DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aflac Asset Management LLC
Latest filing Mar 31, 2026
First filing on the tape Dec 16, 2020 · 18 filings
SEC status approved since Jan 19, 2021
RAUM
$133B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
110
39 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$133B as of Mar 31, 2026
Mar 29, 2021$135B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20210 then
Employees (5.A)110 as of Mar 31, 2026
Mar 29, 202184 then
Private funds1 as of Mar 31, 2026
Mar 29, 20212 then
RAUM +26% over the last fiscal year+5.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$91B76%
- Insurance companies$21B18%
- Corporations and businesses$3.9B3.3%
- Pooled investment vehicles$2.5B2.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.7 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Global Alternatives Fund Spc | Private Equity Fund | $1.4B | 2 | Dec 16, 2020 |
| Global Alternatives Trust Ino longer reported | Private Equity Fund | $177M | 2 | Dec 16, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Biney Rebecca Amissah · Md, Chief Compliance Officer And Assistant Secretarycontrolsince 10/2017 · owns less than 5%
- R Littrell Robin Blackmon · Directorcontrolsince 01/2024 · owns less than 5%
- Kristian Max Broden · Directorcontrolsince 01/2024 · owns less than 5%
- Frances Catherine Cole · Md, Head Of Private Debt Emp, Strategic Partnerships, And Business Developmentcontrolsince 11/2023 · owns less than 5%
- Eugene Bradley Dyslin · President And Global Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- Thordis Barbara Friedman · Smd, Global Head Of Legal & Regulatory And Assistant Secretarycontrolsince 10/2017 · owns less than 5%
- Xiaomei Liu · Md, Global Head Of Creditcontrolsince 01/2023 · owns less than 5%
- Windflower Tsana Nobles · Smd, Chief Risk Officercontrolsince 02/2022 · owns less than 5%
- Michael James Rizzo · Md, U.S. Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- Alan Tachikawa · Md, Chief Financial Officercontrolsince 08/2022 · owns less than 5%
- Hideto Yamamoto · Directorcontrolsince 10/2017 · owns less than 5%
Entity owners
- Aflac Inc. · Memberdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Aflac Asset Management Japan, Ltd.investment advisery
- Aflac Life Insurance Japan, Ltd.real estaten
- Aflac Re Bermuda Ltd.real estaten
- American Family Life Assurance Company Of Columbusreal estaten
- American Family Life Assurance Company Of New Yorkreal estaten
- Continental American Insurance Companyreal estaten
- Tier One Insurance Companyreal estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 36 to 39Aug 11, 2025 to Mar 31, 2026
- Employees · 103 to 110Aug 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $90B to $119BAug 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $16B to $15BAug 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.9B to $2.5BAug 11, 2025 to Mar 31, 2026
- RAUM · $106B to $133BAug 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 24, 2025
- Advisory employees · 37 to 36Aug 13, 2024 to Mar 28, 2025
- Employees · 105 to 103Aug 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $101B to $90BAug 13, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $19B to $16BAug 13, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.4B to $1.9BAug 13, 2024 to Mar 28, 2025
- RAUM · $120B to $106BAug 13, 2024 to Mar 28, 2025
- Advisory employees · 36 to 37Jan 10, 2024 to Mar 28, 2024
- Employees · 94 to 105Jan 10, 2024 to Mar 28, 2024
- Discretionary RAUM · $93B to $101BJan 10, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $20B to $19BJan 10, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $893M to $1.4BJan 10, 2024 to Mar 28, 2024
- RAUM · $113B to $120BJan 10, 2024 to Mar 28, 2024
- Advisory employees · 31 to 36Jan 27, 2023 to Mar 31, 2023
- Employees · 75 to 94Jan 27, 2023 to Mar 31, 2023
- Discretionary RAUM · $94B to $93BJan 27, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $25B to $20BJan 27, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $485M to $893MJan 27, 2023 to Mar 31, 2023
