DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••• E••• L••

No RAUM reportedChicago, IllinoisCRD 304389SEC 801-116878websiteIAPD
Latest filing Feb 23, 2026
First filing on the tape May 30, 2019 · 9 filings
SEC status approved since Jun 28, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Feb 23, 2026
Mar 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 23, 2026
Mar 23, 20200 then
Employees (5.A)2 as of Feb 23, 2026
Mar 23, 20203 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Custody
$34.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$34.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• M•••• E••• · Chief Financial Officer, Chief Compliance Officer And Board Of Managerscontrol
        since 06/2014 · owns less than 5%
      • P••••• Q••••••• E••••••• · Co-Chairman Board Of Managerscontrol
        since 06/2014 · owns less than 5%
      • P•••••• S•••••• E•••• L••• · Co-Chairman Board Of Managers And Chief Executive Officercontrol
        since 06/2014 · owns less than 5%
      • P••••• D••••• I••••• · Trusteecontrol
        since 12/2012 · owns 75% or more of P•••• 2••• D••••••••• G••• T••••
      • P••••• Q••••••• E••••••• · Membercontrol
        since 12/2010 · owns 50% to 75% of P•••• I•••••••• L••
      • P•••••• S•••••• E•••• L••• · Membercontrol
        since 06/2014 · owns 75% or more of E•• N•• L•••• A••••••• L••
      Entity owners
      • C•••• C•••••• P•••••••• L•• · Member, C•••• E••• L•• Class A & B
        direct · owns 25% to 50%
      • E•• N•• L•••• A••••••• L•• · Member, C•••• E••• L•• Class A
        direct · owns 25% to 50%
      • C•••• I•••••••• L•• · Member
        indirect · owns 25% to 50% of C•••• C•••••• P•••••••• L••
      • D••••• G••••• L•• · Member
        indirect · owns 75% or more of C•••• C•••••• P•••••••• L••
      • J•••• L•• · Member
        indirect · owns 25% to 50% of J••• 1• L••
      • P•••• 2••• D••••••••• G••• T•••• · Member
        indirect · owns 25% to 50% of P•••• I•••••••• L••
      • P•••• I•••••••• L•• · Member
        indirect · owns 75% or more of C•••• I•••••••• L••
      • S••• • S•••• T••••••••• O• T•• S•••• O• M••••••• A• C••••••• F•• S•••••• M••••••• P•••••• F•••• · Member
        indirect · owns 75% or more of D••••• G••••• L••
      • J••• 1• L•• · Member, C•••• E••• L•• Class C
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      Advisers that list C•••• E••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $18.1M to $34.0M
        Mar 28, 2025 to Feb 23, 2026
      • Accounts · unset to 0.0
        Mar 27, 2024 to Mar 28, 2025
      • Assets in custody · $10.0M to $18.1M
        Mar 27, 2024 to Mar 28, 2025
      • Financial planning clients · 0 to 0
        Mar 27, 2024 to Mar 28, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 27, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 27, 2024 to Mar 28, 2025
      • RAUM · unset to 0.0
        Mar 27, 2024 to Mar 28, 2025
      • Assets in custody · $7.7M to $10.0M
        Mar 14, 2022 to Mar 22, 2023
      • Assets in custody · $8.4M to $7.7M
        Mar 26, 2021 to Mar 14, 2022
      • Assets in custody · $6.9M to $8.4M
        Mar 23, 2020 to Mar 26, 2021
      • Employees · 3 to 2
        Mar 23, 2020 to Mar 26, 2021
      • Assets in custody · $0 to $6.9M
        May 31, 2019 to Mar 23, 2020
      Signals
      2 dated events
      • Wentworth Louis Hoyes (Member Board Of Managers) no longer on Schedule A of C•••• E••• L•• (listed 2019-05-31, absent 2020-03-23)
        Mar 23, 2020 · Control person left · inference
      • C•••• E••• L•• filed its initial SEC registration (Form ADV)
        May 30, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/24601325reportedpublic record, Form ADV, Sep 18, 2026
      Website
      c••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      312-827-2280reportedpublic record, Form ADV, Feb 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026