DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• A••••• F••••• L••
Latest filing Feb 4, 2026
First filing on the tape Jun 23, 2020 · 9 filings
SEC status approved since Jul 23, 2020
RAUM
$42.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$42.5M as of Feb 4, 2026
Mar 11, 2021$10.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 4, 2026
Mar 11, 20210 then
Employees (5.A)1 as of Feb 4, 2026
Mar 11, 20213 then
Private funds: no history
RAUM +55% over the last fiscal year+80% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$42.5M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••••• A••••• F•••• C•••• F•••• L•no longer reported | Hedge Fund | $7.5M | 7 | Aug 9, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••• P••••• F•••• · Managing Partner And Chief Compliance Officercontrolsince 07/2018 · owns 50% to 75%
- K••• S••••• S• · Non-Operating Limited Partnersince 02/2023 · owns 5% to 10%
- T••••••••• T•••• M•••••• · Non-Operating Limited Partnersince 02/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $27.5M to $42.5MMar 4, 2025 to Feb 4, 2026
- RAUM · $27.5M to $42.5MMar 4, 2025 to Feb 4, 2026
- Financial planning clients · unset to Mar 7, 2024 to Mar 4, 2025
- Discretionary RAUM · $12.4M to $27.5MMar 7, 2024 to Mar 4, 2025
- RAUM · $12.4M to $27.5MMar 7, 2024 to Mar 4, 2025
- Related bank · true to falseMar 7, 2024 to Mar 4, 2025
- Other offices · 1 to 0May 1, 2023 to Mar 7, 2024
- Discretionary RAUM · $7.3M to $12.4MMay 1, 2023 to Mar 7, 2024
- RAUM · $7.3M to $12.4MMay 1, 2023 to Mar 7, 2024
- Advisory employees · 2 to 1Jan 25, 2022 to Feb 28, 2023
- Employees · 3 to 1Jan 25, 2022 to Feb 28, 2023
- Discretionary RAUM · $10.0M to $7.3MJan 25, 2022 to Feb 28, 2023
- RAUM · $10.0M to $7.3MJan 25, 2022 to Feb 28, 2023
- BD registered reps · 1 to 0Oct 14, 2021 to Jan 25, 2022
- HQ city · NEW YORK to EL SEGUNDOMar 11, 2021 to Oct 14, 2021
- HQ state · NY to CAMar 11, 2021 to Oct 14, 2021
- Accounts · unset to 1.0Jun 23, 2020 to Mar 11, 2021
- Advisory employees · 1 to 2Jun 23, 2020 to Mar 11, 2021
- BD registered reps · 0 to 1Jun 23, 2020 to Mar 11, 2021
- Employees · 1 to 3Jun 23, 2020 to Mar 11, 2021
- Discretionary RAUM · unset to 10000000.0Jun 23, 2020 to Mar 11, 2021
- Non-discretionary RAUM · unset to 0.0Jun 23, 2020 to Mar 11, 2021
- RAUM · unset to 10000000.0Jun 23, 2020 to Mar 11, 2021
Signals
3 dated events
- S Steve Kim (Managing Partner) appeared on Schedule A of A••••••••• A••••• F••••• L••Mar 11, 2021 · Control person joined · fact
- Matthew Todd Themistocles (Managing Partner) appeared on Schedule A of A••••••••• A••••• F••••• L••Mar 11, 2021 · Control person joined · fact
- A••••••••• A••••• F••••• L•• filed its initial SEC registration (Form ADV)Jun 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- altacfunds.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 323-925-3305 #100reportedpublic record, Form ADV, Feb 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026