DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• A•••• M•••••••••
Legal name L••• A•••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 29, 2022 · 14 filings
SEC status approved since Jul 29, 2022
RAUM
$605M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$605M as of Mar 25, 2026
Mar 30, 2023$317M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 30, 20230 then
Employees (5.A)15 as of Mar 25, 2026
Mar 30, 202310 then
Private funds12 as of Mar 25, 2026
Mar 30, 202312 then
RAUM +32% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $50.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $605M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$414M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $605M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• I••••••••• F••• I••••• L• | Hedge Fund | $87.7M | 207 | Apr 30, 2021 |
| L••• I••••••••• F••• I•••••• L• | Hedge Fund | $49.1M | 188 | Mar 30, 2023 |
| L••• I••••••••• F••• I•••• L• | Hedge Fund | $34.9M | 87 | Sep 20, 2019 |
| L••• I••••••••• F••• I••••• L• | Hedge Fund | $23.1M | 99 | Apr 30, 2021 |
| L••• I••••••••• F••• I• L• | Hedge Fund | $20.2M | 90 | Sep 20, 2019 |
| L••• D•••• N••• F••• Q•• L• | Private Equity Fund | $18.2M | 102 | Mar 30, 2022 |
| L••• A••••••••• F••• I•••• L• | Private Equity Fund | $14.8M | 115 | Mar 30, 2023 |
| L••• I••••••••• F••• I•••••• L• | Hedge Fund | $14.3M | 99 | Mar 30, 2023 |
| L••• D•••• N••• F•••• L• | Private Equity Fund | $11.3M | 100 | Mar 30, 2022 |
| L••• A••••••••• F••• I• L• | Private Equity Fund | $7.1M | 90 | Mar 30, 2023 |
| L••• D• E••••• F••• I• ••• L• | Private Equity Fund | $6.3M | 65 | Mar 30, 2022 |
| L••• D• E••••• F••• I• L• | Private Equity Fund | $4.2M | 78 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• T••••• A•••• · Membercontrolsince 05/2019 · owns 25% to 50%
- K••••••• T•••• E••• · Chief Financial Officer/Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- L••••••••• H••••••• L••• · Membercontrolsince 05/2019 · owns 25% to 50%
- B••••••••• M•••• A••••• · Trustee Of R•••••••• T•••• O• M••• A• B•••••••••since 03/2022 · owns 5% to 10%
- L••••••••• M•••• A• · Trustee Of M••• A• L••••••••• 2••• T•••• D•••• J••• 1• 2•••since 05/2019 · owns 5% to 10%
Entity owners
- M••• A• L••••••••• 2••• T•••• D•••• J••• 1• 2••• · Memberdirect · owns 5% to 10%
- R•••••••• T•••• O• M••• A• B••••••••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 12Apr 21, 2025 to Mar 25, 2026
- Advisory employees · 15 to 14Apr 21, 2025 to Mar 25, 2026
- Advisory activities · 1 to 2Apr 21, 2025 to Mar 25, 2026
- Pooled vehicle clients · 14 to 12Apr 21, 2025 to Mar 25, 2026
- Assets in custody · $457M to $605MApr 21, 2025 to Mar 25, 2026
- Employees · 16 to 15Apr 21, 2025 to Mar 25, 2026
- Private funds · 14 to 12Apr 21, 2025 to Mar 25, 2026
- Discretionary RAUM · $457M to $605MApr 21, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $457M to $414MApr 21, 2025 to Mar 25, 2026
- RAUM · $457M to $605MApr 21, 2025 to Mar 25, 2026
- Accounts · 12 to 14Nov 1, 2024 to Apr 21, 2025
- Advisory employees · 9 to 15Nov 1, 2024 to Apr 21, 2025
- Pooled vehicle clients · 12 to 14Nov 1, 2024 to Apr 21, 2025
- Assets in custody · $381M to $457MNov 1, 2024 to Apr 21, 2025
- Employees · 10 to 16Nov 1, 2024 to Apr 21, 2025
- Financial planning clients · unset to Nov 1, 2024 to Apr 21, 2025
- Private funds · 12 to 14Nov 1, 2024 to Apr 21, 2025
- Discretionary RAUM · $381M to $457MNov 1, 2024 to Apr 21, 2025
- Pooled vehicle RAUM · $381M to $457MNov 1, 2024 to Apr 21, 2025
- RAUM · $381M to $457MNov 1, 2024 to Apr 21, 2025
- Assets in custody · $317M to $381MDec 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $317M to $381MDec 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $317M to $381MDec 22, 2023 to Mar 28, 2024
- RAUM · $317M to $381MDec 22, 2023 to Mar 28, 2024
- Accounts · 8 to 12Jul 22, 2022 to Mar 30, 2023
- Pooled vehicle clients · 8 to 12Jul 22, 2022 to Mar 30, 2023
- Assets in custody · $165M to $317MJul 22, 2022 to Mar 30, 2023
- Private funds · 8 to 12Jul 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $165M to $317MJul 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $165M to $317MJul 22, 2022 to Mar 30, 2023
- RAUM · $165M to $317MJul 22, 2022 to Mar 30, 2023
- Private funds · 16 to 8Jun 29, 2022 to Jul 5, 2022
Signals
9 dated events
- L••• A•••• M••••••••• reported RAUM $604.9M, up 32% from $457.3M (2025-04-21 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- S Will Clark (Cco) no longer on Schedule A of L••• A•••• M••••••••• (listed 2024-04-28, absent 2024-11-01)Nov 1, 2024 · Control person left · inference
- Eric Todd Knudsen (Chief Financial Officer/Chief Compliance Officer) appeared on Schedule A of L••• A•••• M•••••••••Nov 1, 2024 · Control person joined · fact
- S Will Clark (Cco) appeared on Schedule A of L••• A•••• M•••••••••Aug 29, 2023 · Control person joined · fact
- Ostrom Enders (Coo And Cco) no longer on Schedule A of L••• A•••• M••••••••• (listed 2023-04-17, absent 2023-08-29)Aug 29, 2023 · Control person left · inference
- L••• A•••• M••••••••• reported RAUM $316.6M, up 92% from $164.8M (2022-07-22 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- A M••• L••••••••• (Grantor And Trustee) appeared on Schedule A of L••• A•••• M•••••••••Jul 5, 2022 · Control person joined · fact
- Andrew Mark Buffington (Trustee) appeared on Schedule A of L••• A•••• M•••••••••Jul 5, 2022 · Control person joined · fact
- L••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• A•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- L••• A•••• M••••••••• · Private Equityshared crd · organization
- L••• A•••• M••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 7734175246reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026