DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Celeres Capital Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Jun 18, 2019 · 11 filings
SEC status approved since Jul 16, 2019
RAUM
$535M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$535M as of Mar 30, 2026
Jan 28, 2020$138M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jan 28, 20200 then
Employees (5.A)4 as of Mar 30, 2026
Jan 28, 20207 then
Private funds: no history
RAUM -13% over the last fiscal year+0.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $267MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1,220, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$523M98%
- Pooled investment vehicles$11.8M2.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1,220 for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.02 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ignatius Paul Carey · Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
- Ignatius Paul Carey · Membercontrolsince 05/2019 · owns 25% to 50% of Celeres Holdings, LLC
- Bernard Frank Turner · Membercontrolsince 05/2019 · owns 25% to 50% of Celeres Holdings, LLC
- Vaughn Christopher Valentine · Membercontrolsince 05/2019 · owns 25% to 50% of Celeres Holdings, LLC
Entity owners
- Celeres Holdings, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 2Apr 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $611M to $535MApr 1, 2025 to Mar 30, 2026
- RAUM · $611M to $535MApr 1, 2025 to Mar 30, 2026
- Accounts · 4 to 3Mar 29, 2024 to Apr 1, 2025
- Pooled vehicle clients · 3 to 2Mar 29, 2024 to Apr 1, 2025
- Assets in custody · $1,301 to $1,220Mar 29, 2024 to Apr 1, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 1, 2025
- Discretionary RAUM · $486M to $611MMar 29, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · $12.3M to $11.8MMar 29, 2024 to Apr 1, 2025
- RAUM · $486M to $611MMar 29, 2024 to Apr 1, 2025
- Accounts · 5 to 4Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1,655 to $1,301Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $528M to $486MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $7.3M to $12.3MMar 31, 2023 to Mar 29, 2024
- RAUM · $528M to $486MMar 31, 2023 to Mar 29, 2024
- Accounts · 4 to 5Apr 1, 2022 to Mar 31, 2023
- Advisory activities · 3 to 2Apr 1, 2022 to Mar 31, 2023
- Charity clients · 1.0 to unsetApr 1, 2022 to Mar 31, 2023
- Corporate clients · 1.0 to unsetApr 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 3Apr 1, 2022 to Mar 31, 2023
- Assets in custody · $70,000 to $1,655Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $379M to $528MApr 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.4M to $7.3MApr 1, 2022 to Mar 31, 2023
- RAUM · $379M to $528MApr 1, 2022 to Mar 31, 2023
- Accounts · 1 to 4Mar 31, 2021 to Apr 1, 2022
- Advisory employees · 5 to 4Mar 31, 2021 to Apr 1, 2022
- Advisory activities · 2 to 3Mar 31, 2021 to Apr 1, 2022
- Charity clients · unset to 1.0Mar 31, 2021 to Apr 1, 2022
- Corporate clients · unset to 1.0Mar 31, 2021 to Apr 1, 2022
- Pooled vehicle clients · unset to 2.0Mar 31, 2021 to Apr 1, 2022
- Assets in custody · unset to 70000.0Mar 31, 2021 to Apr 1, 2022
- Custody of client assets · false to trueMar 31, 2021 to Apr 1, 2022
- Employees · 5 to 4Mar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · $274M to $379MMar 31, 2021 to Apr 1, 2022
- Pooled vehicle RAUM · unset to 1390459.0Mar 31, 2021 to Apr 1, 2022
- RAUM · $274M to $379MMar 31, 2021 to Apr 1, 2022
- Accounts · 2 to 1Sep 15, 2020 to Mar 31, 2021
- Advisory employees · 7 to 5Sep 15, 2020 to Mar 31, 2021
- Employees · 7 to 5Sep 15, 2020 to Mar 31, 2021
- Discretionary RAUM · $245M to $274MSep 15, 2020 to Mar 31, 2021
Signals
7 dated events
- Celeres Capital Advisors, Llc reported RAUM $611.4M, up 26% from $486.0M (2024-03-29 to 2025-04-01)Apr 1, 2025 · RAUM change · derived
- Celeres Capital Advisors, Llc reported RAUM $528.4M, up 39% from $379.0M (2022-04-01 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Celeres Capital Advisors, Llc reported RAUM $379.0M, up 38% from $273.8M (2021-03-31 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- Vaughn Christopher Valentine (Member) appeared on Schedule A of Celeres Capital Advisors, LlcApr 1, 2022 · Control person joined · fact
- Celeres Capital Advisors, Llc reported RAUM $245.3M, up 77% from $138.5M (2020-01-28 to 2020-09-15)Sep 15, 2020 · RAUM change · derived
- Bernard Frank Turner (Member) appeared on Schedule A of Celeres Capital Advisors, LlcOct 17, 2019 · Control person joined · fact
- Celeres Capital Advisors, Llc filed its initial SEC registration (Form ADV)Jun 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/35598024/adminreportedpublic record, Form ADV, Sep 17, 2026
- Website
- celerescapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-481-0469reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026