DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• F••• M••••••••• L••
Latest filing Jul 21, 2026
First filing on the tape Nov 16, 2020 · 14 filings
SEC status approved since Dec 14, 2020
RAUM
$615M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$615M as of Jul 21, 2026
Mar 31, 2021$592M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 21, 2026
Mar 31, 20210 then
Employees (5.A)14 as of Jul 21, 2026
Mar 31, 202110 then
Private funds12 as of Jul 21, 2026
Mar 31, 20217 then
RAUM -23% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $561M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$615M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $561M for 12 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• E••••••• D••••••••• F••• L•• | Private Equity Fund | $250M | 11 | Mar 31, 2021 |
| C•••••••• H•••••• F••• L•• | Real Estate Fund | $152M | 2 | Mar 31, 2021 |
| E••••••••• O• C•••• L••• F••• L•• | Real Estate Fund | $100M | 7 | Mar 3, 2022 |
| B•••• F••••• F••• L•• | Real Estate Fund | $71.6M | 8 | Nov 16, 2020 |
| N• F•••••• L••• F••• T•••• | Real Estate Fund | $61.5M | 15 | Nov 16, 2020 |
| D•••••• A•••••••• F••• L•• | Real Estate Fund | $58.0M | 13 | Nov 16, 2020 |
| S••••••• O••••••••• A•• R••••••••• F••• L•• | Real Estate Fund | $57.8M | 28 | Mar 3, 2022 |
| C•••••••• H•••••• O••••••••• I••••••••• F••• L•• | Real Estate Fund | $43.0M | 12 | Nov 16, 2020 |
| D••••• H•••••• O••••••••• I••••••••• F••• L•• | Private Equity Fund | $23.5M | 1 | Mar 16, 2023 |
| C•••••••• H•••••• O••••••••• I••••••••• F••• I• L•• | Private Equity Fund | $12.0M | 2 | Mar 16, 2023 |
| B•• P••••••••• S••• C•• L•• | Real Estate Fund | $10.1M | 2 | Nov 16, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J••• R•••••• L•••••• · General Counsel (L•••) And Vice Chair Of The Board Of Managerscontrolsince 12/2019 · owns less than 5%
- D•••• T••••••• L••• · Interim Senior Vice Pres•••Nt (L•••) And Interim Pres•••Ntcontrolsince 05/2024 · owns less than 5%
- M••• C••••••••• E••••• · Executive Vice Pres•••Nt (L•••) And Managercontrolsince 12/2020 · owns less than 5%
- P•••• M••••••• T••••• · Chief Executive Officer And Pres•••Nt (L•••) And Chair Of The Board Of Managerscontrolsince 10/2023 · owns less than 5%
- T••••••• C••••••••• L••• K••• · Executive Vice Pres•••Nt And Chief Financial Officer (L•••) And Managercontrolsince 11/2021 · owns less than 5%
- B••••••• C•••••••• D•••• · Vice Pres•••Nt (L•••) And Treasurersince 08/2020 · owns less than 5%
- P•••••• R••••••• E••••• · Associate General Counsel (L•••) And Secretarysince 12/2019 · owns less than 5%
- S•••• T•••••••• T••• · Associate General Counsel (L•••), Chief Compliance Officer, Assistant Secretarysince 08/2020 · owns less than 5%
Entity owners
- L•••• I••••••••• S•••••• C••••••••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- B••••••••• I••••• S•••••••• L••pooled vehicle sponsorn
- N••••••• E••••• F•••• I•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Washington, DC4 employees
What changed
consecutive filings, newest first
- Advisory employees · 17 to 14Dec 18, 2025 to Mar 31, 2026
- Assets in custody · $797M to $561MDec 18, 2025 to Mar 31, 2026
- Employees · 17 to 14Dec 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $797M to $615MDec 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $797M to $615MDec 18, 2025 to Mar 31, 2026
- RAUM · $797M to $615MDec 18, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Accounts · 11 to 12Jun 14, 2024 to Mar 31, 2025
- Advisory employees · 10 to 17Jun 14, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 12Jun 14, 2024 to Mar 31, 2025
