DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Safe Harbor Capital Partners
Legal name She Ddf1 Manager LLC
Latest filing May 4, 2026
First filing on the tape Dec 6, 2019 · 14 filings
SEC status approved since Jan 6, 2020
RAUM
$344M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$344M as of May 4, 2026
Mar 31, 2021$99.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 4, 2026
Mar 31, 20210 then
Employees (5.A)23 as of May 4, 2026
Mar 31, 20219 then
Private funds7 as of May 4, 2026
Mar 31, 20213 then
RAUM -3.3% over the last fiscal year+18% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $153M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$344M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $153M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Safe Harbor Equity Distressed Debt Fund 3, L.P. | Real Estate Fund | $156M | 46 | Dec 6, 2019 |
| Sheddf3 Tides LLC | Real Estate Fund | $83.1M | 7 | Mar 30, 2022 |
| Safe Harbor Equity Distressed Debt Fund 2, L.P. | Real Estate Fund | $6.3M | 20 | Dec 6, 2019 |
| Safe Harbor Equity Distressed Debt Fund 1, L.P.no longer reported | Real Estate Fund | $66,222 | 9 | Dec 6, 2019 |
| Safe Harbor Equity Distressed Debt Fund 4, L.P. | Real Estate Fund | $0 | 0 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Klebanow · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Alberto Carlos Rivera · Chief Financial Officercontrolsince 10/2017 · owns less than 5%
- Rafael Lauro Serrano · Managing Partnercontrolsince 10/2014 · owns less than 5%
- Rafael Lauro Serrano · Ownercontrolsince 04/2005 · owns 75% or more of Florida Land Syndicate, LLC
Entity owners
- Florida Land Syndicate, LLC · Direct Ownerdirect · owns 5% to 10%
- Safe Harbor Equity 10 LLC · Direct Ownerdirect · owns 75% or more
- Florida Land Syndicate, LLC · Ownerindirect · owns 75% or more of Safe Harbor Equity 10 LLC
Related persons
Schedule D 7.A
- She Ddf1 Gp, LLCpooled vehicle sponsorn
- She Ddf3 Gp, LLCpooled vehicle sponsorn
- She Ddf4 Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 10 to 4Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 7Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $173M to $153MMar 31, 2025 to Mar 31, 2026
- HQ city · DORAL to COCONUT GROVEMar 31, 2025 to Mar 31, 2026
- Other offices · 1 to 0Mar 31, 2025 to Mar 31, 2026
- Private funds · 6 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $355M to $344MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $355M to $344MMar 31, 2025 to Mar 31, 2026
- RAUM · $355M to $344MMar 31, 2025 to Mar 31, 2026
- Other offices · 0 to 1Oct 28, 2024 to Mar 31, 2025
- Private funds · 4 to 6Oct 28, 2024 to Mar 31, 2025
- Accounts · 3 to 6Oct 28, 2024 to Mar 31, 2025
- Advisory employees · 9 to 10Oct 28, 2024 to Mar 31, 2025
- Business name · SHE DDF1 MANAGER LLC to SAFE HARBOR CAPITAL PARTNERSOct 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 6Oct 28, 2024 to Mar 31, 2025
- Assets in custody · $131M to $173MOct 28, 2024 to Mar 31, 2025
- Employees · 21 to 23Oct 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $245M to $355MOct 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $245M to $355MOct 28, 2024 to Mar 31, 2025
- RAUM · $245M to $355MOct 28, 2024 to Mar 31, 2025
- Advisory employees · 7 to 9Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $134M to $131MMar 28, 2023 to Mar 28, 2024
- Employees · 12 to 21Mar 28, 2023 to Mar 28, 2024
- Private funds · 3 to 4Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $208M to $245MMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $208M to $245MMar 28, 2023 to Mar 28, 2024
- RAUM · $208M to $245MMar 28, 2023 to Mar 28, 2024
- Assets in custody · $97.9M to $134MMar 30, 2022 to Mar 28, 2023
- HQ city · MIAMI to DORALMar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $181M to $208MMar 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $181M to $208MMar 30, 2022 to Mar 28, 2023
- RAUM · $181M to $208MMar 30, 2022 to Mar 28, 2023
- Advisory employees · 9 to 7May 4, 2021 to Mar 30, 2022
- Assets in custody · $42.5M to $97.9MMay 4, 2021 to Mar 30, 2022
- Employees · 9 to 12May 4, 2021 to Mar 30, 2022
- Discretionary RAUM · $94.6M to $181MMay 4, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $94.6M to $181MMay 4, 2021 to Mar 30, 2022
- RAUM · $94.6M to $181MMay 4, 2021 to Mar 30, 2022
Signals
4 dated events
- Safe Harbor Capital Partners reported RAUM $355.4M, up 45% from $245.1M (2024-10-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Andrew Klebanow (Chief Compliance Officer) appeared on Schedule A of Safe Harbor Capital PartnersOct 28, 2024 · Control person joined · fact
- Michael Brian Prenoveau (Chief Compliance Officer) no longer on Schedule A of Safe Harbor Capital Partners (listed 2021-03-31, absent 2021-05-04)May 4, 2021 · Control person left · inference
- She Ddf1 Manager Llc filed its initial SEC registration (Form ADV)Dec 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/safe-harbor-cpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- safeharborcp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 786-230-1609reportedpublic record, Form ADV, May 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Safe Harbor Capital Partners is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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