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H••• P••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.9B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.9B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
-22%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 305550 · SEC 801-117453 · 11 filingsShow
CRD 305550SEC 801-117453First filing on the tape Sep 6, 2019, latest Aug 12, 2026SEC status approved since Oct 7, 2019IAPD
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.9B as of Aug 12, 2026
Mar 30, 2020$864M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 12, 2026
Mar 30, 20200 then
Employees (5.A)16 as of Aug 12, 2026
Mar 30, 20208 then
Private funds3 as of Aug 12, 2026
Mar 30, 20202 then
RAUM -22% over the last fiscal year+0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$482MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H••• P••• M••••• F••• L•Hedge Fund$1.2B44Mar 30, 2020
      J••• H••••••• L••Hedge Fund$713M4Mar 30, 2020
      H••• P••• C••••••••• 2••••• L•no longer reportedHedge Fund$42.7M12Jan 12, 2021
      H• G••••• P••••••• L•Hedge Fund$00Aug 12, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• C•••••••• W•••••• · Partner And Ciocontrol
        since 07/2019 · owns 50% to 75%
      • G••••• M•••• A••••• · Coo And Cfocontrol
        since 10/2019 · owns less than 5%
      • S••••••••• J••• A••• · Gc And Ccocontrol
        since 01/2020 · owns less than 5%
      • C•••••• C•••••••• W•••••• · Manager & Membercontrol
        since 07/2019 · owns 50% to 75% of H••• P••• C•••••• M••••••••• G• L••
      • C•••••• C•••••••• W•••••• · Trusteecontrol
        since 01/2020 · owns F of C••••••• C••••• 2••• G•••
      Entity owners
      • H••• P••• C•••••• M••••••••• G• L•• · Gp
        direct · owns less than 5%
      • C••••••• C••••• 2••• G••• · Member
        indirect · owns 50% to 75% of H••• P••• C•••••• M••••••••• G• L••
      • C••••••• C••••• 2••• G••• · Partner
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • H••• P••• C•••••• G• L••
        bankpooled vehicle sponsorn
      • H••• P••• C•••••• M• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Private funds · 2 to 3
        Mar 26, 2026 to Aug 12, 2026
      • Discretionary RAUM · $2.5B to $1.9B
        Mar 27, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $2.5B to $1.9B
        Mar 27, 2025 to Mar 26, 2026
      • RAUM · $2.5B to $1.9B
        Mar 27, 2025 to Mar 26, 2026
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 27, 2025
      • Discretionary RAUM · $2.3B to $2.5B
        Mar 28, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $2.3B to $2.5B
        Mar 28, 2024 to Mar 27, 2025
      • RAUM · $2.3B to $2.5B
        Mar 28, 2024 to Mar 27, 2025
      • Advisory employees · 5 to 6
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 15 to 16
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.9B to $2.3B
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.9B to $2.3B
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $1.9B to $2.3B
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 13 to 15
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $2.0B to $1.9B
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $2.0B to $1.9B
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $2.0B to $1.9B
        Mar 30, 2022 to Mar 30, 2023
      • Assets in custody · $1.4B to $0
        Mar 31, 2021 to Mar 30, 2022
      • Employees · 11 to 13
        Mar 31, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.4B to $2.0B
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.4B to $2.0B
        Mar 31, 2021 to Mar 30, 2022
      • RAUM · $1.4B to $2.0B
        Mar 31, 2021 to Mar 30, 2022
      • Advisory employees · 4 to 5
        Jan 12, 2021 to Mar 31, 2021
      • Assets in custody · $864M to $1.4B
        Jan 12, 2021 to Mar 31, 2021
      • Employees · 8 to 11
        Jan 12, 2021 to Mar 31, 2021
      • Private funds · 3 to 2
        Jan 12, 2021 to Mar 31, 2021
      • Discretionary RAUM · $864M to $1.4B
        Jan 12, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $864M to $1.4B
        Jan 12, 2021 to Mar 31, 2021
      • RAUM · $864M to $1.4B
        Jan 12, 2021 to Mar 31, 2021
      • Private funds · 2 to 3
        Mar 30, 2020 to Jan 12, 2021
      • Assets in custody · $0 to $864M
        Jan 31, 2020 to Mar 30, 2020
      • Private funds · unset to 2
        Jan 31, 2020 to Mar 30, 2020
      • Discretionary RAUM · $754M to $864M
        Jan 31, 2020 to Mar 30, 2020
      • Pooled vehicle RAUM · $754M to $864M
        Jan 31, 2020 to Mar 30, 2020
      • RAUM · $754M to $864M
        Jan 31, 2020 to Mar 30, 2020
      • Accounts · unset to 4.0
        Sep 6, 2019 to Jan 31, 2020
      • Advisory employees · 1 to 4
        Sep 6, 2019 to Jan 31, 2020
      • Pooled vehicle clients · unset to 4.0
        Sep 6, 2019 to Jan 31, 2020
      • Assets in custody · unset to 0.0
        Sep 6, 2019 to Jan 31, 2020
      • Custody of client assets · false to true
        Sep 6, 2019 to Jan 31, 2020
      Signals
      6 dated events
      • ••• Locked
        Aug 12, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 30, 2022 · RAUM change · derived
      • ••• Locked
        Mar 31, 2021 · RAUM change · derived
      • ••• Locked
        Jan 31, 2020 · Control person joined · fact
      • ••• Locked
        Jan 31, 2020 · Control person joined · fact
      • ••• Locked
        Sep 6, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 12, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026