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SEC-registered adviser

A•• M••••••••• L••

Other adviserEl Segundo, CaliforniaCRD 305659SEC 801-118976websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape May 27, 2020 · 7 filings
SEC status approved since Jun 26, 2020
RAUM
$586M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$586M as of Mar 31, 2026
Mar 31, 2021$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)4 as of Mar 31, 2026
Mar 31, 20213 then
Private funds: no history
RAUM +2.3% over the last fiscal year-17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$21.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$573M, 30 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • the adviser acts as qualified custodian (9.D.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
27reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$573M for 30 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• D••••• S••••• · Founding Partner, Ceo, And Ccocontrol
        since 12/2011 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 30 to 27
        Apr 1, 2025 to Mar 31, 2026
      • Employees · 5 to 4
        Apr 1, 2025 to Mar 31, 2026
      • Discretionary RAUM · $573M to $586M
        Apr 1, 2025 to Mar 31, 2026
      • RAUM · $573M to $586M
        Apr 1, 2025 to Mar 31, 2026
      • Accounts · 31 to 30
        Feb 19, 2024 to Apr 1, 2025
      • Assets in custody · $728M to $573M
        Feb 19, 2024 to Apr 1, 2025
      • Financial planning clients · unset to
        Feb 19, 2024 to Apr 1, 2025
      • Discretionary RAUM · $728M to $573M
        Feb 19, 2024 to Apr 1, 2025
      • RAUM · $728M to $573M
        Feb 19, 2024 to Apr 1, 2025
      • Accounts · 33 to 31
        Mar 31, 2023 to Feb 19, 2024
      • Assets in custody · $1.0B to $728M
        Mar 31, 2023 to Feb 19, 2024
      • Employees · 4 to 5
        Mar 31, 2023 to Feb 19, 2024
      • Discretionary RAUM · $1.0B to $728M
        Mar 31, 2023 to Feb 19, 2024
      • RAUM · $1.0B to $728M
        Mar 31, 2023 to Feb 19, 2024
      • Accounts · 32 to 33
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $1.1B to $1.0B
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 3 to 4
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.1B to $1.0B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $1.1B to $1.0B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 27 to 32
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · unset to 1096563018.0
        Mar 31, 2021 to Mar 31, 2022
      • Custody of client assets · false to true
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.3B to $1.1B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $1.3B to $1.1B
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 22 to 27
        May 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $153M to $1.3B
        May 27, 2020 to Mar 31, 2021
      • RAUM · $153M to $1.3B
        May 27, 2020 to Mar 31, 2021
      Signals
      3 dated events
      • A•• M••••••••• L•• reported RAUM $728.3M, down 29% from $1.0B (2023-03-31 to 2024-02-19)
        Feb 19, 2024 · RAUM change · derived
      • A•• M••••••••• L•• reported RAUM $1.3B, up 750% from $153.2M (2020-05-27 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • A•• M••••••••• L•• filed its initial SEC registration (Form ADV)
        May 27, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      a••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      310-546-5279reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026