DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

C•••••••• C••••••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $2.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $2.4B
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +34%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +34% over the last fiscal year, to $2.4B.
2026-03-31
RAUM a year earlier $1.8BRAUM now $2.4B
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 304370 · SEC 801-117168 · 11 filingsShow

CRD 304370SEC 801-117168Legal name C•••••••• C•••••• L•First filing on the tape Jul 15, 2019, latest Mar 31, 2026SEC status approved since Aug 12, 2019IAPD

RAUM

$2.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$2.4B as of Mar 31, 2026

Mar 30, 2020$74.0M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20200 then

Employees (5.A)12 as of Mar 31, 2026

Mar 30, 20204 then

Private funds1 as of Mar 31, 2026

Mar 30, 20201 then

RAUM +34% over the last fiscal year+43% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $790MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +34%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $725M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.4B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $725M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••••••• C•••••• M••••• L•	Hedge Fund	$2.4B	158	Jul 15, 2019

Owners and control persons

Schedule A and B, latest filing

A•••••••• R••••• E•••• T•••••• · Managing Partnercontrol
since 06/2019 · owns less than 5%
K••••••• M••••••• J••••••• · Managing Partnercontrol
since 06/2019 · owns less than 5%
A•••••••• R••••• E•••• T•••••• · Membercontrol
since 06/2019 · owns 25% to 50% of C•••••••• C•••••• G• L••
A•••••••• R••••• E•••• T•••••• · Limited Partnercontrol
since 06/2019 · owns 25% to 50% of C•••••••• C•••••• H••••••• L•
K••••••• M••••••• J••••••• · Membercontrol
since 06/2019 · owns 25% to 50% of C•••••••• C•••••• G• L••
K••••••• M••••••• J••••••• · Limited Partnercontrol
since 06/2019 · owns 25% to 50% of C•••••••• C•••••• H••••••• L•
B••••• A••••• V•••• · Chief Compliance Officer, Chief Operating Officer, General Counsel
since 03/2022 · owns less than 5%
P•••••• A••••• B••••• · Chief Financial Officer
since 02/2023 · owns less than 5%

Entity owners

C•••••••• C•••••• G• L•• · General Partner
direct · owns less than 5%
C•••••••• C•••••• H••••••• L• · Limited Partner
direct · owns 75% or more

Related persons

Schedule D 7.A

C•••••••• C•••••• D••••••• G• L•
investment adviserpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $506M to $725M
Mar 27, 2025 to Mar 31, 2026
Discretionary RAUM · $1.8B to $2.4B
Mar 27, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $1.8B to $2.4B
Mar 27, 2025 to Mar 31, 2026
RAUM · $1.8B to $2.4B
Mar 27, 2025 to Mar 31, 2026
Assets in custody · unset to 506151043.0
Mar 22, 2024 to Mar 27, 2025
Custody of client assets · false to true
Mar 22, 2024 to Mar 27, 2025
Financial planning clients · unset to
Mar 22, 2024 to Mar 27, 2025
Discretionary RAUM · $1.4B to $1.8B
Mar 22, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $1.4B to $1.8B
Mar 22, 2024 to Mar 27, 2025
RAUM · $1.4B to $1.8B
Mar 22, 2024 to Mar 27, 2025
Related adviser · true to false
Mar 22, 2024 to Mar 27, 2025
Related bank · true to false
Mar 22, 2024 to Mar 27, 2025
Employees · 13 to 12
Mar 24, 2023 to Mar 22, 2024
Discretionary RAUM · $815M to $1.4B
Mar 24, 2023 to Mar 22, 2024
Pooled vehicle RAUM · $815M to $1.4B
Mar 24, 2023 to Mar 22, 2024
RAUM · $815M to $1.4B
Mar 24, 2023 to Mar 22, 2024
Advisory employees · 5 to 6
Dec 19, 2022 to Mar 24, 2023
Employees · 8 to 13
Dec 19, 2022 to Mar 24, 2023
Financial planning clients · 0 to unset
Dec 19, 2022 to Mar 24, 2023
Discretionary RAUM · $539M to $815M
Dec 19, 2022 to Mar 24, 2023
Pooled vehicle RAUM · $539M to $815M
Dec 19, 2022 to Mar 24, 2023
RAUM · $539M to $815M
Dec 19, 2022 to Mar 24, 2023
Related bank · false to true
Dec 19, 2022 to Mar 24, 2023
Advisory employees · 4 to 5
Mar 31, 2021 to Mar 29, 2022
Employees · 5 to 8
Mar 31, 2021 to Mar 29, 2022
Discretionary RAUM · $232M to $539M
Mar 31, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $232M to $539M
Mar 31, 2021 to Mar 29, 2022
RAUM · $232M to $539M
Mar 31, 2021 to Mar 29, 2022
Advisory employees · 3 to 4
Sep 21, 2020 to Mar 31, 2021
Employees · 4 to 5
Sep 21, 2020 to Mar 31, 2021
Discretionary RAUM · $74.0M to $232M
Sep 21, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $74.0M to $232M
Sep 21, 2020 to Mar 31, 2021
RAUM · $74.0M to $232M
Sep 21, 2020 to Mar 31, 2021
Discretionary RAUM · $53.6M to $74.0M
Dec 10, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $53.6M to $74.0M
Dec 10, 2019 to Mar 30, 2020
RAUM · $53.6M to $74.0M
Dec 10, 2019 to Mar 30, 2020
Accounts · unset to 3.0
Jul 15, 2019 to Dec 10, 2019
Advisory employees · 2 to 3
Jul 15, 2019 to Dec 10, 2019
Employees · 2 to 4
Jul 15, 2019 to Dec 10, 2019
Discretionary RAUM · unset to 53580141.0
Jul 15, 2019 to Dec 10, 2019

Signals

9 dated events

••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Mar 31, 2026 · private fund gav change · fact
••• Locked
Mar 31, 2026 · ria private fund assets change · fact
••• Locked
Mar 27, 2025 · RAUM change · derived
••• Locked
Mar 22, 2024 · RAUM change · derived
••• Locked
Mar 24, 2023 · RAUM change · derived
••• Locked
Mar 29, 2022 · RAUM change · derived
••• Locked
Mar 31, 2021 · RAUM change · derived
••• Locked
Jul 15, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026