- Assets in custody · $840M to $797MJun 14, 2024 to Mar 31, 2025
- Employees · 10 to 17Jun 14, 2024 to Mar 31, 2025
- Private funds · 11 to 12Jun 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $840M to $797MJun 14, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $840M to $797MJun 14, 2024 to Mar 31, 2025
- RAUM · $840M to $797MJun 14, 2024 to Mar 31, 2025
- Advisory employees · 20 to 10Apr 27, 2023 to Mar 29, 2024
- Assets in custody · $879M to $840MApr 27, 2023 to Mar 29, 2024
- Employees · 27 to 10Apr 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $879M to $840MApr 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $879M to $840MApr 27, 2023 to Mar 29, 2024
- RAUM · $879M to $840MApr 27, 2023 to Mar 29, 2024
- Accounts · 9 to 11Apr 29, 2022 to Mar 16, 2023
- Advisory employees · 12 to 20Apr 29, 2022 to Mar 16, 2023
- Pooled vehicle clients · 9 to 11Apr 29, 2022 to Mar 16, 2023
- Assets in custody · $749M to $879MApr 29, 2022 to Mar 16, 2023
- Employees · 22 to 27Apr 29, 2022 to Mar 16, 2023
- Private funds · 9 to 11Apr 29, 2022 to Mar 16, 2023
- Discretionary RAUM · $749M to $879MApr 29, 2022 to Mar 16, 2023
- Pooled vehicle RAUM · $749M to $879MApr 29, 2022 to Mar 16, 2023
- RAUM · $749M to $879MApr 29, 2022 to Mar 16, 2023
- Accounts · 7 to 9Mar 31, 2021 to Mar 3, 2022
- Advisory employees · 3 to 12Mar 31, 2021 to Mar 3, 2022
- Pooled vehicle clients · 7 to 9Mar 31, 2021 to Mar 3, 2022
- Assets in custody · $592M to $749MMar 31, 2021 to Mar 3, 2022
- Employees · 10 to 22Mar 31, 2021 to Mar 3, 2022
- Private funds · 7 to 9Mar 31, 2021 to Mar 3, 2022
- Discretionary RAUM · $592M to $749MMar 31, 2021 to Mar 3, 2022
- Pooled vehicle RAUM · $592M to $749MMar 31, 2021 to Mar 3, 2022
- RAUM · $592M to $749MMar 31, 2021 to Mar 3, 2022
Signals
8 dated events
- T••••• M•••••• P••• (Chief Executive Officer And President (Lisc) And Chair Of The Board Of Managers) appeared on Schedule A of L••• F••• M••••••••• L••Jun 14, 2024 · Control person joined · fact
- L••• K••• C•••••••• T•••••• (Executive Vice President And Chief Financial Officer (Lisc) And Manager) appeared on Schedule A of L••• F••• M••••••••• L••Jun 14, 2024 · Control person joined · fact
- E••••• C•••••••• Max (Executive Vice President (Lisc) And Manager) appeared on Schedule A of L••• F••• M••••••••• L••Jun 14, 2024 · Control person joined · fact
- L••• T•••••• D••• (Interim Senior Vice President (Lisc) And Interim President) appeared on Schedule A of L••• F••• M••••••••• L••Jun 14, 2024 · Control person joined · fact
- L•••••• R••••• Jr. C••••• (General Counsel (Lisc) And Vice Chair Of The Board Of Managers) appeared on Schedule A of L••• F••• M••••••••• L••Mar 29, 2024 · Control person joined · fact
- L••• F••• M••••••••• L•• reported RAUM $748.9M, up 27% from $591.5M (2021-03-31 to 2022-03-03)Mar 3, 2022 · RAUM change · derived
- L••• F••• M••••••••• L•• reported RAUM $591.5M, up 227% from $181.0M (2020-11-16 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- L••• F••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• F••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/local-initiatives-support-corporation-lreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/lisc-fund-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lisc.orgreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-455-9800reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L••• F••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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