DFX Intelligence

RIA Intelligence

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SEC-registered adviser

I•• I••••••••• M••••••••• L••

No RAUM reportedRaleigh, North CarolinaCRD 305377SEC 801-120312websiteIAPD
Latest filing May 14, 2026
First filing on the tape Jan 12, 2021 · 10 filings
SEC status approved since Apr 21, 2021
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$0 as of May 14, 2026
Mar 31, 2025$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of May 14, 2026
Mar 29, 20220 then
Employees (5.A)44 as of May 14, 2026
Mar 29, 202248 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• W••••• S•• · Chief Financial Officercontrol
        since 01/2023 · owns less than 5%
      • M••••••• C••••••• F•••• H••••• · Manager, Chief Executive Officer, Chief Investment Officercontrol
        since 07/2010 · owns less than 5%
      • Y••••••• T•••••• C•••••• · Chief Compliance Officercontrol
        since 08/2012 · owns less than 5%
      • M••••••• C••••••• F•••• H••••• · Owner (Class III Common Units), Manager, Membercontrol
        since 11/2014 · owns 50% to 75% of I••••••••• F•••••• C••••••••• 2• L••
      • M••••••• J•••• O••••• · Owner (Class III Common Units), Membercontrol
        since 11/2014 · owns 25% to 50% of I••••••••• F•••••• C••••••••• 2• L••
      • M••••••• M•••• E•••••••• · Managercontrol
        since 12/2022 · owns F of I••••••••• F•••••• C••••••••• 2• L••
      • B•••• L••••• H••••• · Direct Owner (Class III Common Units), Member
        since 11/2014 · owns 5% to 10%
      • B•••• R••••••• C•••• · Direct Owner (Class III Common Units), Member
        since 11/2014 · owns 5% to 10%
      • B••••••• R•••••• L•• · Direct Owner (Class II Common Units), Member
        since 04/2012 · owns 5% to 10%
      • B••••••• S••••• H••••• · Direct Owner (Class III Common Units), Member
        since 11/2014 · owns 5% to 10%
      • C••••••••• K••••••••• H••••• · Direct Owner (Class II Common Units), Member
        since 04/2012 · owns 5% to 10%
      Entity owners
      • I••••••••• F•••••• C••••••••• 2• L•• · Direct Owner (Class II Common Units), Member
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • I•• C••• F••••••• G• L••
        pooled vehicle sponsorn
      • I•• C••• I••••••••• M••••••••• L••
        investment advisernRAUM $742M
      • I•• F••• M••••••••• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• 2• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• 3• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• C•••• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• G••• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• G•• C•••••• C••••••••• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• G•• C••• C••••••••• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• G••• L••
        pooled vehicle sponsorn
      • I••••••••• F•••••• C••••••••• L••
        pooled vehicle sponsorn
      • I••• F•••••• I••••••••• M••••••••• L••
        investment advisern
      • U•••• K•••••• P••••••• G••••• L••
        pooled vehicle sponsorn
      • U•••• K•••••• P••••••• G••• L••
        pooled vehicle sponsorn
      • U•••• K•••••• P••••••• G••• L••
        pooled vehicle sponsorn
      Advisers that list I•• I••••••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 25 to 21
        Jun 9, 2025 to Mar 31, 2026
      • Employees · 46 to 44
        Jun 9, 2025 to Mar 31, 2026
      • Financial planning clients · 0 to 0
        Mar 31, 2025 to Jun 9, 2025
      • Accounts · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 23 to 25
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 51 to 46
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · unset to 0
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · unset to 0.0
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 24 to 23
        Mar 29, 2023 to Mar 28, 2024
      • Employees · 52 to 51
        Mar 29, 2023 to Mar 28, 2024
      • Advisory employees · 19 to 24
        Mar 29, 2022 to Mar 29, 2023
      • Charity clients · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Corporate clients · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • HNW clients · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Individual clients · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Pension plan clients · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Pooled vehicle clients · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Employees · 48 to 52
        Mar 29, 2022 to Mar 29, 2023
      • Other offices · 1 to 0
        Mar 29, 2022 to Mar 29, 2023
      • HNW RAUM · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Individual RAUM · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Pension RAUM · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · 0.0 to unset
        Mar 29, 2022 to Mar 29, 2023
      • Advisory employees · 21 to 19
        Dec 9, 2021 to Mar 29, 2022
      • Employees · 43 to 48
        Dec 9, 2021 to Mar 29, 2022
      • Advisory employees · 25 to 21
        Apr 16, 2021 to Dec 9, 2021
      • Employees · 59 to 43
        Apr 16, 2021 to Dec 9, 2021
      • Advisory employees · 27 to 25
        Jan 12, 2021 to Apr 16, 2021
      • Employees · 61 to 59
        Jan 12, 2021 to Apr 16, 2021
      Signals
      4 dated events
      • ••• Locked
        Mar 29, 2023 · Control person left · inference
      • ••• Locked
        Mar 29, 2023 · Control person joined · fact
      • ••• Locked
        Mar 29, 2023 · Control person joined · fact
      • ••• Locked
        Jan 12, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      i•••••••••.comreportedpublic record, Form ADV, May 14, 2026
      Principal office phone
      252-523-0800reportedpublic record, Form ADV, May 14, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026