DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

H••• T•••• C••••••

Asset manager (funds and pooled vehicles)Hoboken, New JerseyCRD 305245SEC 801-119131websiteIAPD
Legal name H••• T•••• C•••••• L•
Latest filing Mar 30, 2026
First filing on the tape Jun 24, 2020 · 9 filings
SEC status approved since Aug 7, 2020
RAUM
$297M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$297M as of Mar 30, 2026
Mar 31, 2021$227M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20210 then
Employees (5.A)3 as of Mar 30, 2026
Mar 31, 20211 then
Private funds: 4
RAUM n/a over the last fiscal year-9.5% a year over three
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$49.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$297M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H• I••••••••• M• L••no longer reportedHedge Fund$129M1Aug 16, 2019
      H••• T•••• I••••••••• S• L••no longer reportedHedge Fund$98.0M2Aug 16, 2019
      H••• T•••• S•••••• S••••••••• L••no longer reportedHedge Fund$02Jun 24, 2020
      H••• T•••• I••••••••• O• L••no longer reportedHedge Fund$01Aug 16, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• E•••• J••• · Managing Member Of The General Partner, Chief Compliance Officercontrol
        since 07/2019 · owns 75% or more
      • H••••••• E•••• J••• · Managing Membercontrol
        since 07/2019 · owns 75% or more of H••• T•••• C•••••• G• L••
      Entity owners
      • H••• T•••• C•••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 30, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: asset managers, $100M to $500M (1,568) · 0.0% percentile
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 2
        May 1, 2025 to Mar 30, 2026
      • Non-discretionary RAUM · $205M to $297M
        May 1, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $205M to $297M
        May 1, 2025 to Mar 30, 2026
      • RAUM · $205M to $297M
        May 1, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 28, 2024 to May 1, 2025
      • Non-discretionary RAUM · $497M to $205M
        Mar 28, 2024 to May 1, 2025
      • Pooled vehicle RAUM · $497M to $205M
        Mar 28, 2024 to May 1, 2025
      • RAUM · $497M to $205M
        Mar 28, 2024 to May 1, 2025
      • Advisory employees · 2 to 3
        Mar 30, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $401M to $497M
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $401M to $497M
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $401M to $497M
        Mar 30, 2023 to Mar 28, 2024
      • Accounts · 5 to 6
        May 11, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 5 to 6
        May 11, 2022 to Mar 30, 2023
      • Employees · 2 to 3
        May 11, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $301M to $401M
        May 11, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $301M to $401M
        May 11, 2022 to Mar 30, 2023
      • RAUM · $301M to $401M
        May 11, 2022 to Mar 30, 2023
      • Accounts · 3 to 5
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 1 to 2
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 3 to 5
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 1 to 2
        Mar 31, 2021 to Mar 31, 2022
      • Private funds · 4 to unset
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $227M to $301M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $227M to $301M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $227M to $301M
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $200M to $227M
        Jul 8, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $200M to $227M
        Jul 8, 2020 to Mar 31, 2021
      • RAUM · $200M to $227M
        Jul 8, 2020 to Mar 31, 2021
      • Private funds · 8 to 4
        Jun 24, 2020 to Jul 8, 2020
      Signals
      3 dated events
      • H••• T•••• C•••••• reported RAUM $204.8M, down 59% from $496.8M (2024-03-28 to 2025-05-01)
        May 1, 2025 · RAUM change · derived
      • H••• T•••• C•••••• reported RAUM $400.8M, up 33% from $300.7M (2022-05-11 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • H••• T•••• C•••••• filed its initial SEC registration (Form ADV)
        Jun 24, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/hightrailcapreportedpublic record, Form ADV, Sep 19, 2026
      Website
      h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      917-414-1733reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026