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Former SEC-registered adviser

G••• T••••••••• C•••••• M••••••••• L•

Former SEC-registered adviserCRD 305754SEC 801-117792IAPD
Latest filing Mar 3, 2023
First filing on the tape Nov 14, 2019 · 6 filings
RAUM
$534M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$534M as of Mar 3, 2023
Mar 6, 2020$311M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 3, 2023
Mar 6, 20200 then
Employees (5.A)2 as of Mar 3, 2023
Mar 6, 20203 then
Private funds: no history
RAUM -53% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 3, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$534MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-53%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$534M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••• V•••••••• · Managing Member/Chief Compliance Officercontrol
        since 01/2019 · owns 75% or more
      • K••••••• V•••••••• · Managing Membercontrol
        since 01/2019 · owns 75% or more of G••• T••••••••• L••
      Entity owners
      • G••• T••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $1.1B to $534M
        Mar 14, 2022 to Mar 3, 2023
      • Pooled vehicle RAUM · $1.1B to $534M
        Mar 14, 2022 to Mar 3, 2023
      • RAUM · $1.1B to $534M
        Mar 14, 2022 to Mar 3, 2023
      • Discretionary RAUM · $708M to $1.1B
        Feb 3, 2021 to Mar 14, 2022
      • Pooled vehicle RAUM · $708M to $1.1B
        Feb 3, 2021 to Mar 14, 2022
      • RAUM · $708M to $1.1B
        Feb 3, 2021 to Mar 14, 2022
      • Advisory employees · 3 to 2
        Jun 15, 2020 to Feb 3, 2021
      • Employees · 3 to 2
        Jun 15, 2020 to Feb 3, 2021
      • Discretionary RAUM · $311M to $708M
        Jun 15, 2020 to Feb 3, 2021
      • Pooled vehicle RAUM · $311M to $708M
        Jun 15, 2020 to Feb 3, 2021
      • RAUM · $311M to $708M
        Jun 15, 2020 to Feb 3, 2021
      • Other offices · 1 to 0
        Mar 6, 2020 to Jun 15, 2020
      • Discretionary RAUM · $120M to $311M
        Nov 14, 2019 to Mar 6, 2020
      • Pooled vehicle RAUM · $120M to $311M
        Nov 14, 2019 to Mar 6, 2020
      • RAUM · $120M to $311M
        Nov 14, 2019 to Mar 6, 2020
      Signals
      5 dated events
      • G••• T••••••••• C•••••• M••••••••• L• reported RAUM $533.7M, down 53% from $1.1B (2022-03-14 to 2023-03-03)
        Mar 3, 2023 · RAUM change · derived
      • G••• T••••••••• C•••••• M••••••••• L• reported RAUM $1.1B, up 62% from $708.5M (2021-02-03 to 2022-03-14)
        Mar 14, 2022 · RAUM change · derived
      • G••• T••••••••• C•••••• M••••••••• L• reported RAUM $708.5M, up 128% from $311.0M (2020-06-15 to 2021-02-03)
        Feb 3, 2021 · RAUM change · derived
      • G••• T••••••••• C•••••• M••••••••• L• reported RAUM $311.0M, up 159% from $120.0M (2019-11-14 to 2020-03-06)
        Mar 6, 2020 · RAUM change · derived
      • G••• T••••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Nov 14, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026