DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• H••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 27, 2022 · 9 filings
SEC status approved since Jul 27, 2022
RAUM
$354M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$354M as of Mar 31, 2026
Mar 31, 2023$222M then
HNW client RAUM: $434,549
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)6 as of Mar 31, 2026
Mar 31, 20238 then
Private funds2 as of Mar 31, 2026
Mar 31, 20232 then
RAUM +14% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $177MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $354M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$354M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $354M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• C••• S•••••• O••••••••• F•••• L• | Hedge Fund | $285M | 64 | Jul 22, 2019 |
| S••••• C••• • P• F••• L• | Hedge Fund | $163M | 2 | Sep 20, 2024 |
| L•• S•••••• O••••••••• F••• I• L• | Hedge Fund | $2.0M | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- R•••••• T••••••• J•••• · Chief Executive Officer And Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- R•••••• T••••••• J•••• · Managing Membercontrolsince 01/2023 · owns 75% or more of L•• A••••••• L••
Entity owners
- L•••• H••••• C•••••• G••••• L•• · Managing Memberdirect · owns 75% or more
- L•• A••••••• L•• · Managing Memberindirect · owns 75% or more of R•••• C•••••• H•••••••• L••
- R•••• C•••••• H•••••••• L•• · Managing Memberindirect · owns 75% or more of L•••• H••••• C•••••• G••••• L••
Related persons
Schedule D 7.A
- L•• S•• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Garden City, NY
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 7 to 5Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $168M to $354MMar 31, 2025 to Mar 31, 2026
- Employees · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Private funds · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $310M to $354MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $310M to $354MMar 31, 2025 to Mar 31, 2026
- RAUM · $310M to $354MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 6 to 7Sep 20, 2024 to Mar 31, 2025
- Assets in custody · $287M to $168MSep 20, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Sep 20, 2024 to Mar 31, 2025
- Other offices · 1 to 0Sep 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $451M to $310MSep 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $451M to $310MSep 20, 2024 to Mar 31, 2025
- RAUM · $451M to $310MSep 20, 2024 to Mar 31, 2025
- Corporate clients · 1.0 to unsetMar 28, 2024 to Sep 20, 2024
- Pooled vehicle clients · 2 to 3Mar 28, 2024 to Sep 20, 2024
- Private funds · 2 to 3Mar 28, 2024 to Sep 20, 2024
- Pooled vehicle RAUM · $287M to $451MMar 28, 2024 to Sep 20, 2024
- Accounts · 13 to 3Jan 12, 2024 to Mar 28, 2024
- HNW clients · 10.0 to unsetJan 12, 2024 to Mar 28, 2024
- Assets in custody · $170M to $287MJan 12, 2024 to Mar 28, 2024
- Discretionary RAUM · $222M to $451MJan 12, 2024 to Mar 28, 2024
- HNW RAUM · 434549.0 to unsetJan 12, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $170M to $287MJan 12, 2024 to Mar 28, 2024
- RAUM · $222M to $451MJan 12, 2024 to Mar 28, 2024
- Advisory employees · 7 to 6May 23, 2023 to Jan 12, 2024
- Employees · 8 to 7May 23, 2023 to Jan 12, 2024
- Accounts · 1 to 13Jun 27, 2022 to Mar 31, 2023
- Advisory employees · 4 to 7Jun 27, 2022 to Mar 31, 2023
- Advisory activities · 1 to 3Jun 27, 2022 to Mar 31, 2023
- BD registered reps · 1 to 0Jun 27, 2022 to Mar 31, 2023
- Corporate clients · unset to 1.0Jun 27, 2022 to Mar 31, 2023
- HNW clients · unset to 10.0Jun 27, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Jun 27, 2022 to Mar 31, 2023
- Assets in custody · $177M to $170MJun 27, 2022 to Mar 31, 2023
- Employees · 5 to 8Jun 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $177M to $222MJun 27, 2022 to Mar 31, 2023
- HNW RAUM · unset to 434549.0Jun 27, 2022 to Mar 31, 2023
Signals
5 dated events
- L•••• H••••• C•••••• M••••••••• L•• reported RAUM $309.6M, down 31% from $450.9M (2024-09-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- L•••• H••••• C•••••• M••••••••• L•• reported RAUM $450.9M, up 103% from $221.7M (2024-01-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- (Nmn) Alexander Prylucki (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of L•••• H••••• C•••••• M••••••••• L•• (listed 2023-05-23, absent 2024-01-12)Jan 12, 2024 · Control person left · inference
- Alexander Prylucki (Chief Operating Officer And Chief Compliance Officer) appeared on Schedule A of L•••• H••••• C•••••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- L•••• H••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••• H••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lloyd-harbor-capital-management/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lloydharborcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 631-246-0340reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026