DFX Intelligence

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SEC-registered adviser

C••••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 304726SEC 801-116962website IAPD

Latest filing Jul 30, 2026

First filing on the tape Jun 15, 2019 · 24 filings

SEC status approved since Jul 12, 2019

RAUM

$3.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

42 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$3.1B as of Jul 30, 2026

Mar 27, 2020$1.9B then

HNW client RAUM$0 as of Jul 30, 2026

Mar 27, 2020$0 then

State-registered IARs (5.B.3)0 as of Jul 30, 2026

Mar 27, 20200 then

Employees (5.A)66 as of Jul 30, 2026

Mar 27, 202040 then

Private funds1 as of Jul 30, 2026

Mar 27, 20203 then

RAUM -0.9% over the last fiscal year-17% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $1.0BderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -0.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$3.1B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••••••• G••••• M••••• F••• L••	Hedge Fund	$2.4B	30	Oct 2, 2019
C••••••• G••••• M••••• F••• L••• ••••• Q•	Hedge Fund	$306M	2	Mar 27, 2023
C••••••• C•• M•••••• L•no longer reported	Hedge Fund	$210M	10	Dec 24, 2019
C••••••• M•••• M••••• F••• L•••	Hedge Fund	$141M	4	Jun 17, 2022
P•• M•••••• F•••• S••• • S••••••••• P•••••••• 2••	Hedge Fund	$131M	6	Dec 24, 2019

Owners and control persons

Schedule A and B, latest filing

F••••••• R•••••• T••• · President/Head Tradercontrol
since 11/2024 · owns less than 5%
G••••• C••••••••• M•••• · Chief Operating Officercontrol
since 05/2019 · owns less than 5%
G•••••• J••••• M••• · Chief Compliance Officercontrol
since 08/2019 · owns less than 5%
S•••••••• L•••••••• J••••• · Co-Cio / Co-Founder / Limited Partnercontrol
since 01/2019 · owns 25% to 50%
S••••••• R••••••• H••••• · Co-Cio / Co-Founder / Limited Partnercontrol
since 01/2019 · owns 25% to 50%
S•••••••• L•••••••• J••••• · Managing Membercontrol
since 01/2019 · owns 50% to 75% of C••••••• G• L••
S••••••• R••••••• H••••• · Managing Membercontrol
since 01/2019 · owns 50% to 75% of C••••••• G• L••
M••••• J••• A••••••• S•••••••• · Chief Financial Officer
since 08/2021 · owns less than 5%

Entity owners

C••••••• G• L•• · G•••••• Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

C••••••• G•••••• P•••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Dallas, TX1 employees

What changed

consecutive filings, newest first

Accounts · 5 to 3
Jan 20, 2026 to Mar 27, 2026
Advisory employees · 43 to 42
Jan 20, 2026 to Mar 27, 2026
Pooled vehicle clients · 5 to 3
Jan 20, 2026 to Mar 27, 2026
Other offices · 2 to 1
Jan 20, 2026 to Mar 27, 2026
Discretionary RAUM · $3.1B to $3.1B
Jan 20, 2026 to Mar 27, 2026
Pooled vehicle RAUM · $3.1B to $3.1B
Jan 20, 2026 to Mar 27, 2026
RAUM · $3.1B to $3.1B
Jan 20, 2026 to Mar 27, 2026
Private funds · 2 to 1
Jul 1, 2025 to Jan 20, 2026
Financial planning clients · unset to
Mar 26, 2025 to Jul 1, 2025
Other offices · 1 to 2
Mar 26, 2025 to Jul 1, 2025
Private funds · 3 to 2
Mar 26, 2025 to Jul 1, 2025
Accounts · 8 to 5
Nov 19, 2024 to Mar 26, 2025
Advisory employees · 55 to 43
Nov 19, 2024 to Mar 26, 2025
Pooled vehicle clients · 8 to 5
Nov 19, 2024 to Mar 26, 2025
Employees · 82 to 66
Nov 19, 2024 to Mar 26, 2025
Discretionary RAUM · $3.0B to $3.1B
Nov 19, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $3.0B to $3.1B
Nov 19, 2024 to Mar 26, 2025
RAUM · $3.0B to $3.1B
Nov 19, 2024 to Mar 26, 2025
Private funds · 4 to 3
Aug 16, 2024 to Nov 19, 2024
Accounts · 9 to 8
Sep 29, 2023 to Mar 26, 2024
Advisory employees · 50 to 55
Sep 29, 2023 to Mar 26, 2024
Pooled vehicle clients · 9 to 8
Sep 29, 2023 to Mar 26, 2024
Employees · 77 to 82
Sep 29, 2023 to Mar 26, 2024
Discretionary RAUM · $5.4B to $3.0B
Sep 29, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $5.4B to $3.0B
Sep 29, 2023 to Mar 26, 2024
RAUM · $5.4B to $3.0B
Sep 29, 2023 to Mar 26, 2024
Private funds · 5 to 4
Mar 27, 2023 to Sep 29, 2023
Accounts · 5 to 9
Jan 4, 2023 to Mar 27, 2023
Advisory employees · 44 to 50
Jan 4, 2023 to Mar 27, 2023
Pooled vehicle clients · 5 to 9
Jan 4, 2023 to Mar 27, 2023
Employees · 65 to 77
Jan 4, 2023 to Mar 27, 2023
Private funds · 4 to 5
Jan 4, 2023 to Mar 27, 2023
Discretionary RAUM · $3.1B to $5.4B
Jan 4, 2023 to Mar 27, 2023
Pooled vehicle RAUM · $3.1B to $5.4B
Jan 4, 2023 to Mar 27, 2023
RAUM · $3.1B to $5.4B
Jan 4, 2023 to Mar 27, 2023
Private funds · 3 to 4
Mar 11, 2022 to Jun 17, 2022
Advisory employees · 42 to 44
Nov 1, 2021 to Mar 11, 2022
Employees · 58 to 65
Nov 1, 2021 to Mar 11, 2022
Discretionary RAUM · $2.3B to $3.1B
Nov 1, 2021 to Mar 11, 2022
Pooled vehicle RAUM · $2.3B to $3.1B
Nov 1, 2021 to Mar 11, 2022

Signals

7 dated events

Todd Robert Fischer (President/Head Trader) appeared on Schedule A of C••••••• C•••••• M••••••••• L•
Nov 19, 2024 · Control person joined · fact
C••••••• C•••••• M••••••••• L• reported RAUM $3.0B, down 44% from $5.4B (2023-09-29 to 2024-03-26)
Mar 26, 2024 · RAUM change · derived
C••••••• C•••••• M••••••••• L• reported RAUM $5.4B, up 73% from $3.1B (2023-01-04 to 2023-03-27)
Mar 27, 2023 · RAUM change · derived
C••••••• C•••••• M••••••••• L• reported RAUM $3.1B, up 34% from $2.3B (2021-11-01 to 2022-03-11)
Mar 11, 2022 · RAUM change · derived
C••••••• C•••••• M••••••••• L• reported RAUM $1.6B, up 32% from $1.3B (2019-10-02 to 2019-12-24)
Dec 24, 2019 · RAUM change · derived
Marc Jason Gordon (Chief Compliance Officer) appeared on Schedule A of C••••••• C•••••• M••••••••• L•
Aug 30, 2019 · Control person joined · fact
C••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Jun 15, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/cinctivereportedpublic record, Form ADV, Sep 21, 2026
Website: c•••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 332.208.6800reportedpublic record, Form ADV, Jul 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026