DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• C•••••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 11, 2019 · 19 filings
SEC status approved since Sep 18, 2020
RAUM
$1.8B
reported, Item 5.F
Discretionary
15%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Mar 16, 2021$530M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 16, 20210 then
Employees (5.A)18 as of Mar 30, 2026
Mar 16, 20217 then
Private funds4 as of Mar 30, 2026
Mar 16, 20213 then
RAUM +0.0% over the last fiscal year+0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $295MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 15%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $156M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $156M for 2 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••••• A•••••• P••••••• L•• | Private Equity Fund | $111M | 30 | Mar 16, 2021 |
| A•••••• C•••••• F••• L• | Private Equity Fund | $35.9M | 37 | Mar 29, 2022 |
| A•••••• C•••••• F••• 2• L• | Private Equity Fund | $15.8M | 39 | Mar 22, 2023 |
| N•••••••• A•••••• P••••••• 2• L•• | Private Equity Fund | $14.8M | 40 | Feb 13, 2020 |
| A•••••• S•••• P••••••• 2• L••no longer reported | Private Equity Fund | $11.8M | 11 | Sep 11, 2019 |
| A•••••• S•••• P••••••• 2• L•• | Private Equity Fund | $10.3M | 25 | Mar 16, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••• B•••••• · Chief Operating Officer And Managing Directorcontrolsince 01/2019 · owns 10% to 25%
- D•••••••• P••••• W••••• · Ceo And Managing Directorcontrolsince 01/2019 · owns 50% to 75%
- R•••••• L•••••••• B•••••• · General Counsel And Managing Director And Ccocontrolsince 01/2019 · owns 10% to 25%
- R••••• J••••• S••••• · Chief Investment Officer And Managing Directorcontrolsince 06/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- A•••••• C•••••• F••• 2• G• L••pooled vehicle sponsorn
- A•••••• C•••••• F••• G• L••pooled vehicle sponsorn
- A•••••• P••••••• M••••••••• L••pooled vehicle sponsorn
- A•••••• S•••• P••••••• 6• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Burbank, CA3 employees
What changed
consecutive filings, newest first
- Advisory employees · 15 to 17May 12, 2025 to Mar 30, 2026
- Assets in custody · $0 to $156MMay 12, 2025 to Mar 30, 2026
- Employees · 16 to 18May 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $281M to $274MMay 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.5B to $1.5BMay 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BMay 12, 2025 to Mar 30, 2026
- RAUM · $1.8B to $1.8BMay 12, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 12, 2025
- Discretionary RAUM · $242M to $281MMar 31, 2025 to May 12, 2025
- Pooled vehicle RAUM · $1.8B to $1.8BMar 31, 2025 to May 12, 2025
- RAUM · $1.8B to $1.8BMar 31, 2025 to May 12, 2025
- Accounts · 7 to 6Jan 16, 2025 to Mar 31, 2025
- Pooled vehicle clients · 7 to 6Jan 16, 2025 to Mar 31, 2025
- Employees · 15 to 16Jan 16, 2025 to Mar 31, 2025
- Private funds · 5 to 4Jan 16, 2025 to Mar 31, 2025
- Discretionary RAUM · $215M to $242MJan 16, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $1.6B to $1.5BJan 16, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.8B to $1.8BJan 16, 2025 to Mar 31, 2025
- RAUM · $1.8B to $1.8BJan 16, 2025 to Mar 31, 2025
- Other offices · 1 to 2Jul 2, 2024 to Jan 16, 2025
- Advisory employees · 12 to 15Mar 22, 2023 to Mar 20, 2024
- Employees · 13 to 15Mar 22, 2023 to Mar 20, 2024
- Other offices · 2 to 1Mar 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $206M to $215MMar 22, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $1.6B to $1.6BMar 22, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $1.8B to $1.8BMar 22, 2023 to Mar 20, 2024
- RAUM · $1.8B to $1.8BMar 22, 2023 to Mar 20, 2024
- Accounts · 6 to 7Nov 21, 2022 to Mar 22, 2023
- Advisory employees · 16 to 12Nov 21, 2022 to Mar 22, 2023
- Pooled vehicle clients · 6 to 7Nov 21, 2022 to Mar 22, 2023
- Custody of client assets · false to trueNov 21, 2022 to Mar 22, 2023
- Employees · 17 to 13Nov 21, 2022 to Mar 22, 2023
- Private funds · 4 to 5Nov 21, 2022 to Mar 22, 2023
- Discretionary RAUM · $221M to $206MNov 21, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $1.6B to $1.6BNov 21, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $1.8B to $1.8BNov 21, 2022 to Mar 22, 2023
- RAUM · $1.8B to $1.8BNov 21, 2022 to Mar 22, 2023
- Advisory employees · 6 to 16Mar 16, 2021 to Mar 29, 2022
- Employees · 7 to 17Mar 16, 2021 to Mar 29, 2022
- Other offices · 1 to 2Mar 16, 2021 to Mar 29, 2022
Signals
5 dated events
- Samuel James Rubin (Chief Investment Officer) appeared on Schedule A of A•••••• C•••••• C•••••• L••Jun 29, 2022 · Control person joined · fact
- A•••••• C•••••• C•••••• L•• reported RAUM $1.8B, up 238% from $530.2M (2021-03-16 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- A•••••• C•••••• C•••••• L•• reported RAUM $530.2M, up 245% from $153.5M (2021-01-22 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- F•••••• R••• C••••••• (Managing Director) no longer on Schedule A of A•••••• C•••••• C•••••• L•• (listed 2020-07-16, absent 2020-08-18)Aug 18, 2020 · Control person left · inference
- A•••••• C•••••• C•••••• L•• filed its initial SEC registration (Form ADV)Sep 11, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• C•••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••••• C•••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aligned-climate-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 201-316-3402reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026