DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

P••• X• P••••••• O••••••••• L••

Asset manager (funds and pooled vehicles)Trianon, CRD 305299SEC 801-132249websiteIAPD
Latest filing Jun 15, 2026
First filing on the tape May 9, 2025 · 4 filings
SEC status approved since May 9, 2025
RAUM
$15B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
107
44 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
25
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$15B as of Jun 15, 2026
May 9, 2025$15B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 15, 2026
May 9, 20250 then
Employees (5.A)107 as of Jun 15, 2026
May 9, 2025120 then
Private funds25 as of Jun 15, 2026
May 9, 202525 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$510MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived8 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$203M, 30 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$15B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$203M for 30 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      26 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••• X• P••••••• V• L•••Private Equity Fund$2.8B84Mar 29, 2019
      P••• X• P••••••• V• L•••Private Equity Fund$2.6B88Mar 30, 2016
      P••• X• P••••••• I• L•••Private Equity Fund$1.6B74Mar 31, 2015
      P••• X• P••••••• G••••• F••• I• L•••Private Equity Fund$1.2B97Mar 30, 2023
      P••• X• P••••••• G••••• F••• I•• L•••Private Equity Fund$1.2B95Mar 30, 2021
      P••• X• P••••••• G••••• F••• I• L•••Private Equity Fund$1.0B86Mar 30, 2012
      P••• X• P••••••• S•• F••• I• L•••Private Equity Fund$823M97Mar 30, 2023
      P••• X• P••••••• V•••••• V•• L•••Private Equity Fund$733M96Mar 30, 2021
      P••• X• P••••••• V••• L•••Private Equity Fund$727M96Mar 30, 2023
      P••• X• P••••••• I•• L•••Private Equity Fund$486M68Mar 30, 2012
      P••• X• P••••••• S••• F••• I• L•••Private Equity Fund$378M84Sep 25, 2019
      P••• X• P••••••• S••• F••• I• L•••Private Equity Fund$294M93Mar 30, 2021
      P••• X• P••••••• P••••••••• F••• V• L•••Private Equity Fund$159M26Mar 29, 2019
      P••• X• P••••••• P••••••••• F••• V• L•••Private Equity Fund$154M56Mar 30, 2016
      P••• X• P••••••• P••••••••• S••• F••• I• L•••Private Equity Fund$112M47Mar 30, 2020
      P••• X• P••••••• P••••••••• I• L•••Private Equity Fund$107M54Mar 31, 2015
      P••• X• I•••• • S•• P••••••••• H••••••• I• L•••Private Equity Fund$83.7M24Mar 30, 2024
      P••• X• P••••••• P••••••••• S••• F••• I• L•••Private Equity Fund$81.6M31Mar 31, 2022
      P••• X• P••••••• P••••••••• G••••• F••• I•• L•••Private Equity Fund$80.1M19Mar 30, 2021
      P••• X• P••••••• V•••••• P••••••••• F••• V•• L•••Private Equity Fund$78.0M28Mar 30, 2021
      P••• X• P••••••• P••••••••• G••••• F••• I• L•••Private Equity Fund$68.2M51Mar 30, 2024
      P••• X• P••••••• G••••• F••• I• L•••Private Equity Fund$60.7M68Mar 30, 2012
      P••• X• P••••••• P••••••••• F••• V••• L•••Private Equity Fund$60.2M64Mar 30, 2024
      P••• X• P••••••• S•• P••••••••• F••• I• L•••Private Equity Fund$55.9M57Mar 30, 2024
      P••• X• P••••••• P••••••••• F••• I•• L•••Private Equity Fund$43.5M47Mar 30, 2012
      P••• X• P••••••• G• P••••••••• F••• I• L•••Private Equity Fund$8.0M47Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• M•••• · Ccocontrol
        since 01/2017 · owns less than 5%
      Entity owners
      • T•• P••••••• T•••• · Owner
        direct · owns 75% or more
      • Z•••••• L•• · Owner
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Jun 15, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: asset managers, $5B to $20B (684) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Other offices · 6 to 7
        Mar 31, 2026 to Jun 15, 2026
      • Advisory employees · 50 to 44
        Oct 15, 2025 to Mar 31, 2026
      • Assets in custody · $114M to $203M
        Oct 15, 2025 to Mar 31, 2026
      • Employees · 120 to 107
        Oct 15, 2025 to Mar 31, 2026
      • Other offices · 7 to 6
        Oct 15, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $15B to $15B
        Oct 15, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $15B to $15B
        Oct 15, 2025 to Mar 31, 2026
      • RAUM · $15B to $15B
        Oct 15, 2025 to Mar 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/peakxvpartnersreportedpublic record, Form ADV, Sep 18, 2026
      Firm profile
      linkedin.com/company/surgeaheadreportedpublic record, Form ADV, Sep 18, 2026
      Website
      peakxv.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      +230 467 3000reportedpublic record, Form ADV, Jun 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026