DFX Intelligence

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SEC-registered adviser

B•••• W••••• M•••••••••

Independent wealth managerRome, New YorkCRD 304727SEC 801-121325website IAPD

Legal name B•••• W•••••• I•••

Latest filing May 14, 2026

First filing on the tape Jun 25, 2019 · 15 filings

SEC status approved since May 28, 2021

RAUM

$62.1M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$62.1M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$31.1M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$62.1M as of May 14, 2026

Mar 30, 2022$31.2M then

HNW client RAUM$36.9M as of May 14, 2026

Mar 30, 2022$15.9M then

State-registered IARs (5.B.3)2 as of May 14, 2026

Mar 30, 20221 then

Employees (5.A)3 as of May 14, 2026

Mar 30, 20222 then

Private funds: no history

RAUM +25% over the last fiscal year+25% a year over threeIARs 1 to 2offices 0 to 1

Practice profile

derived from the filing of May 14, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $31.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 88derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.9MderivedHNW RAUM over HNW clients
Average account: $147,273derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +25%derivedbetween the last two annual amendments
Advisor growth, one year: +100%derivedItem 5.B.3 between annual amendments
Client growth, one year: +1.1%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$36.9M59%
Individuals$25.3M41%

Individual clients: 157reported
HNW clients: 19reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 422reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
I••• L•• B•••••••••	Rome, Ny	Aug 4, 2021	24 y	0
M•••••• M••••	East Rochester, Ny	Apr 29, 2026	13 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••••• I•••• L•• · President/Chief Executive Officer/Chief Compliance Officercontrol
since 05/2019 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Rome, Ny · principal	2	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Other offices · 0 to 1
Feb 26, 2026 to May 14, 2026
Accounts · 398 to 422
Nov 12, 2025 to Feb 26, 2026
Advisory employees · 1 to 2
Nov 12, 2025 to Feb 26, 2026
HNW clients · 13 to 19
Nov 12, 2025 to Feb 26, 2026
Individual clients · 161 to 157
Nov 12, 2025 to Feb 26, 2026
State-registered IARs · 1 to 2
Nov 12, 2025 to Feb 26, 2026
Discretionary RAUM · $49.7M to $62.1M
Nov 12, 2025 to Feb 26, 2026
HNW RAUM · $25.0M to $36.9M
Nov 12, 2025 to Feb 26, 2026
Individual RAUM · $24.8M to $25.3M
Nov 12, 2025 to Feb 26, 2026
RAUM · $49.7M to $62.1M
Nov 12, 2025 to Feb 26, 2026
Accounts · 352 to 398
Nov 6, 2024 to Feb 26, 2025
HNW clients · 10 to 13
Nov 6, 2024 to Feb 26, 2025
Individual clients · 121 to 161
Nov 6, 2024 to Feb 26, 2025
Employees · 2 to 3
Nov 6, 2024 to Feb 26, 2025
Financial planning clients · 1-10 to 1-10
Nov 6, 2024 to Feb 26, 2025
Discretionary RAUM · $38.3M to $49.7M
Nov 6, 2024 to Feb 26, 2025
HNW RAUM · $19.6M to $25.0M
Nov 6, 2024 to Feb 26, 2025
Individual RAUM · $18.7M to $24.8M
Nov 6, 2024 to Feb 26, 2025
RAUM · $38.3M to $49.7M
Nov 6, 2024 to Feb 26, 2025
Accounts · 280 to 352
Mar 7, 2023 to Feb 13, 2024
HNW clients · 11 to 10
Mar 7, 2023 to Feb 13, 2024
Employees · 3 to 2
Mar 7, 2023 to Feb 13, 2024
Discretionary RAUM · $31.8M to $38.3M
Mar 7, 2023 to Feb 13, 2024
HNW RAUM · $17.3M to $19.6M
Mar 7, 2023 to Feb 13, 2024
Individual RAUM · $14.5M to $18.7M
Mar 7, 2023 to Feb 13, 2024
RAUM · $31.8M to $38.3M
Mar 7, 2023 to Feb 13, 2024
Accounts · 198 to 280
Oct 13, 2022 to Mar 7, 2023
HNW clients · 9 to 11
Oct 13, 2022 to Mar 7, 2023
Individual clients · 99 to 121
Oct 13, 2022 to Mar 7, 2023
Employees · 2 to 3
Oct 13, 2022 to Mar 7, 2023
Discretionary RAUM · $31.2M to $31.8M
Oct 13, 2022 to Mar 7, 2023
HNW RAUM · $15.9M to $17.3M
Oct 13, 2022 to Mar 7, 2023
Individual RAUM · $15.4M to $14.5M
Oct 13, 2022 to Mar 7, 2023
RAUM · $31.2M to $31.8M
Oct 13, 2022 to Mar 7, 2023
Accounts · 176 to 198
Apr 28, 2021 to Mar 30, 2022
HNW clients · 13 to 9
Apr 28, 2021 to Mar 30, 2022
Individual clients · 69 to 99
Apr 28, 2021 to Mar 30, 2022
Financial planning clients · 0 to 1-10
Apr 28, 2021 to Mar 30, 2022
Discretionary RAUM · $26.3M to $31.2M
Apr 28, 2021 to Mar 30, 2022
HNW RAUM · $19.5M to $15.9M
Apr 28, 2021 to Mar 30, 2022

Signals

1 dated events

B•••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
Jun 25, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 315-795-2005reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 315-795-2053reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/birch-wealth-management/?viewAsMember=treportedpublic record, Form ADV, Sep 21, 2026
Website: B••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 315-795-2005reportedpublic record, Form ADV, May 14, 2026
Contact form: birchwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $31.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026