DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• P••• L••
Latest filing Sep 10, 2026
First filing on the tape Jun 28, 2024 · 7 filings
SEC status approved since Aug 1, 2024
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$176M as of Apr 2, 2026
Apr 24, 2025$131M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 2, 2026
Apr 24, 20250 then
Employees (5.A)1 as of Apr 2, 2026
Apr 24, 20251 then
Private funds15 as of Apr 2, 2026
Apr 24, 202513 then
RAUM +34% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $176M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$176M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $176M for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• H••••••• V••• L•• | Venture Capital Fund | $43.3M | 5 | Mar 22, 2022 |
| H••••••• H••••••• X••• L•• | Venture Capital Fund | $30.0M | 2 | Mar 28, 2024 |
| H••••••• H••••••• V•• L•• | Venture Capital Fund | $15.0M | 12 | Mar 22, 2022 |
| C• I•••••••• P••••••• L•• | Venture Capital Fund | $14.8M | 2 | Jul 17, 2019 |
| H••••••• H••••••• X•• L•• | Venture Capital Fund | $10.3M | 4 | Jun 28, 2024 |
| H••••••• H••••••• X•• L•• | Venture Capital Fund | $10.1M | 4 | Mar 7, 2023 |
| H••••••• H••••••• I•• L•• | Venture Capital Fund | $8.4M | 3 | Mar 16, 2020 |
| H••••••• H••••••• I• L•• | Venture Capital Fund | $6.8M | 2 | Mar 31, 2021 |
| H••••••• H••••••• X• L•• | Venture Capital Fund | $6.5M | 2 | Mar 7, 2023 |
| H••••••• H••••••• X•••• L•• | Venture Capital Fund | $5.0M | 3 | Mar 28, 2024 |
| H••••••• H••••••• I• L•• | Venture Capital Fund | $4.0M | 2 | Mar 7, 2023 |
| H••••••• H••••••• X• L•• | Venture Capital Fund | $518,944 | 1 | Mar 7, 2023 |
Owners and control persons
Schedule A and B, latest filing
- W•••• Y••••••• · Managing Member And Chief Compliance Officercontrolsince 05/2019 · owns 75% or more
Related persons
Schedule D 7.A
- H••••••• P••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetApr 2, 2026 to Sep 10, 2026
- HQ city · to unsetApr 2, 2026 to Sep 10, 2026
- HQ state · to unsetApr 2, 2026 to Sep 10, 2026
- Private funds · 15 to unsetApr 2, 2026 to Sep 10, 2026
- Succession · false to unsetApr 2, 2026 to Sep 10, 2026
- Accounts · 13 to 15Apr 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 15Apr 24, 2025 to Mar 31, 2026
- Assets in custody · $131M to $176MApr 24, 2025 to Mar 31, 2026
- Private funds · 13 to 15Apr 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $131M to $176MApr 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $131M to $176MApr 24, 2025 to Mar 31, 2026
- RAUM · $131M to $176MApr 24, 2025 to Mar 31, 2026
- Accounts · 12 to 13Jul 3, 2024 to Apr 24, 2025
- Pooled vehicle clients · 12 to 13Jul 3, 2024 to Apr 24, 2025
- Assets in custody · $155M to $131MJul 3, 2024 to Apr 24, 2025
- Financial planning clients · unset to Jul 3, 2024 to Apr 24, 2025
- HQ city · unset to Jul 3, 2024 to Apr 24, 2025
- HQ state · unset to Jul 3, 2024 to Apr 24, 2025
- Other offices · 0 to 1Jul 3, 2024 to Apr 24, 2025
- Private funds · 12 to 13Jul 3, 2024 to Apr 24, 2025
- Discretionary RAUM · $155M to $131MJul 3, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $155M to $131MJul 3, 2024 to Apr 24, 2025
- RAUM · $155M to $131MJul 3, 2024 to Apr 24, 2025
- HQ city · SEATTLE to unsetJun 28, 2024 to Jul 2, 2024
- HQ state · WA to unsetJun 28, 2024 to Jul 2, 2024
- Private funds · 24 to 12Jun 28, 2024 to Jul 2, 2024
Signals
1 dated events
- H••••••• P••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••••• P••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/highburygroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- highburygrp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 401-651-1059reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026