DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• W••• L•
Latest filing Sep 18, 2026
First filing on the tape Jul 5, 2019 · 18 filings
SEC status approved since Aug 2, 2019
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.2B as of Jul 22, 2026
Mar 24, 2020$304M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 22, 2026
Mar 24, 20200 then
Employees (5.A)8 as of Jul 22, 2026
Mar 24, 20206 then
Private funds5 as of Jul 22, 2026
Mar 24, 20202 then
RAUM +41% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $280MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••• W••• M••••• F•••• L• | Hedge Fund | $1.1B | 51 | Jul 5, 2019 |
| B••••••• W••• S•• 3• L• | Hedge Fund | $203M | 15 | Mar 30, 2022 |
| B••••••• W••• C••••• S•• 2• L• | Hedge Fund | $138M | 10 | Mar 30, 2021 |
| B••••••• W••• C••••• S•• 1• L• | Hedge Fund | $121M | 9 | Nov 22, 2019 |
| B••••••• W••• C••••• S•••••• S••••••••• L• | Hedge Fund | $38.3M | 3 | Aug 23, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G••••• S•••••• Y•••• · Chief Compliance Officer / Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- N•••• U••••• S••••••• · Managing Partner / Chief Investment Officercontrolsince 02/2019 · owns 75% or more
- N•••• U••••• S••••••• · Managing Membercontrolsince 02/2019 · owns 75% or more of B••••••• W••• U•• M••••• L••
Entity owners
- B••••••• W••• U•• M••••• L•• · General Partnerdirect · owns less than 5%
- B••••••• W••• U•• H•••••••• L•• · Memberindirect · owns F of B••••••• W••• U•• M••••• L••
Related persons
Schedule D 7.A
- B••••••• W••• G• L•pooled vehicle sponsorn
- B••••••• W••• U•• M••••• L••n
Offices
Schedule D 1.F, the 25 largest
- Larkspur, CA1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 22, 2026 to Sep 18, 2026
- Private funds · 5 to unsetJul 22, 2026 to Sep 18, 2026
- Succession · false to unsetJul 22, 2026 to Sep 18, 2026
- Accounts · 7 to 8Feb 18, 2026 to Mar 30, 2026
- Pooled vehicle clients · 7 to 8Feb 18, 2026 to Mar 30, 2026
- Private funds · 6 to 5Feb 18, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.6B to $2.2BFeb 18, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $1.6B to $2.2BFeb 18, 2026 to Mar 30, 2026
- RAUM · $1.6B to $2.2BFeb 18, 2026 to Mar 30, 2026
- Private funds · 5 to 6Mar 28, 2025 to Feb 18, 2026
- Accounts · 6 to 7Aug 23, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Aug 23, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 7Aug 23, 2024 to Mar 28, 2025
- Employees · 7 to 8Aug 23, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 23, 2024 to Mar 28, 2025
- Other offices · 1 to 2Aug 23, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $1.6BAug 23, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.5B to $1.6BAug 23, 2024 to Mar 28, 2025
- RAUM · $1.5B to $1.6BAug 23, 2024 to Mar 28, 2025
- Private funds · 4 to 5Mar 25, 2024 to Aug 23, 2024
- Employees · 8 to 7Mar 21, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.0B to $1.5BMar 21, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.0B to $1.5BMar 21, 2023 to Mar 25, 2024
- RAUM · $1.0B to $1.5BMar 21, 2023 to Mar 25, 2024
- Employees · 9 to 8Dec 22, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.3B to $1.0BDec 22, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $1.3B to $1.0BDec 22, 2022 to Mar 21, 2023
- RAUM · $1.3B to $1.0BDec 22, 2022 to Mar 21, 2023
- Related bank · true to falseDec 22, 2022 to Mar 21, 2023
- Other offices · 0 to 1Mar 30, 2022 to Dec 22, 2022
- Accounts · 5 to 6Jan 20, 2022 to Mar 30, 2022
- Advisory employees · 6 to 4Jan 20, 2022 to Mar 30, 2022
- Pooled vehicle clients · 5 to 6Jan 20, 2022 to Mar 30, 2022
- Private funds · 3 to 4Jan 20, 2022 to Mar 30, 2022
- Discretionary RAUM · $733M to $1.3BJan 20, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $733M to $1.3BJan 20, 2022 to Mar 30, 2022
- RAUM · $733M to $1.3BJan 20, 2022 to Mar 30, 2022
- Accounts · 4 to 5Jun 8, 2020 to Mar 30, 2021
- Advisory employees · 4 to 6Jun 8, 2020 to Mar 30, 2021
- Pooled vehicle clients · 4 to 5Jun 8, 2020 to Mar 30, 2021
Signals
11 dated events
- B••••••• W••• L• reported RAUM $2.2B, up 41% from $1.6B (2026-02-18 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- B••••••• W••• L• reported RAUM $1.5B, up 53% from $1.0B (2023-03-21 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- B••••••• W••• L• reported RAUM $1.3B, up 83% from $733.1M (2022-01-20 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- M Peter Lee (Chief Compliance Officer) no longer on Schedule A of B••••••• W••• L• (listed 2022-01-20, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Yosef Samuel Green (Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of B••••••• W••• L•Mar 30, 2022 · Control person joined · fact
- Enyin Sarah Lu (Chief Compliance Officer / Chief Financial Officer) no longer on Schedule A of B••••••• W••• L• (listed 2021-11-01, absent 2022-01-20)Jan 20, 2022 · Control person left · inference
- M Peter Lee (Chief Compliance Officer) appeared on Schedule A of B••••••• W••• L•Jan 20, 2022 · Control person joined · fact
- Enyin Sarah Lu (Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of B••••••• W••• L•Aug 13, 2021 · Control person joined · fact
- Richard James Hernandez (Chief Operating Officer / Chief Financial Officer / Chief Compliance Officer) no longer on Schedule A of B••••••• W••• L• (listed 2021-03-30, absent 2021-08-13)Aug 13, 2021 · Control person left · inference
- B••••••• W••• L• reported RAUM $733.1M, up 141% from $303.9M (2020-06-08 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- B••••••• W••• L• filed its initial SEC registration (Form ADV)Jul 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- browningwest.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-984-7600reportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026