DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

8• K•••• M••••••••• L••

Former SEC-registered adviserDallas, TexasCRD 305473SEC 801-120135IAPD
Latest filing Mar 30, 2026
First filing on the tape Dec 11, 2020 · 8 filings
SEC status approved since Jan 25, 2021
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.0B as of Mar 30, 2026
Mar 30, 2022$211M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20220 then
Employees (5.A)3 as of Mar 30, 2026
Mar 30, 20221 then
Private funds2 as of Mar 30, 2026
Mar 30, 20221 then
RAUM +12% over the last fiscal year+99% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$203MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.0B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$1.0B50%
  • Pooled investment vehicles$1.0B50%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.0B for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      8• K•••• F•••• L•Hedge Fund$589M78Dec 11, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• S••••• J••••• · Manager, Ceocontrol
        since 07/2019 · owns 75% or more
      • S•••••••• K••••••• M••••••• · Cco
        since 03/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      • 8• K•••• G•• L•
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 10
        Jun 26, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 2 to 3
        Jun 26, 2025 to Mar 30, 2026
      • Assets in custody · $1.1B to $1.0B
        Jun 26, 2025 to Mar 30, 2026
      • Private funds · 1 to 2
        Jun 26, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.8B to $2.0B
        Jun 26, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $1.1B to $1.0B
        Jun 26, 2025 to Mar 30, 2026
      • RAUM · $1.8B to $2.0B
        Jun 26, 2025 to Mar 30, 2026
      • Employees · 2 to 3
        Mar 26, 2025 to Jun 26, 2025
      • Financial planning clients · unset to
        Mar 26, 2025 to Jun 26, 2025
      • Accounts · 6 to 8
        Oct 3, 2024 to Mar 26, 2025
      • Assets in custody · $589M to $1.1B
        Oct 3, 2024 to Mar 26, 2025
      • Discretionary RAUM · $894M to $1.8B
        Oct 3, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $589M to $1.1B
        Oct 3, 2024 to Mar 26, 2025
      • RAUM · $894M to $1.8B
        Oct 3, 2024 to Mar 26, 2025
      • Accounts · 2 to 6
        Mar 31, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 1 to 2
        Mar 31, 2023 to Mar 27, 2024
      • Assets in custody · $184M to $589M
        Mar 31, 2023 to Mar 27, 2024
      • Employees · 1 to 2
        Mar 31, 2023 to Mar 27, 2024
      • Discretionary RAUM · $260M to $894M
        Mar 31, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $184M to $589M
        Mar 31, 2023 to Mar 27, 2024
      • RAUM · $260M to $894M
        Mar 31, 2023 to Mar 27, 2024
      • Accounts · 3 to 2
        Mar 30, 2022 to Mar 31, 2023
      • Assets in custody · $140M to $184M
        Mar 30, 2022 to Mar 31, 2023
      • Discretionary RAUM · $211M to $260M
        Mar 30, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $140M to $184M
        Mar 30, 2022 to Mar 31, 2023
      • RAUM · $211M to $260M
        Mar 30, 2022 to Mar 31, 2023
      • Assets in custody · $0 to $140M
        Dec 11, 2020 to Mar 30, 2022
      • Custody of client assets · false to true
        Dec 11, 2020 to Mar 30, 2022
      • Discretionary RAUM · $90.0M to $211M
        Dec 11, 2020 to Mar 30, 2022
      • Pooled vehicle RAUM · $29.0M to $140M
        Dec 11, 2020 to Mar 30, 2022
      • RAUM · $90.0M to $211M
        Dec 11, 2020 to Mar 30, 2022
      Signals
      5 dated events
      • 8• K•••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $2.0B)
        Aug 3, 2026 · Left the SEC roster · derived
      • 8• K•••• M••••••••• L•• reported RAUM $1.8B, up 103% from $894.5M (2024-10-03 to 2025-03-26)
        Mar 26, 2025 · RAUM change · derived
      • 8• K•••• M••••••••• L•• reported RAUM $894.5M, up 244% from $259.9M (2023-03-31 to 2024-03-27)
        Mar 27, 2024 · RAUM change · derived
      • 8• K•••• M••••••••• L•• reported RAUM $211.2M, up 135% from $90.0M (2020-12-11 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • 8• K•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 11, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026