DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•• C•••••• P••••••• L••

Former SEC-registered adviserSanta Monica, CaliforniaCRD 304917SEC 801-117132websiteIAPD
Latest filing Mar 28, 2025
First filing on the tape Jul 6, 2019 · 18 filings
SEC status approved since Aug 7, 2019
RAUM
$9.4B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
160
30 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
11
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$9.4B as of Mar 28, 2025
Mar 25, 2020$590M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Mar 25, 20200 then
Employees (5.A)160 as of Mar 28, 2025
Mar 25, 202024 then
Private funds11 as of Mar 28, 2025
Mar 25, 20212 then
RAUM +0.5% over the last fiscal year+23% a year over threeIARs 0 to 0offices 6 to 5
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$785MderivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
+0.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$8.9B, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$8.9B94%
  • Corporations and businesses$526M5.6%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
12reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$8.9B for 11 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      11 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • A•••• E•••••• A••• · Chief Financial Officer, Managing Director; Executive Vice Presidentcontrol
        since 10/2022 · owns less than 5%
      • B••••• A•••• R••••• · Managing Director; Chief Investment Officer; Executive Vice Presidentcontrol
        since 07/2019 · owns less than 5%
      • C••••• S•••••• M•••••• · Director; President; Chief Executive Officercontrol
        since 03/2023 · owns less than 5%
      • G•••••• A•••• L•••• · Chief Compliance Officercontrol
        since 10/2022 · owns less than 5%
      • W•••• D•••••• J•••• · Managing Director; Executive Vice Presidentcontrol
        since 03/2023 · owns less than 5%
      • M••• M•••• Z•• · Ownercontrol
        since 07/2022 · owns 50% to 75% of G•• P••• L•••
      Entity owners
      • G•• C•••••• P••••••• L•••••• · Owner
        direct · owns 75% or more
      • G•• H••••••• L•••••• · General Partner
        indirect · owns F of G•• H••••••• L•
      • G•• H••••••• L• · Owner
        indirect · owns 75% or more of G•• P••• L•••
      • G•• P••• L••• · Owner
        indirect · owns 75% or more of G•••• G•• H••••••• 1• L••••••
      • G•• P••• L••• · Owner
        indirect · owns 75% or more of G•••• H••••• L••••••
      • G•••• G•• H••••••• 1• L•••••• · Owner
        indirect · owns 25% to 50% of G•• C•••••• P••••••• L••••••
      • G•••• H••••• L•••••• · Owner
        indirect · owns 75% or more of G•• C•••••• P••••••• L••••••
      Related persons
      Schedule D 7.A
      • C•••• M•••••••• C•••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • C•••• M•••••••• C•••• I••••••••• M••••••••• L••••••
        pooled vehicle sponsorn
      • C• K••••• E••••• I••••••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • C•• C•••••• C••• L••••••
        pooled vehicle sponsorn
      • G•• S••••••••• P••••••• P••••••• G• L•
        pooled vehicle sponsory
      • G•• ••••••• I••••••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • G•• C•••••• P••••••• G••••• D• R••••••• E• A••••••••• I••••••••• L••••
        pooled vehicle sponsorn
      • G•• C•••••• P••••••• I• G• L•
        pooled vehicle sponsory
      • G•• C•••••• P••••••• J•••• I•••
        pooled vehicle sponsorn
      • G•• C•••••• P••••••• V• G• L•
        pooled vehicle sponsorn
      • G•• E••••• M••••••••• S•• R•••
        pooled vehicle sponsorn
      • G•• E••••• M••••••••• S•• R••• • D•••• B•••••
        pooled vehicle sponsorn
      • G•• H• I••••••••• M••••••••• L••••••
        pooled vehicle sponsorn
      • G•• I••••••••• M••••••••• P•• L••
        pooled vehicle sponsorn
      • G•• J•••• A••••••• I•••
        pooled vehicle sponsorn
