DFX Intelligence

RIA Intelligence

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SEC-registered adviser

E•••• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 304585SEC 801-121896website IAPD

Latest filing Mar 27, 2026

First filing on the tape Jun 28, 2021 · 11 filings

SEC status approved since Jul 28, 2021

RAUM

$549M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$549M as of Mar 27, 2026

Mar 31, 2022$166M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 31, 20220 then

Employees (5.A)10 as of Mar 27, 2026

Mar 31, 202210 then

Private funds2 as of Mar 27, 2026

Mar 31, 20222 then

RAUM +160% over the last fiscal year+45% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $91.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +160%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$549M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
W•••••••• H••••••••• P••••••• L••	Hedge Fund	$87.0M	23	Aug 28, 2019
E••••••• M•••••• H••••••••• P••••••• L••	Hedge Fund	$78.8M	39	Aug 28, 2019

Owners and control persons

Schedule A and B, latest filing

F••••••••• A•••• R• · Presidentcontrol
since 09/2023 · owns 10% to 25%
I••••• S•••••• D•••• · Managing Membercontrol
since 05/2018 · owns 75% or more
N••••••• J•••••• A• · Chief Operating Officercontrol
since 09/2023 · owns 10% to 25%
S•••••••• B•••••• · Chief Compliance Officercontrol
since 10/2022 · owns less than 5%

Related persons

Schedule D 7.A

E•••• A•••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 27, 2026
RAUM (Item 5.F) moved from $210,757,335 to $548,629,691 (+160.0%) between the annual amendments of 2025-03-27 and 2026-03-27; the peer median change was +8.0% (672 comparable advisers, 98.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $211M to $549M
Mar 27, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $211M to $549M
Mar 27, 2025 to Mar 27, 2026
RAUM · $211M to $549M
Mar 27, 2025 to Mar 27, 2026
Accounts · 5 to 6
Mar 28, 2024 to Mar 27, 2025
Advisory employees · 5 to 6
Mar 28, 2024 to Mar 27, 2025
Pooled vehicle clients · 5 to 6
Mar 28, 2024 to Mar 27, 2025
Employees · 9 to 10
Mar 28, 2024 to Mar 27, 2025
Financial planning clients · unset to
Mar 28, 2024 to Mar 27, 2025
Discretionary RAUM · $182M to $211M
Mar 28, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $182M to $211M
Mar 28, 2024 to Mar 27, 2025
RAUM · $182M to $211M
Mar 28, 2024 to Mar 27, 2025
Advisory employees · 6 to 5
May 24, 2023 to Mar 28, 2024
Employees · 10 to 9
May 24, 2023 to Mar 28, 2024
Discretionary RAUM · $180M to $182M
May 24, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $180M to $182M
May 24, 2023 to Mar 28, 2024
RAUM · $180M to $182M
May 24, 2023 to Mar 28, 2024
Discretionary RAUM · $166M to $180M
Oct 31, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $166M to $180M
Oct 31, 2022 to Mar 31, 2023
RAUM · $166M to $180M
Oct 31, 2022 to Mar 31, 2023
Employees · 9 to 10
Jul 9, 2021 to Mar 31, 2022
Discretionary RAUM · $191M to $166M
Jul 9, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $191M to $166M
Jul 9, 2021 to Mar 31, 2022
RAUM · $191M to $166M
Jul 9, 2021 to Mar 31, 2022
Private funds · 4 to 2
Jun 28, 2021 to Jul 9, 2021

Signals

5 dated events

E•••• A•••• M••••••••• L•• reported RAUM $548.6M, up 160% from $210.8M (2025-03-27 to 2026-03-27)
Mar 27, 2026 · RAUM change · derived
R Alex Forschner (President) appeared on Schedule A of E•••• A•••• M••••••••• L••
Mar 28, 2024 · Control person joined · fact
A Joseph Narvaez (Chief Operating Officer) appeared on Schedule A of E•••• A•••• M••••••••• L••
Mar 28, 2024 · Control person joined · fact
Brianne Shergill (Chief Compliance Officer) appeared on Schedule A of E•••• A•••• M••••••••• L••
Oct 31, 2022 · Control person joined · fact
E•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 28, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

E•••• A•••• M••••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: e•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-403-3900reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026