DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• A•••• M•••••••••
Legal name S•••••• A•••• M••••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape May 24, 2019 · 13 filings
SEC status approved since Jun 21, 2019
RAUM
$498M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$498M as of Mar 27, 2026
Mar 30, 2020$172M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20200 then
Employees (5.A)6 as of Mar 27, 2026
Mar 30, 20205 then
Private funds1 as of Mar 27, 2026
Mar 30, 20201 then
RAUM -7.3% over the last fiscal year+0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$317M64%
- Insurance companies$49.1M9.9%
- Charitable organizations$48.9M9.8%
- State and municipal entities$41.7M8.4%
- Corporations and businesses$41.3M8.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.64 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• D•••••• O••••••••• F••• L• | Other Private Fund | $359M | 70 | May 24, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D•••• M••••••• · Founding Partner, Chief Compliance Officer, & Chief Operating Officercontrolsince 05/2019 · owns 25% to 50%
- F••••••• M•••• R•••••• · Founding Partner & Chief Investment Officercontrolsince 05/2019 · owns 50% to 75%
- F••••••• M•••• R•••••• · President & Sole Membercontrolsince 05/2019 · owns 75% or more of S•••••• A•••• G•••••• L••
- D••••••• R••••••••• D••• · Senior Analystsince 01/2021 · owns 10% to 25%
Entity owners
- S•••••• A•••• G•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S•••••• H•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 27, 2026institutional share of RAUM of 28% against a peer median of 0% (1568 comparable advisers, 99.0th percentile, 9.5 robust deviations)peers: asset managers, $100M to $500M (1,568) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 8Jan 30, 2026 to Mar 27, 2026
- Discretionary RAUM · $537M to $498MJan 30, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $376M to $317MJan 30, 2026 to Mar 27, 2026
- RAUM · $537M to $498MJan 30, 2026 to Mar 27, 2026
- Charity clients · unset to 3.0Mar 28, 2024 to Mar 28, 2025
- Corporate clients · unset to 1.0Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $508M to $537MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $359M to $376MMar 28, 2024 to Mar 28, 2025
- RAUM · $508M to $537MMar 28, 2024 to Mar 28, 2025
- Accounts · 6 to 7Jul 31, 2023 to Mar 28, 2024
- Advisory employees · 2 to 3Jul 31, 2023 to Mar 28, 2024
- Employees · 4 to 6Jul 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $490M to $508MJul 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $364M to $359MJul 31, 2023 to Mar 28, 2024
- RAUM · $490M to $508MJul 31, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Mar 30, 2023 to Jul 31, 2023
- Employees · 5 to 4Mar 30, 2023 to Jul 31, 2023
- Accounts · 7 to 6Mar 31, 2022 to Mar 30, 2023
- Employees · 6 to 5Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $671M to $490MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $475M to $364MMar 31, 2022 to Mar 30, 2023
- RAUM · $671M to $490MMar 31, 2022 to Mar 30, 2023
- Accounts · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Employees · 5 to 6Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $358M to $671MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $223M to $475MMar 31, 2021 to Mar 31, 2022
- RAUM · $358M to $671MMar 31, 2021 to Mar 31, 2022
- Accounts · 5 to 6Dec 17, 2020 to Mar 31, 2021
- Discretionary RAUM · $348M to $358MDec 17, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $218M to $223MDec 17, 2020 to Mar 31, 2021
- RAUM · $348M to $358MDec 17, 2020 to Mar 31, 2021
- Accounts · 3 to 5Mar 30, 2020 to Dec 17, 2020
- Discretionary RAUM · $172M to $348MMar 30, 2020 to Dec 17, 2020
- Pooled vehicle RAUM · $130M to $218MMar 30, 2020 to Dec 17, 2020
- RAUM · $172M to $348MMar 30, 2020 to Dec 17, 2020
- Other offices · 1 to 0Oct 21, 2019 to Mar 30, 2020
- Discretionary RAUM · $143M to $172MOct 21, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $107M to $130MOct 21, 2019 to Mar 30, 2020
Signals
4 dated events
- S•••••• A•••• M••••••••• reported RAUM $490.0M, down 27% from $670.6M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- S•••••• A•••• M••••••••• reported RAUM $670.6M, up 87% from $357.7M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S•••••• A•••• M••••••••• reported RAUM $348.4M, up 103% from $171.6M (2020-03-30 to 2020-12-17)Dec 17, 2020 · RAUM change · derived
- S•••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)May 24, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••• A•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/socorro-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-550-1852reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026