      • G•• U• M••••••••• L••••••
        pooled vehicle sponsorn
      • G••••••• G•• M••••• I••••••••• F••• M••••••••• C•• L•••
        pooled vehicle sponsorn
      • H••••• H••• I••••••••• A••••••• L••••••
        pooled vehicle sponsorn
      • M• C•••••• P••••••• ••• L••••••
        broker-dealern
      • S••••••• C• G••••• N••• E••••• I••••••••• F••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• G••••• N••• E••••• I••••••••• F••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• H••••• C•••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• H•••• E••••• I••••••••• F••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• J••••• C•••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• P•••••• E••••• I••••••••• F••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• S••••• C•••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• S••• R••• C•••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• W••••• C•••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• Y•••••• E••••• I••••••••• F••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      • S••••••• C• Y•••• I••••••••• M••••••••• C••• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Redondo Beach, CA10 employees
      • New York, NY6 employees
      • Solana Beach, CA2 employees
      • Chicago, IL
      • Denver, CO
      • Irving, TX
      What changed
      consecutive filings, newest first
      • Business name · G•• C•••••• P•••••••• I••• to G•• C•••••• P••••••• L••
        Mar 29, 2024 to Mar 28, 2025
      • Assets in custody · $8.7B to $8.9B
        Mar 29, 2024 to Mar 28, 2025
      • Legal name · G•• C•••••• P•••••••• I••• to G•• C•••••• P••••••• L••
        Mar 29, 2024 to Mar 28, 2025
      • Other offices · 6 to 5
        Mar 29, 2024 to Mar 28, 2025
      • Discretionary RAUM · $8.7B to $8.9B
        Mar 29, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $644M to $526M
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $8.7B to $8.9B
        Mar 29, 2024 to Mar 28, 2025
      • RAUM · $9.4B to $9.4B
        Mar 29, 2024 to Mar 28, 2025
      • Related adviser · false to true
        Mar 29, 2024 to Mar 28, 2025
      • Related bank · false to true
        Mar 29, 2024 to Mar 28, 2025
      • Succession · false to true
        Mar 29, 2024 to Mar 28, 2025
      • Accounts · 11 to 12
        Jun 9, 2023 to Mar 29, 2024
      • Advisory employees · 20 to 30
        Jun 9, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 10 to 11
        Jun 9, 2023 to Mar 29, 2024
      • Assets in custody · $8.3B to $8.7B
        Jun 9, 2023 to Mar 29, 2024
      • Employees · 100 to 160
        Jun 9, 2023 to Mar 29, 2024
      • Other offices · 5 to 6
        Jun 9, 2023 to Mar 29, 2024
      • Private funds · 10 to 11
        Jun 9, 2023 to Mar 29, 2024
      • Discretionary RAUM · $7.2B to $8.7B
        Jun 9, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $1.0B to $644M
        Jun 9, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $7.2B to $8.7B
        Jun 9, 2023 to Mar 29, 2024
      • RAUM · $8.3B to $9.4B
        Jun 9, 2023 to Mar 29, 2024
      • Related broker-dealer · false to true
        Jun 9, 2023 to Mar 29, 2024
      • Other offices · 6 to 5
        Mar 30, 2023 to Jun 9, 2023
      • Accounts · 5 to 11
        Aug 26, 2022 to Mar 30, 2023
      • Advisory employees · 21 to 20
        Aug 26, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 4 to 10
        Aug 26, 2022 to Mar 30, 2023
      • Assets in custody · $5.1B to $8.3B
        Aug 26, 2022 to Mar 30, 2023
      • Employees · 58 to 100
        Aug 26, 2022 to Mar 30, 2023
      • Other offices · 5 to 6
        Aug 26, 2022 to Mar 30, 2023
      • Private funds · 4 to 10
        Aug 26, 2022 to Mar 30, 2023
      • Discretionary RAUM · $4.5B to $7.2B
        Aug 26, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $597M to $1.0B
