DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R••• C•••••• M•••••••••
Legal name R••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 17, 2019 · 14 filings
SEC status approved since Jul 17, 2019
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$137M as of Mar 31, 2026
Mar 17, 2020$64.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 17, 20200 then
Employees (5.A)10 as of Mar 31, 2026
Mar 17, 20207 then
Private funds2 as of Mar 31, 2026
Mar 28, 20242 then
RAUM -11% over the last fiscal year+29% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$75.8M91%
- Investment companies$7.7M9.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• S•••••••• C••••• F••• I•• L• | Private Equity Fund | $47.0M | 7 | Mar 22, 2022 |
| B•••••• M•••••••• P••••••• I• L• | Private Equity Fund | $29.7M | 4 | Jun 22, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• O•••••• S•••• · Co-Chief Executive Officercontrolsince 06/2023 · owns less than 5%
- C••••••••• K••••••• M•••• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- M•••••••• B•••••••• W• · Chief Financial Officercontrolsince 12/2021 · owns less than 5%
- P••••••••• D•••••• P•••••• · Co-Chief Executive Officercontrolsince 06/2023 · owns less than 5%
- M•••••• J••••• S••••• · Co-Ownercontrolsince 10/2020 · owns 75% or more of C•••••••• G••••• L••
Entity owners
- C•••••••• C•••••• L•• · Ownerdirect · owns 75% or more
- C•••••••• G••••• L•• · Co-Ownerindirect · owns 75% or more of C•••••••• C•••••• L••
Related persons
Schedule D 7.A
- C•••••••• C•••••• M•••••••••investment adviserbanknRAUM $2.0B
- C•••••••• C•••••• P•••••••• L•pooled vehicle sponsorn
- C•••••••• C••••••••• P•••••••• L••pooled vehicle sponsorn
- C•••••••• C••••• M•••••••••investment advisernRAUM $603M
- C•••••••• S•••••••• C••••• F••• I• L•• L••pooled vehicle sponsorn
- E••••• T•••• C••••••n
- M•••••• • N••••• A•••••••• L••investment advisernRAUM $17B
- M•••••• • N••••• I••••••• S•••••••• I•••broker-dealern
- R•••••• I••••••••• M••••••••• L••investment advisernRAUM $581M
- T•••••••• C••••••• I•••investment companyn
- T•••••••• L•••••• F••• I• M••••••••• L••pooled vehicle sponsorn
- T•••••••• L•••••• F••• V• M••••••••• L••pooled vehicle sponsorn
- T••••••••• L••investment advisernRAUM $1.4B
Advisers that list R••• C•••••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA3 employees
What changed
consecutive filings, newest first
- Accounts · 3 to 4Dec 4, 2025 to Mar 31, 2026
- Advisory employees · 7 to 6Dec 4, 2025 to Mar 31, 2026
- Other offices · 1 to 2Dec 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $154M to $137MDec 4, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $81.5M to $75.8MDec 4, 2025 to Mar 31, 2026
- RAUM · $154M to $137MDec 4, 2025 to Mar 31, 2026
- Advisory employees · 6 to 7Oct 17, 2024 to Mar 28, 2025
- Employees · 9 to 10Oct 17, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $158M to $154MOct 17, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $76.7M to $81.5MOct 17, 2024 to Mar 28, 2025
- RAUM · $158M to $154MOct 17, 2024 to Mar 28, 2025
- Advisory employees · 7 to 6Jun 29, 2023 to Mar 28, 2024
- Employees · 10 to 9Jun 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $121M to $158MJun 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $57.6M to $76.7MJun 29, 2023 to Mar 28, 2024
- RAUM · $121M to $158MJun 29, 2023 to Mar 28, 2024
- Accounts · 1 to 3Mar 23, 2023 to Jun 29, 2023
- Advisory employees · 5 to 7Mar 23, 2023 to Jun 29, 2023
- Advisory activities · 1 to 2Mar 23, 2023 to Jun 29, 2023
- Pooled vehicle clients · unset to 2.0Mar 23, 2023 to Jun 29, 2023
- Assets in custody · unset to 0.0Mar 23, 2023 to Jun 29, 2023
- Custody of client assets · false to trueMar 23, 2023 to Jun 29, 2023
- Employees · 8 to 10Mar 23, 2023 to Jun 29, 2023
- Other offices · 0 to 1Mar 23, 2023 to Jun 29, 2023
- Private funds · unset to 2Mar 23, 2023 to Jun 29, 2023
- Discretionary RAUM · $63.5M to $121MMar 23, 2023 to Jun 29, 2023
- Pooled vehicle RAUM · unset to 57591885.0Mar 23, 2023 to Jun 29, 2023
- RAUM · $63.5M to $121MMar 23, 2023 to Jun 29, 2023
- Employees · 7 to 8Mar 22, 2022 to Mar 23, 2023
- Discretionary RAUM · $65.6M to $63.5MMar 22, 2022 to Mar 23, 2023
- RAUM · $65.6M to $63.5MMar 22, 2022 to Mar 23, 2023
- Related broker-dealer · false to trueMar 22, 2022 to Mar 23, 2023
- Employees · 8 to 7Jan 3, 2022 to Mar 22, 2022
- Discretionary RAUM · $61.0M to $65.6MJan 3, 2022 to Mar 22, 2022
- RAUM · $61.0M to $65.6MJan 3, 2022 to Mar 22, 2022
- Advisory employees · 6 to 5Jan 29, 2021 to Jan 3, 2022
- Related bank · false to trueJan 29, 2021 to Jan 3, 2022
- Advisory employees · 5 to 6Mar 17, 2020 to Jan 29, 2021
- Employees · 7 to 8Mar 17, 2020 to Jan 29, 2021
Signals
10 dated events
- Marie Kristen Cammarata (Chief Compliance Officer) appeared on Schedule A of R••• C•••••• M•••••••••Jun 29, 2023 · Control person joined · fact
- Scott Oliver Barfield (Co-Chief Executive Officer) appeared on Schedule A of R••• C•••••• M•••••••••Jun 29, 2023 · Control person joined · fact
- W B••••••• M••••••• (Chief Financial Officer) appeared on Schedule A of R••• C•••••• M•••••••••Jan 3, 2022 · Control person joined · fact
- M•••••• B•••• C•••••• (Sole Member) no longer on Schedule A of R••• C•••••• M••••••••• (listed 2021-01-29, absent 2022-01-03)Jan 3, 2022 · Control person left · inference
- F A•••• G••• (Chief Executive Officer) no longer on Schedule A of R••• C•••••• M••••••••• (listed 2021-01-29, absent 2022-01-03)Jan 3, 2022 · Control person left · inference
- S••••• J•••• M••••• (Co-Owner) appeared on Schedule A of R••• C•••••• M•••••••••Jan 29, 2021 · Control person joined · fact
- S Kim Pegula (Member) no longer on Schedule A of R••• C•••••• M••••••••• (listed 2020-03-17, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- M Terrence Pegula (Member) no longer on Schedule A of R••• C•••••• M••••••••• (listed 2020-03-17, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- A••• G•••• (Manager) no longer on Schedule A of R••• C•••••• M••••••••• (listed 2019-06-17, absent 2019-11-15)Nov 15, 2019 · Control person left · inference
- R••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Jun 17, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- R••• C•••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- randcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-880-7494reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026