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K•• I••••••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser2 private funds· Key Biscayne, Floridawebsite

Former SEC-registered adviser, based in Key Biscayne, Florida, reporting $86.5M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$86.5M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 305498 · SEC 801-128661 · 3 filingsShow
CRD 305498SEC 801-128661First filing on the tape Aug 1, 2023, latest Mar 27, 2024IAPD
RAUM
$86.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$47.3M gross assets
History
3 filings and snapshots on the tape
RAUM$86.5M as of Mar 27, 2024
Aug 1, 2023$102M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2024
Aug 1, 20230 then
Employees (5.A)3 as of Mar 27, 2024
Aug 1, 20234 then
Private funds2 as of Mar 27, 2024
Aug 1, 20234 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$43.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$86.5M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•• I••••••••• P••••••••• L•••no longer reportedHedge Fund$52.7M40Oct 28, 2019
      K•• M••••• F•••• L•••Hedge Fund$36.1M40Oct 20, 2022
      O•• I••••••••• F•••• L•••Hedge Fund$11.2M21Mar 22, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • O••••••• M••••••• N•• · Chief Operating Officer, Chief Financial Officer, Chief Compliance Officercontrol
        since 03/2021 · owns less than 5%
      • S••••••••• M•••••• N•• · Presidentcontrol
        since 12/2012 · owns 75% or more
      Related persons
      Schedule D 7.A
      • K•• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Aug 10, 2023 to Mar 27, 2024
      • Advisory employees · 3 to 2
        Aug 10, 2023 to Mar 27, 2024
      • Employees · 4 to 3
        Aug 10, 2023 to Mar 27, 2024
      • Discretionary RAUM · $102M to $86.5M
        Aug 10, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $102M to $86.5M
        Aug 10, 2023 to Mar 27, 2024
      • RAUM · $102M to $86.5M
        Aug 10, 2023 to Mar 27, 2024
      • Private funds · 4 to 2
        Aug 1, 2023 to Aug 10, 2023
      Signals
      3 dated events
      • ••• Locked
        May 14, 2024 · ria registration change · fact
      • ••• Locked
        Aug 10, 2023 · ria registration change · fact
      • ••• Locked
        Aug 1, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026