DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sharpvue Capital, LLC
Latest filing May 7, 2026
First filing on the tape Aug 20, 2019 · 14 filings
SEC status approved since Sep 19, 2019
RAUM
$465M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$465M as of May 7, 2026
Mar 27, 2020$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 27, 20200 then
Employees (5.A)9 as of May 7, 2026
Mar 27, 20207 then
Private funds12 as of May 7, 2026
Mar 27, 20207 then
RAUM +31% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$465M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sharpvue Capital Credit Fund II, L.P. | Private Equity Fund | $172M | 44 | Mar 30, 2022 |
| Sharpvue Capital Opportunity Qp Fund, LP | Private Equity Fund | $40.3M | 57 | Aug 20, 2019 |
| Sharpvue Real Estate Partners II, LP | Real Estate Fund | $24.7M | 33 | Mar 30, 2022 |
| Svc Income Fund, LP | Real Estate Fund | $15.0M | 1 | Mar 29, 2024 |
| Pelican Legacy Holdings, LLC | Real Estate Fund | $14.7M | 10 | Mar 29, 2024 |
| Sharpvue Real Estate Fund 2018 Qp, LP | Real Estate Fund | $14.0M | 28 | Mar 28, 2019 |
| Sharpvue Capital Opportunity Ai Fund, LP | Private Equity Fund | $9.0M | 47 | Aug 20, 2019 |
| Sharpvue Real Estate Partners II Ai, LP | Real Estate Fund | $7.3M | 34 | Mar 30, 2022 |
| Sharpvue Real Estate Fund 2016 Qp, LP | Real Estate Fund | $7.1M | 23 | Mar 5, 2018 |
| Sharpvue Real Estate Fund 2016, LP | Real Estate Fund | $7.1M | 100 | Nov 4, 2016 |
| Sharpvue Real Estate Fund 2018 Ai, LP | Real Estate Fund | $6.1M | 49 | Mar 28, 2019 |
| Sharpvue Wi Partners, LPno longer reported | Private Equity Fund | $1.4M | 89 | Mar 5, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Harriss Lee Roberts · Co-Foundercontrolsince 06/2019 · owns 50% to 75%
- Arthur Douglas Vaughn · Managing Partnercontrolsince 06/2019 · owns 50% to 75%
- Walter Bryant Beaulieu · Chief Compliance Officersince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Sharpvue Capital Credit Fund II Gp, LLCpooled vehicle sponsorn
- Sharpvue Capital Opportunity Ai Fund Gp, LLCpooled vehicle sponsorn
- Sharpvue Capital Opportunity Qp Fund Gp, LLCpooled vehicle sponsorn
- Sharpvue Real Estate Gp 2016 Qp, LLCpooled vehicle sponsorn
- Sharpvue Real Estate Gp 2016, LLCpooled vehicle sponsorn
- Sharpvue Real Estate Gp 2018 Ai, LLCpooled vehicle sponsorn
- Sharpvue Real Estate Gp 2018 Qp, LLCpooled vehicle sponsorn
- Sharpvue Real Estate Partners II Gp, LLCpooled vehicle sponsorn
- Sharpvue Sbic Management Gp, LLCn
- Svc Income Fund Gp, LLCpooled vehicle sponsorn
- Svc Pelican Partners, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $356M to $465MApr 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $356M to $465MApr 30, 2025 to Mar 31, 2026
- RAUM · $356M to $465MApr 30, 2025 to Mar 31, 2026
- Accounts · 11 to 12Aug 15, 2024 to Apr 30, 2025
- Advisory employees · 7 to 8Aug 15, 2024 to Apr 30, 2025
- Pooled vehicle clients · 11 to 12Aug 15, 2024 to Apr 30, 2025
- Financial planning clients · unset to Aug 15, 2024 to Apr 30, 2025
- Private funds · 11 to 12Aug 15, 2024 to Apr 30, 2025
- Discretionary RAUM · $318M to $356MAug 15, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $318M to $356MAug 15, 2024 to Apr 30, 2025
- RAUM · $318M to $356MAug 15, 2024 to Apr 30, 2025
- Discretionary RAUM · $288M to $318MMar 29, 2024 to Aug 15, 2024
- Pooled vehicle RAUM · $288M to $318MMar 29, 2024 to Aug 15, 2024
- RAUM · $288M to $318MMar 29, 2024 to Aug 15, 2024
- Accounts · 9 to 11Mar 28, 2023 to Mar 29, 2024
- Advisory employees · 8 to 7Mar 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 9 to 11Mar 28, 2023 to Mar 29, 2024
- Private funds · 9 to 11Mar 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $255M to $288MMar 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $255M to $288MMar 28, 2023 to Mar 29, 2024
- RAUM · $255M to $288MMar 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $235M to $255MNov 2, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $235M to $255MNov 2, 2022 to Mar 28, 2023
- RAUM · $235M to $255MNov 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $224M to $235MMar 30, 2022 to May 2, 2022
- Pooled vehicle RAUM · $224M to $235MMar 30, 2022 to May 2, 2022
- RAUM · $224M to $235MMar 30, 2022 to May 2, 2022
- Accounts · 7 to 9May 11, 2021 to Mar 30, 2022
- Advisory employees · 5 to 8May 11, 2021 to Mar 30, 2022
- Pooled vehicle clients · 7 to 9May 11, 2021 to Mar 30, 2022
- Employees · 6 to 9May 11, 2021 to Mar 30, 2022
- Private funds · 7 to 9May 11, 2021 to Mar 30, 2022
- Discretionary RAUM · $126M to $224MMay 11, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $126M to $224MMay 11, 2021 to Mar 30, 2022
- RAUM · $126M to $224MMay 11, 2021 to Mar 30, 2022
- Employees · 7 to 6Jul 1, 2020 to Mar 29, 2021
- Discretionary RAUM · $178M to $126MJul 1, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $178M to $126MJul 1, 2020 to Mar 29, 2021
- RAUM · $178M to $126MJul 1, 2020 to Mar 29, 2021
- Discretionary RAUM · $180M to $178MMar 27, 2020 to Jul 1, 2020
Signals
2 dated events
- Sharpvue Capital, Llc reported RAUM $465.2M, up 31% from $355.7M (2025-04-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Sharpvue Capital, Llc filed its initial SEC registration (Form ADV)Aug 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- SharpVue Capital · Independent Sponsorsshared crd · capital_provider
- Sharpvue Capital, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sharpvue-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sharpvuecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 984-246-2040reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Sharpvue Capital, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…