DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••••• •••• L••
Latest filing Apr 29, 2026
First filing on the tape Jun 22, 2020 · 14 filings
SEC status approved since Jul 22, 2020
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.1B as of Apr 29, 2026
Mar 31, 2021$304M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 31, 20210 then
Employees (5.A)11 as of Apr 29, 2026
Mar 31, 202110 then
Private funds20 as of Apr 29, 2026
Mar 31, 20218 then
RAUM +15% over the last fiscal year+28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 20 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• O• L••• R•••••• L• | Private Equity Fund | $175M | 42 | Mar 31, 2021 |
| T•••••• R• N••••• L• | Private Equity Fund | $106M | 35 | Mar 31, 2022 |
| T•••••• L••• N••• L• | Private Equity Fund | $88.8M | 49 | Mar 30, 2023 |
| T•••••• O• S••••••••• T•• U• L• | Private Equity Fund | $60.1M | 35 | Mar 30, 2023 |
| T•••••• O• S•••• L• | Private Equity Fund | $57.7M | 39 | Jun 22, 2020 |
| T•••••• R• R• I• L• | Private Equity Fund | $48.3M | 9 | Jun 22, 2020 |
| T•••••• O••••••••• I• ••• L• | Private Equity Fund | $40.3M | 56 | Mar 31, 2021 |
| T•••••• R• Y• L•• | Private Equity Fund | $25.2M | 25 | Jun 22, 2020 |
| T•••••• O• S•••• L• | Private Equity Fund | $20.8M | 28 | Jun 22, 2020 |
| T•••••• R••••• S•••• T••••• ••• L• | Private Equity Fund | $19.8M | 30 | Mar 30, 2023 |
| T•••••• O• S••••••••• L• | Private Equity Fund | $15.8M | 22 | Mar 31, 2021 |
| T•••••• O• W• L• | Private Equity Fund | $883,326 | 16 | Jun 22, 2020 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• E•••• A•••• · Directorcontrolsince 01/2020 · owns less than 5%
- A••••••••• F•••• M••••• · Founding Partnercontrolsince 05/2015 · owns 25% to 50% of T•••••• H•••••• L••
- S••••••• E•••• A•••• · Founding Partnercontrolsince 05/2015 · owns 25% to 50% of T•••••• H•••••• L••
- A••••• D••••• J•••• · Chief Compliance Officersince 01/2020 · owns less than 5%
Entity owners
- T•••••• H•••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- T•••••• L••• N••• G• L••pooled vehicle sponsorn
- T•••••• O• I• G• ••• L••pooled vehicle sponsorn
- T•••••• O• L••• R•••••• G• ••••••••• L••pooled vehicle sponsorn
- T•••••• O• S•••• G• ••••••••• L••pooled vehicle sponsorn
- T•••••• O• S•••• G• ••••••••• L••pooled vehicle sponsorn
- T•••••• O• W• G• ••••••••• L••pooled vehicle sponsorn
- T•••••• R• N••••• G• ••••••••• L••pooled vehicle sponsorn
- T•••••• R• R• G• ••••••••• L••pooled vehicle sponsorn
- T•••••• R• T••••• G• ••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 19 to 20Mar 27, 2026 to Apr 29, 2026
- Accounts · 17 to 20Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 9 to 10Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 17 to 20Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $982M to $1.1BMar 31, 2025 to Mar 27, 2026
- Private funds · 17 to 19Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $982M to $1.1BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $982M to $1.1BMar 31, 2025 to Mar 27, 2026
- RAUM · $982M to $1.1BMar 31, 2025 to Mar 27, 2026
- Accounts · 12 to 17Nov 27, 2024 to Mar 31, 2025
- Advisory employees · 10 to 9Nov 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 17Nov 27, 2024 to Mar 31, 2025
- Assets in custody · $659M to $982MNov 27, 2024 to Mar 31, 2025
- Employees · 12 to 11Nov 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 31, 2025
- Private funds · 12 to 17Nov 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $659M to $982MNov 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $659M to $982MNov 27, 2024 to Mar 31, 2025
- RAUM · $659M to $982MNov 27, 2024 to Mar 31, 2025
- Assets in custody · $552M to $659MMar 28, 2024 to Apr 3, 2024
- Discretionary RAUM · $552M to $659MMar 28, 2024 to Apr 3, 2024
- Pooled vehicle RAUM · $552M to $659MMar 28, 2024 to Apr 3, 2024
- RAUM · $552M to $659MMar 28, 2024 to Apr 3, 2024
- Advisory employees · 11 to 10Nov 16, 2023 to Mar 28, 2024
- Assets in custody · $534M to $552MNov 16, 2023 to Mar 28, 2024
- Employees · 13 to 12Nov 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $534M to $552MNov 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $534M to $552MNov 16, 2023 to Mar 28, 2024
- RAUM · $534M to $552MNov 16, 2023 to Mar 28, 2024
- Accounts · 9 to 12Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 10 to 11Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 9 to 12Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $376M to $534MMar 31, 2022 to Mar 30, 2023
- Employees · 12 to 13Mar 31, 2022 to Mar 30, 2023
- Private funds · 9 to 12Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $376M to $534MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $376M to $534MMar 31, 2022 to Mar 30, 2023
- RAUM · $376M to $534MMar 31, 2022 to Mar 30, 2023
- Private funds · 8 to 9Oct 15, 2021 to Mar 31, 2022
- Accounts · 8 to 9Oct 15, 2021 to Mar 31, 2022
Signals
6 dated events
- T•••••• •••• L•• reported RAUM $982.5M, up 49% from $659.0M (2024-11-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- P••••••• M•••••••• (Director) no longer on Schedule A of T•••••• •••• L•• (listed 2023-03-30, absent 2023-11-16)Nov 16, 2023 · Control person left · inference
- T•••••• •••• L•• reported RAUM $533.9M, up 42% from $376.1M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- P••••••• M•••••••• (Director) appeared on Schedule A of T•••••• •••• L••Mar 31, 2022 · Control person joined · fact
- T•••••• •••• L•• reported RAUM $303.6M, up 139% from $127.2M (2020-06-22 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- T•••••• •••• L•• filed its initial SEC registration (Form ADV)Jun 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• •••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••••• •••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- trispanllp.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1 646 586 2194reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026