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Former SEC-registered adviser

F••••••••• L••

Former SEC-registered adviserCRD 305744SEC 801-117568IAPD
Latest filing Mar 24, 2025
First filing on the tape Oct 2, 2019 · 12 filings
SEC status approved since Nov 1, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$0 as of Mar 24, 2025
Apr 9, 2021$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 24, 2025
Apr 9, 20211 then
Employees (5.A)1 as of Mar 24, 2025
Apr 9, 20211 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 24, 2025; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, subscriptionreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • E••••• C•••• · Partnercontrol
        since 10/2018 · owns 25% to 50%
      • J•••••• D• A••••••• S••••••• · Managing Member And Chief Compliance Officercontrol
        since 10/2018 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Mar 27, 2024 to Mar 24, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 24, 2025
      • HQ city · unset to
        Mar 27, 2024 to Mar 24, 2025
      • HQ state · unset to
        Mar 27, 2024 to Mar 24, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 27, 2024 to Mar 24, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 27, 2024 to Mar 24, 2025
      • RAUM · unset to 0.0
        Mar 27, 2024 to Mar 24, 2025
      • HQ city · MIAMI to unset
        Dec 8, 2021 to May 20, 2022
      • HQ state · FL to unset
        Dec 8, 2021 to May 20, 2022
      • Accounts · 0.0 to unset
        Apr 9, 2021 to May 12, 2021
      • Discretionary RAUM · 0.0 to unset
        Apr 9, 2021 to May 12, 2021
      • Non-discretionary RAUM · 0.0 to unset
        Apr 9, 2021 to May 12, 2021
      • RAUM · 0.0 to unset
        Apr 9, 2021 to May 12, 2021
      Signals
      4 dated events
      • F••••••••• L•• no longer on the SEC adviser roster (last listed 2026-07-01)
        Aug 3, 2026 · Left the SEC roster · derived
      • C•••• E•••• (Partner) appeared on Schedule A of F••••••••• L••
        Oct 4, 2022 · Control person joined · fact
      • F••••••• G•••••• (Chief Compliance Officer) no longer on Schedule A of F••••••••• L•• (listed 2019-10-02, absent 2021-04-09)
        Apr 9, 2021 · Control person left · inference
      • F••••••••• L•• filed its initial SEC registration (Form ADV)
        Oct 2, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026