DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
D•••• C•••••• P••••••• M••••••••• L••
Latest filing Oct 14, 2025
First filing on the tape Sep 24, 2021 · 12 filings
SEC status approved since Oct 27, 2021
RAUM
$90.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$90.1M as of Oct 14, 2025
Mar 31, 2022$129M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 14, 2025
Mar 31, 20220 then
Employees (5.A)8 as of Oct 14, 2025
Mar 31, 202212 then
Private funds3 as of Oct 14, 2025
Mar 31, 20223 then
RAUM +6.1% over the last fiscal year-11% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Oct 14, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$90.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••• C•••••• P••••••• F••• I• ••••• L• | Private Equity Fund | $70.4M | 13 | Sep 10, 2019 |
| D•••• J• I• L•• | Private Equity Fund | $67.1M | 4 | Sep 10, 2019 |
| D•••• C•••••• P••••••• F••• I• ••••••• L• | Private Equity Fund | $2.9M | 2 | Sep 10, 2019 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• C••••••••• J•• · M••••••, Chief Executive Officer, Co-Chief Investment Officercontrolsince 05/2017 · owns less than 5%
- C••••••• P••••• C•••••• E••••• · Membercontrolsince 05/2021 · owns 75% or more of C•••••• P••••••• L••••••
- D•••••• C••••••••• J•• · Membercontrolsince 05/2019 · owns 75% or more of T••• C•••••• P••••••• L••
- C••••••• P••••• C•••••• E••••• · Presidentsince 05/2021 · owns less than 5%
- F••••••••• M••• · Chief Compliance Officersince 08/2024 · owns less than 5%
- T•••••••• D••••• S•••••• · Chief Strategy And M•••Eting Officersince 01/2024 · owns less than 5%
Entity owners
- B•••• I••••••••• M•••••• S••••••• L• · Memberdirect · owns 25% to 50%
- T••• C•••••• P••••••• L•• · Memberdirect · owns 25% to 50%
- B•••• I••••••••• M•••••• B••••••• L•• · Partnerindirect · owns 75% or more of B•••• I••••••••• M•••••• S••••••• L•
- V•••••• P••• C•••••• A••••••• G• L•• · General Partnerindirect · owns F of B•••• I••••••••• M•••••• S••••••• L•
- V•• I••••••• F••• C• L••• · Memberindirect · owns 50% to 75% of B•••• I••••••••• M•••••• B••••••• L••
- V•• I••••••• F••• G••• L••• · Memberindirect · owns 50% to 75% of B•••• I••••••••• M•••••• B••••••• L••
- V•• I••••••• F••• G• C• L••• · General Partnerindirect · owns F of V•• I••••••• F••• C• L•••
- V•• I••••••• F••• G• G••• L••• · General Partnerindirect · owns F of V•• I••••••• F••• G••• L•••
- V•• I••••••• F••• U•• C• L••• · Partnerindirect · owns 75% or more of V•• I••••••• F••• C• L•••
- V•• I••••••• F••• U•• G• L•• · Partnerindirect · owns 75% or more of V•• I••••••• F••• G• G••• L•••
- C•••••• P••••••• L•••••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D•••• C•••••• P••••••• G• I• L••pooled vehicle sponsorn
- D•••• C•••••• P••••••• G• I• L•pooled vehicle sponsorn
- D•••• J• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · unset to Sep 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $140M to $90.1MSep 26, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $140M to $90.1MSep 26, 2024 to Mar 27, 2025
- RAUM · $140M to $90.1MSep 26, 2024 to Mar 27, 2025
- Other offices · 4 to 2Apr 2, 2024 to Jun 7, 2024
- Discretionary RAUM · $85.0M to $140MApr 2, 2024 to Jun 7, 2024
- Pooled vehicle RAUM · $85.0M to $140MApr 2, 2024 to Jun 7, 2024
- RAUM · $85.0M to $140MApr 2, 2024 to Jun 7, 2024
- Other offices · 3 to 4Mar 29, 2024 to Apr 2, 2024
- Accounts · 4 to 3Mar 24, 2023 to Mar 29, 2024
- Advisory employees · 6 to 5Mar 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $63.2M to $85.0MMar 24, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $57.7M to $0Mar 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $121M to $85.0MMar 24, 2023 to Mar 29, 2024
- RAUM · $121M to $85.0MMar 24, 2023 to Mar 29, 2024
- Advisory employees · 8 to 6Dec 22, 2022 to Mar 24, 2023
- Employees · 12 to 8Dec 22, 2022 to Mar 24, 2023
- Discretionary RAUM · $69.4M to $63.2MDec 22, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $59.2M to $57.7MDec 22, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $129M to $121MDec 22, 2022 to Mar 24, 2023
- RAUM · $129M to $121MDec 22, 2022 to Mar 24, 2023
- Employees · 15 to 12Sep 24, 2021 to Mar 31, 2022
- Private funds · 6 to 3Sep 24, 2021 to Mar 31, 2022
- Discretionary RAUM · $82.4M to $69.4MSep 24, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $66.9M to $59.2MSep 24, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $149M to $129MSep 24, 2021 to Mar 31, 2022
- RAUM · $149M to $129MSep 24, 2021 to Mar 31, 2022
Signals
2 dated events
- D•••• C•••••• P••••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-02-02, RAUM $90.1M)Mar 2, 2026 · Left the SEC roster · derived
- D•••• C•••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D•••• C•••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- D•••• C•••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- deltacph.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026