- RAUM · $120B to $113BJan 27, 2023 to Mar 31, 2023
- Accounts · 10 to 12Nov 16, 2021 to Mar 31, 2022
- Advisory employees · 32 to 31Nov 16, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 4Nov 16, 2021 to Mar 31, 2022
- Employees · 77 to 75Nov 16, 2021 to Mar 31, 2022
- Private funds · 2 to 1Nov 16, 2021 to Mar 31, 2022
- Discretionary RAUM · $95B to $94BNov 16, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $26B to $25BNov 16, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $189M to $485MNov 16, 2021 to Mar 31, 2022
- RAUM · $121B to $120BNov 16, 2021 to Mar 31, 2022
- Advisory employees · 36 to 32Mar 29, 2021 to Oct 27, 2021
- Employees · 84 to 77Mar 29, 2021 to Oct 27, 2021
- Discretionary RAUM · $108B to $95BMar 29, 2021 to Oct 27, 2021
- Non-discretionary RAUM · $27B to $26BMar 29, 2021 to Oct 27, 2021
- Pooled vehicle RAUM · $177M to $189MMar 29, 2021 to Oct 27, 2021
- RAUM · $135B to $121BMar 29, 2021 to Oct 27, 2021
Signals
16 dated events
- Aflac Asset Management Llc reported RAUM $133.5B, up 26% from $105.8B (2025-08-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Maltby Timothy Stevens (Smd, Global Head Of Structured Private Credit, Alternatives, Macro Strategy, And Derivatives) no longer on Schedule A of Aflac Asset Management Llc (listed 2024-03-28, absent 2024-07-24)Jul 24, 2024 · Control person left · inference
- Gerard John Shalhoub (Smd, Chief Operating Officer) no longer on Schedule A of Aflac Asset Management Llc (listed 2024-01-10, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Posey June Howard (Director) no longer on Schedule A of Aflac Asset Management Llc (listed 2023-08-17, absent 2024-01-10)Jan 10, 2024 · Control person left · inference
- John Frederick Crawford (Director) no longer on Schedule A of Aflac Asset Management Llc (listed 2023-08-17, absent 2024-01-10)Jan 10, 2024 · Control person left · inference
- Frances Catherine Cole (Md, Head Of Private Debt Emp, Strategic Partnerships, And Business Development) appeared on Schedule A of Aflac Asset Management LlcJan 10, 2024 · Control person joined · fact
- Kristian Max Broden (Director) appeared on Schedule A of Aflac Asset Management LlcJan 10, 2024 · Control person joined · fact
- R Littrell Robin Blackmon (Director) appeared on Schedule A of Aflac Asset Management LlcJan 10, 2024 · Control person joined · fact
- Michael Jamie Rizzo (Md, U.S. Chief Investment Officer) appeared on Schedule A of Aflac Asset Management LlcJul 28, 2023 · Control person joined · fact
- Xiaomei Liu (Md, Global Head Of Credit) appeared on Schedule A of Aflac Asset Management LlcJul 28, 2023 · Control person joined · fact
- Quarante Teresa Mctague (Smd, Cio-U.S., Hd. Of Am Risk, Global Hd. Of Direct Lending, Real Estate And Infra Debt & Global Hd Of Esg Inv. Strategies) no longer on Schedule A of Aflac Asset Management Llc (listed 2023-03-31, absent 2023-07-28)Jul 28, 2023 · Control person left · inference
- Mark Eric Kirsch (President And Global Chief Investment Officer) no longer on Schedule A of Aflac Asset Management Llc (listed 2022-09-22, absent 2023-01-27)Jan 27, 2023 · Control person left · inference
- Alan Tachikawa (Md, Chief Financial Officer) appeared on Schedule A of Aflac Asset Management LlcSep 22, 2022 · Control person joined · fact
- Windflower Tsana Nobles (Director) appeared on Schedule A of Aflac Asset Management LlcMar 31, 2022 · Control person joined · fact
- Stephen Scott (Md, Chief Financial Officer) no longer on Schedule A of Aflac Asset Management Llc (listed 2021-10-27, absent 2021-11-16)Nov 16, 2021 · Control person left · inference
- Aflac Asset Management Llc filed its initial SEC registration (Form ADV)Dec 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Aflac Asset Management LLC · Independent Sponsorsshared crd · capital_provider
- Aflac Asset Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-510-4600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026