DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• A•••• M••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Aug 21, 2019 · 13 filings
SEC status approved since Sep 20, 2019
RAUM
$771M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$771M as of Mar 18, 2026
Mar 2, 2020$5.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 2, 20200 then
Employees (5.A)7 as of Mar 18, 2026
Mar 2, 20205 then
Private funds: no history
RAUM -23% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $771MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$771M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• W••••••• F•••••• · Chief Operating Officercontrolsince 07/2019 · owns less than 5%
- C••••••••• E•••• R••• · Chief Investment Officercontrolsince 07/2019 · owns less than 5%
- K•••••• M••••••• A•••• · Director Of Sales And Marketingcontrolsince 07/2019 · owns less than 5%
- S••••••• S•••• · Chief Technology Officercontrolsince 07/2019 · owns less than 5%
- S•••••• C••••••• · Chief Compliance Officercontrolsince 07/2019 · owns less than 5%
- B••••••• W••••••• F•••••• · Managing Membercontrolsince 08/2019 · owns F of S••••••••• G••••• L••
- C••••••••• E•••• R••• · Membercontrolsince 05/2019 · owns F of S••••••••• G••••• L••
- K•••••• M••••••• A•••• · Membercontrolsince 08/2019 · owns F of S••••••••• G••••• L••
- S••••••• S•••• · Membercontrolsince 08/2019 · owns F of S••••••••• G••••• L••
- S•••••• C••••••• · Managing Membercontrolsince 08/2019 · owns F of S••••••••• G••••• L••
Entity owners
- S••••••••• G••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.0B to $771MNov 7, 2025 to Mar 18, 2026
- RAUM · $1.0B to $771MNov 7, 2025 to Mar 18, 2026
- Financial planning clients · unset to Oct 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.0B to $1.0BOct 17, 2024 to Mar 31, 2025
- RAUM · $1.0B to $1.0BOct 17, 2024 to Mar 31, 2025
- Employees · 6 to 7Feb 28, 2024 to Oct 17, 2024
- Discretionary RAUM · $804M to $1.0BFeb 28, 2024 to Oct 17, 2024
- RAUM · $804M to $1.0BFeb 28, 2024 to Oct 17, 2024
- Discretionary RAUM · $568M to $804MMar 30, 2023 to Feb 28, 2024
- RAUM · $568M to $804MMar 30, 2023 to Feb 28, 2024
- Advisory employees · 5 to 6Mar 9, 2022 to Mar 30, 2023
- Employees · 5 to 6Mar 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $212M to $568MMar 9, 2022 to Mar 30, 2023
- RAUM · $212M to $568MMar 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $108M to $212MOct 12, 2021 to Mar 9, 2022
- RAUM · $108M to $212MOct 12, 2021 to Mar 9, 2022
- Discretionary RAUM · $61.8M to $108MJun 30, 2021 to Oct 12, 2021
- RAUM · $61.8M to $108MJun 30, 2021 to Oct 12, 2021
- Discretionary RAUM · $32.4M to $61.8MMar 8, 2021 to Jun 30, 2021
- RAUM · $32.4M to $61.8MMar 8, 2021 to Jun 30, 2021
- Discretionary RAUM · $5.0M to $32.4MMar 2, 2020 to Mar 8, 2021
- RAUM · $5.0M to $32.4MMar 2, 2020 to Mar 8, 2021
- Accounts · 0 to 1Jan 6, 2020 to Mar 2, 2020
- Discretionary RAUM · $0 to $5.0MJan 6, 2020 to Mar 2, 2020
- RAUM · $0 to $5.0MJan 6, 2020 to Mar 2, 2020
Signals
5 dated events
- S••••••••• A•••• M••••••••• L•• reported RAUM $1.0B, up 30% from $804.3M (2024-02-28 to 2024-10-17)Oct 17, 2024 · RAUM change · derived
- S••••••••• A•••• M••••••••• L•• reported RAUM $804.3M, up 42% from $568.4M (2023-03-30 to 2024-02-28)Feb 28, 2024 · RAUM change · derived
- S••••••••• A•••• M••••••••• L•• reported RAUM $568.4M, up 168% from $212.4M (2022-03-09 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- S••••••••• A•••• M••••••••• L•• reported RAUM $212.4M, up 97% from $107.7M (2021-10-12 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
- S••••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 21, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/standpoint-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (602) 688-2918reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026