $1.3BOct 16, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.1B to $1.4BOct 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $615M to $653MOct 16, 2024 to Mar 31, 2025
- RAUM · $1.8B to $2.0BOct 16, 2024 to Mar 31, 2025
- HNW clients · 15 to 18Jun 23, 2023 to Mar 29, 2024
- Pooled vehicle clients · 9 to 6Jun 23, 2023 to Mar 29, 2024
- Assets in custody · $118M to $170MJun 23, 2023 to Mar 29, 2024
- Employees · 16 to 15Jun 23, 2023 to Mar 29, 2024
- Discretionary RAUM · $557M to $653MJun 23, 2023 to Mar 29, 2024
- HNW RAUM · $940M to $1.2BJun 23, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $925M to $1.1BJun 23, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $542M to $615MJun 23, 2023 to Mar 29, 2024
- RAUM · $1.5B to $1.8BJun 23, 2023 to Mar 29, 2024
- Accounts · 18 to 24Jun 30, 2022 to Mar 31, 2023
- Advisory employees · 7 to 10Jun 30, 2022 to Mar 31, 2023
- HNW clients · 12 to 15Jun 30, 2022 to Mar 31, 2023
Signals
7 dated events
- P•••• O•••• C•••••• P•••••••• L••• reported RAUM $2.9B, up 42% from $2.0B (2025-08-29 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Louise Rachel Kinnunen (Chief Operating Officer / Chief Compliance Officer) appeared on Schedule A of P•••• O•••• C•••••• P•••••••• L•••Oct 16, 2024 · Control person joined · fact
- Russell Iain Mcneil (Chief Compliance Officer) no longer on Schedule A of P•••• O•••• C•••••• P•••••••• L••• (listed 2024-04-01, absent 2024-10-16)Oct 16, 2024 · Control person left · inference
- P•••• O•••• C•••••• P•••••••• L••• reported RAUM $1.3B, up 41% from $931.5M (2021-11-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P•••• O•••• C•••••• P•••••••• L••• reported RAUM $931.5M, up 513% from $152.0M (2020-06-23 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Russell Iain Mcneil (Chief Compliance Officer) appeared on Schedule A of P•••• O•••• C•••••• P•••••••• L•••Nov 14, 2019 · Control person joined · fact
- M••• P••• A••••••• filed its initial SEC registration (Form ADV)Jun 17, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••• O•••• C•••••• P•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- P•••• O•••• C•••••• P•••••••• L••• · Private Equityshared crd · organization
- P•••• O•••• C•••••• P•••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@pointolema.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 415-851-0411reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/point-olema/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pointolema.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-851-0411reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026