        Aug 26, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $4.5B to $7.2B
        Aug 26, 2022 to Mar 30, 2023
      • RAUM · $5.1B to $8.3B
        Aug 26, 2022 to Mar 30, 2023
      • Organization form · Limited Partnership to Corporation
        Mar 31, 2022 to Aug 26, 2022
      • Succession · false to true
        Mar 31, 2022 to Aug 26, 2022
      • Business name · G•• C•••••• P••••••• L• to G•• C•••••• P•••••••• I•••
        Aug 26, 2022 to Aug 26, 2022
      • Legal name · G•• C•••••• P••••••• L• to G•• C•••••• P•••••••• I•••
        Aug 26, 2022 to Aug 26, 2022
      • Succession · true to false
        Aug 26, 2022 to Aug 26, 2022
      Signals
      20 dated events
      • G•• C•••••• P••••••• L•• no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $9.4B)
        Jun 2, 2025 · Left the SEC roster · derived
      • G•• C•••••• P••••••• L•• reported succeeding to the business of G•• C•••••• P•••••••• I••• (Form ADV Item 4)
        Mar 28, 2025 · Succession (Item 4) · fact
      • David Alan Yang (Director) no longer on Schedule A of G•• C•••••• P••••••• L•• (listed 2023-06-09, absent 2024-03-29)
        Mar 29, 2024 · Control person left · inference
      • Michelle Li (Managing Director; Executive Vice President) no longer on Schedule A of G•• C•••••• P••••••• L•• (listed 2023-06-09, absent 2024-03-29)
        Mar 29, 2024 · Control person left · inference
      • Lates Asha Gooden (Chief Compliance Officer) appeared on Schedule A of G•• C•••••• P••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • G•• C•••••• P••••••• L•• reported RAUM $8.3B, up 63% from $5.1B (2022-08-26 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • Jason Daniel Ward (Managing Director; Executive Vice President) appeared on Schedule A of G•• C•••••• P••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • Steven Crowe (Managing Director; President; Chief Executive Officer) appeared on Schedule A of G•• C•••••• P••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • Abek Erdinc Akil (Chief Financial Officer, Managing Director; Executive Vice President) appeared on Schedule A of G•• C•••••• P••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • Owen Peter Kane (Chief Financial Officer) no longer on Schedule A of G•• C•••••• P••••••• L•• (listed 2022-08-26, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • Lynn Kimberly Larin (Chief Compliance Officer) no longer on Schedule A of G•• C•••••• P••••••• L•• (listed 2022-08-26, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • Michelle Li (Managing Director; Executive Vice President) appeared on Schedule A of G•• C•••••• P••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • Z. Ming Mei (Owner) appeared on Schedule A of G•• C•••••• P••••••• L••
        Aug 26, 2022 · Control person joined · fact
      • G•• C•••••• P••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Aug 26, 2022 · Succession (Item 4) · fact
      • G•• C•••••• P••••••• L•• reported RAUM $5.1B, up 62% from $3.2B (2022-01-21 to 2022-03-29)
        Mar 29, 2022 · RAUM change · derived
      • G•• C•••••• P••••••• L•• reported RAUM $3.2B, up 114% from $1.5B (2022-01-07 to 2022-01-21)
        Jan 21, 2022 · RAUM change · derived
      • Lynn Kimberly Larin (Chief Compliance Officer) appeared on Schedule A of G•• C•••••• P••••••• L••
        Jan 7, 2022 · Control person joined · fact
      • G•• C•••••• P••••••• L•• reported RAUM $1.5B, up 150% from $589.9M (2021-01-19 to 2021-03-25)
        Mar 25, 2021 · RAUM change · derived
      • Owen Peter Kane (Chief Financial Officer) appeared on Schedule A of G•• C•••••• P••••••• L••
        Mar 25, 2020 · Control person joined · fact
      • G•• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)
        Jul 6, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      G•• C•••••• P••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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