DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Muchler Financial Services, Inc.

Former SEC-registered adviserDansville, New YorkCRD 305240SEC 801-117342IAPD
Latest filing Mar 18, 2022
First filing on the tape Aug 15, 2019 · 12 filings
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$176M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$176M as of Mar 18, 2022
Mar 19, 2020$135M then
HNW client RAUM$80.0M as of Mar 18, 2022
Mar 19, 2020$47.0M then
State-registered IARs (5.B.3)1 as of Mar 18, 2022
Mar 19, 20201 then
Employees (5.A)6 as of Mar 18, 2022
Mar 19, 20206 then
Private funds: no history
RAUM -15% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 18, 2022; every figure names its basis
RAUM per advisor
$176MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
680derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$144,856derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
6.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.0%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$96.0M55%
  • High-net-worth individuals$80.0M45%
Individual clients
600reported
HNW clients
80reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,215reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jay Terry Muchler · President, Chief Compliance Officercontrol
    since 10/1999 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,845 to 1,215
    Jan 3, 2022 to Mar 18, 2022
  • Advisory activities · 3 to 2
    Jan 3, 2022 to Mar 18, 2022
  • HNW clients · 59 to 80
    Jan 3, 2022 to Mar 18, 2022
  • Individual clients · 628 to 600
    Jan 3, 2022 to Mar 18, 2022
  • Employees · 7 to 6
    Jan 3, 2022 to Mar 18, 2022
  • Discretionary RAUM · $206M to $176M
    Jan 3, 2022 to Mar 18, 2022
  • HNW RAUM · $70.0M to $80.0M
    Jan 3, 2022 to Mar 18, 2022
  • Individual RAUM · $136M to $96.0M
    Jan 3, 2022 to Mar 18, 2022
  • RAUM · $206M to $176M
    Jan 3, 2022 to Mar 18, 2022
  • Accounts · 858 to 1,845
    Sep 29, 2020 to Mar 8, 2021
  • Advisory activities · 6 to 3
    Sep 29, 2020 to Mar 8, 2021
  • HNW clients · 72 to 59
    Sep 29, 2020 to Mar 8, 2021
  • Individual clients · 616 to 628
    Sep 29, 2020 to Mar 8, 2021
  • Pension plan clients · 15.0 to unset
    Sep 29, 2020 to Mar 8, 2021
  • Employees · 6 to 7
    Sep 29, 2020 to Mar 8, 2021
  • Financial planning clients · 1-10 to 0
    Sep 29, 2020 to Mar 8, 2021
  • Discretionary RAUM · $135M to $206M
    Sep 29, 2020 to Mar 8, 2021
  • HNW RAUM · $47.0M to $70.0M
    Sep 29, 2020 to Mar 8, 2021
  • Individual RAUM · $85.4M to $136M
    Sep 29, 2020 to Mar 8, 2021
  • Pension RAUM · 3000000.0 to unset
    Sep 29, 2020 to Mar 8, 2021
  • RAUM · $135M to $206M
    Sep 29, 2020 to Mar 8, 2021
  • Accounts · 830 to 858
    Oct 16, 2019 to Mar 19, 2020
  • Advisory activities · 5 to 6
    Oct 16, 2019 to Mar 19, 2020
  • BD registered reps · 1 to 2
    Oct 16, 2019 to Mar 19, 2020
  • Pension plan clients · 27 to 15
    Oct 16, 2019 to Mar 19, 2020
  • Employees · 5 to 6
    Oct 16, 2019 to Mar 19, 2020
  • Financial planning clients · 0 to 1-10
    Oct 16, 2019 to Mar 19, 2020
  • Discretionary RAUM · $132M to $135M
    Oct 16, 2019 to Mar 19, 2020
  • HNW RAUM · $45.0M to $47.0M
    Oct 16, 2019 to Mar 19, 2020
  • Individual RAUM · $85.0M to $85.4M
    Oct 16, 2019 to Mar 19, 2020
  • Pension RAUM · $2.0M to $3.0M
    Oct 16, 2019 to Mar 19, 2020
  • RAUM · $132M to $135M
    Oct 16, 2019 to Mar 19, 2020
  • Accounts · 0 to 830
    Sep 12, 2019 to Oct 16, 2019
  • Charity clients · 0.0 to unset
    Sep 12, 2019 to Oct 16, 2019
  • Corporate clients · 0.0 to unset
    Sep 12, 2019 to Oct 16, 2019
  • HNW clients · 0 to 72
    Sep 12, 2019 to Oct 16, 2019
  • Individual clients · 0 to 616
    Sep 12, 2019 to Oct 16, 2019
  • Pension plan clients · 0 to 27
    Sep 12, 2019 to Oct 16, 2019
  • Discretionary RAUM · $0 to $132M
    Sep 12, 2019 to Oct 16, 2019
  • HNW RAUM · unset to 45000000.0
    Sep 12, 2019 to Oct 16, 2019
Signals
2 dated events
  • Terry Jay Muchler left Muchler Financial Services, Inc. for Allworth Financial, L.P. (registered 2022-07-01)
    Sep 13, 2022 · Advisor changed firm · fact
  • Muchler Financial Services, Inc. filed its initial SEC registration (Form ADV)
    Aug 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026