DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 2, 2020 · 9 filings
SEC status approved since Nov 2, 2020
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.3B as of Mar 31, 2026
Mar 19, 2021$177M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20210 then
Employees (5.A)20 as of Mar 31, 2026
Mar 19, 20218 then
Private funds3 as of Mar 31, 2026
Mar 19, 20211 then
RAUM -3.4% over the last fiscal year+77% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $252MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $993M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B92%
- State and municipal entities$94.8M7.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $993M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••••• R••• A••••• F••• L• | Private Equity Fund | $953M | 2 | Mar 28, 2024 |
| O•••••• A• S•••••• L•• | Venture Capital Fund | $203M | 79 | Oct 2, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• D•••••• W••••• · Portfolio Manager/Managing Partnercontrolsince 04/2005 · owns less than 5%
- B•••••• S••••• C••••••••• · Cco, Coo, Gc, And Partnercontrolsince 07/2022 · owns less than 5%
- E••••••• N•••••• J••• · Partnercontrolsince 06/2009 · owns less than 5%
- M•••• J••••• A•••••••• · President & Partnercontrolsince 03/2013 · owns less than 5%
- A•••••••• D•••••• W••••• · Sole Shareholdercontrolsince 04/2005 · owns 75% or more of O•••••• M••••••••• I•••
- A•••••••• D•••••• W••••• · Limited Partnercontrolsince 04/2005 · owns 50% to 75% of O•••••• H•••••• I• L•••
Entity owners
- O•••••• H•••••• I• L••• · Managing Memberdirect · owns 75% or more
- O•••••• M••••••••• I••• · General Partnerindirect · owns F of O•••••• H•••••• I• L•••
Related persons
Schedule D 7.A
- O•• M• L••pooled vehicle sponsorn
- O•••••• R••• A••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pension plan clients · 1.0 to unsetMar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.3B to $993MMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.3BMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $7.7M to $3.0MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · 105632500.0 to unsetMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.2BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.3B to $1.3BMar 28, 2025 to Mar 31, 2026
- Accounts · 3 to 5Aug 26, 2024 to Mar 28, 2025
- Advisory employees · 8 to 10Aug 26, 2024 to Mar 28, 2025
- Pension plan clients · unset to 1.0Aug 26, 2024 to Mar 28, 2025
- Pooled vehicle clients · 2 to 3Aug 26, 2024 to Mar 28, 2025
- Assets in custody · $1.4B to $1.3BAug 26, 2024 to Mar 28, 2025
- Employees · 15 to 20Aug 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 26, 2024 to Mar 28, 2025
- Private funds · 2 to 3Aug 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.4B to $1.3BAug 26, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $7.7MAug 26, 2024 to Mar 28, 2025
- Pension RAUM · unset to 105632500.0Aug 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.2B to $1.2BAug 26, 2024 to Mar 28, 2025
- RAUM · $1.4B to $1.3BAug 26, 2024 to Mar 28, 2025
- Accounts · 1 to 3Mar 30, 2023 to Mar 28, 2024
- Advisory activities · 1 to 2Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1 to 2Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $226M to $1.4BMar 30, 2023 to Mar 28, 2024
- Private funds · 1 to 2Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $226M to $1.4BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $226M to $1.2BMar 30, 2023 to Mar 28, 2024
- RAUM · $226M to $1.4BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 7 to 8Jul 25, 2022 to Mar 30, 2023
- Assets in custody · $211M to $226MJul 25, 2022 to Mar 30, 2023
- Employees · 8 to 15Jul 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $211M to $226MJul 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $211M to $226MJul 25, 2022 to Mar 30, 2023
- RAUM · $211M to $226MJul 25, 2022 to Mar 30, 2023
- Related adviser · true to falseJul 25, 2022 to Mar 30, 2023
- Related bank · true to falseJul 25, 2022 to Mar 30, 2023
- Assets in custody · $177M to $211MMar 19, 2021 to Mar 30, 2022
- HQ city · NEW YORK to RYEMar 19, 2021 to Mar 30, 2022
- Other offices · 1 to 0Mar 19, 2021 to Mar 30, 2022
- Discretionary RAUM · $177M to $211MMar 19, 2021 to Mar 30, 2022
Signals
3 dated events
- O•••••• M••••••••• L•• reported RAUM $1.4B, up 519% from $226.3M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Christopher Scott Baglio (Cco, Coo, Gc, And Partner) appeared on Schedule A of O•••••• M••••••••• L••Jul 25, 2022 · Control person joined · fact
- O•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•••••• M••••••••• L•• · Private Equityshared crd · organization
- O•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ospraie-ag-sciencereportedpublic record, Form ADV, Sep 19, 2026
- Website
- ospraie.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-602-5000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026