DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

L•• F••• M••••••••• L••

Former SEC-registered adviserBoston, MassachusettsCRD 304867SEC 801-117104IAPD
Latest filing Mar 29, 2022
First filing on the tape Jul 1, 2019 · 5 filings
RAUM
$31.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$31.6M gross assets
History
5 filings and snapshots on the tape
RAUM$31.6M as of Mar 29, 2022
May 27, 2020$28.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2022
May 27, 20200 then
Employees (5.A)54 as of Mar 29, 2022
May 27, 202036 then
Private funds1 as of Mar 29, 2022
May 27, 20201 then
RAUM +11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$31.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$31.6M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$31.6M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$31.6M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L•• B•••••• C••••• O••••••••• F•••• L•••Hedge Fund$31.6M7Jul 1, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • T•••••••• N•••••• M•••• · Chief Compliance Officer And General Counselcontrol
        since 11/2021 · owns less than 5%
      • M••••••• B••••••• J••••• · President, Managing Membercontrol
        since 04/2009 · owns 25% to 50% of L••••••••• I••••••••• M••••••••• C•• L••
      Entity owners
      • L••••••••• I••••••••• M••••••••• C•• L•• · Sole Member/Manager
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 23 to 28
        Nov 12, 2021 to Mar 29, 2022
      • Assets in custody · $28.4M to $31.6M
        Nov 12, 2021 to Mar 29, 2022
      • Employees · 47 to 54
        Nov 12, 2021 to Mar 29, 2022
      • Discretionary RAUM · $28.4M to $31.6M
        Nov 12, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $28.4M to $31.6M
        Nov 12, 2021 to Mar 29, 2022
      • RAUM · $28.4M to $31.6M
        Nov 12, 2021 to Mar 29, 2022
      • Related bank · false to true
        Nov 12, 2021 to Mar 29, 2022
      • Advisory employees · 21 to 23
        May 27, 2020 to Mar 31, 2021
      • Assets in custody · $28.5M to $28.4M
        May 27, 2020 to Mar 31, 2021
      • Employees · 36 to 47
        May 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $28.5M to $28.4M
        May 27, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $28.5M to $28.4M
        May 27, 2020 to Mar 31, 2021
      • RAUM · $28.5M to $28.4M
        May 27, 2020 to Mar 31, 2021
      • Related bank · true to false
        May 27, 2020 to Mar 31, 2021
      • Advisory employees · 18 to 21
        Jul 1, 2019 to May 27, 2020
      • Assets in custody · $28.0M to $28.5M
        Jul 1, 2019 to May 27, 2020
      • Discretionary RAUM · $28.0M to $28.5M
        Jul 1, 2019 to May 27, 2020
      • Pooled vehicle RAUM · $28.0M to $28.5M
        Jul 1, 2019 to May 27, 2020
      • RAUM · $28.0M to $28.5M
        Jul 1, 2019 to May 27, 2020
      Signals
      4 dated events
      • Lynn Michelle Martin (Chief Compliance Officer) no longer on Schedule A of L•• F••• M••••••••• L•• (listed 2021-03-31, absent 2021-11-12)
        Nov 12, 2021 · Control person left · inference
      • Scott Michael Timmermans (Chief Legal Officer) no longer on Schedule A of L•• F••• M••••••••• L•• (listed 2021-03-31, absent 2021-11-12)
        Nov 12, 2021 · Control person left · inference
      • Marie Nicole Tremblay (Chief Compliance Officer And General Counsel) appeared on Schedule A of L•• F••• M••••••••• L••
        Nov 12, 2021 · Control person joined · fact
      • L•• F••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 1, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026