DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• C•••••• P•••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Sep 18, 2019 · 14 filings
SEC status approved since Oct 18, 2019
RAUM
$977M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$977M as of Mar 31, 2026
Mar 30, 2020$259M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)8 as of Mar 31, 2026
Mar 30, 20204 then
Private funds13 as of Mar 31, 2026
Mar 30, 20204 then
RAUM +13% over the last fiscal year+4.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$977M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• F••• I•• L••• | Hedge Fund | $124M | 5 | Mar 30, 2020 |
| K••••••• F••• I••• L••• | Hedge Fund | $89.2M | 3 | Mar 30, 2020 |
| K••••••• V••••••••• F•••• L••• | Hedge Fund | $82.7M | 1 | Mar 31, 2023 |
| K••••••• 1••• F•••• L••• | Hedge Fund | $70.9M | 1 | Mar 31, 2023 |
| K••••••• E•• F•••• L••• | Hedge Fund | $56.8M | 1 | Mar 31, 2023 |
| K••••••• 3••• F•••• L••• | Hedge Fund | $47.3M | 1 | Mar 31, 2023 |
| K••••••• F••• I• L••• | Hedge Fund | $41.7M | 3 | Mar 30, 2020 |
| K••••••• F••• I•• L••• | Hedge Fund | $34.1M | 2 | Mar 30, 2020 |
| K••••••• E•••••••• F•••• L••• | Hedge Fund | $19.1M | 0 | Mar 31, 2023 |
| K••••••• T••••••• P••••• C••••••• F••• B••••••• L••• | Hedge Fund | $16.8M | 6 | Mar 29, 2024 |
| K••••••• T••••••• P••••• C••••••• F••• D•••••• L••• | Hedge Fund | $8.2M | 4 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• J•••••••• M•••• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- R•••••••• J•••• R••• · Chief Investment Officercontrolsince 08/2019 · owns less than 5%
- R•••••••• J•••• R••• · Membercontrolsince 08/2019 · owns 75% or more of K••••••• C•••••• P••••••• G•• L•••••
- R•••••••• J•••• R••• · Limited Partnercontrolsince 10/2021 · owns 75% or more of K••••••• A•• L•••
Entity owners
- K••••••• A•• L••• · Limited Partnerdirect · owns 75% or more
- K••••••• C•••••• P••••••• G•• L••••• · General Partnerdirect · owns less than 5%
- K••••••• C•••••• P••••••• G•• L••••• · General Partnerindirect · owns F of K••••••• A•• L•••
Related persons
Schedule D 7.A
- K••••••• 1••• G•• L•••••pooled vehicle sponsorn
- K••••••• 3••• G•• L•••••pooled vehicle sponsorn
- K••••••• C•••••• A•••••••• L•••••pooled vehicle sponsorn
- K••••••• E•••••••• G•• L•••••pooled vehicle sponsorn
- K••••••• E•• G•• L•••••pooled vehicle sponsorn
- K••••••• T••••••• P••••• C••••••• F••• B•••••• G•• L•••••pooled vehicle sponsorn
- K••••••• T••••••• P••••• C••••••• F••• D••••• G•• L•••••pooled vehicle sponsorn
- K••••••• V••••••••• G•• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 15Aug 14, 2025 to Mar 31, 2026
- Advisory employees · 9 to 8Aug 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 13Aug 14, 2025 to Mar 31, 2026
- Employees · 9 to 8Aug 14, 2025 to Mar 31, 2026
- Private funds · 12 to 13Aug 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $693M to $899MAug 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $79.6M to $78.5MAug 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $772M to $977MAug 14, 2025 to Mar 31, 2026
- RAUM · $772M to $977MAug 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $766M to $693MMar 28, 2025 to Aug 14, 2025
- Non-discretionary RAUM · $97.7M to $79.6MMar 28, 2025 to Aug 14, 2025
- Pooled vehicle RAUM · $864M to $772MMar 28, 2025 to Aug 14, 2025
- RAUM · $864M to $772MMar 28, 2025 to Aug 14, 2025
- Accounts · 13 to 14Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 8 to 9Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 14Mar 29, 2024 to Mar 28, 2025
- Employees · 8 to 9Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 11 to 12Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $590M to $766MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $94.1M to $97.7MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $684M to $864MMar 29, 2024 to Mar 28, 2025
- RAUM · $684M to $864MMar 29, 2024 to Mar 28, 2025
- Accounts · 11 to 13Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 11 to 13Mar 31, 2023 to Mar 29, 2024
- Employees · 9 to 8Mar 31, 2023 to Mar 29, 2024
- Private funds · 9 to 11Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $739M to $590MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $110M to $94.1MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $849M to $684MMar 31, 2023 to Mar 29, 2024
- RAUM · $849M to $684MMar 31, 2023 to Mar 29, 2024
- Accounts · 6 to 11Sep 15, 2022 to Mar 31, 2023
- Advisory employees · 5 to 8Sep 15, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 11Sep 15, 2022 to Mar 31, 2023
- Employees · 6 to 9Sep 15, 2022 to Mar 31, 2023
- Private funds · 4 to 9Sep 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $381M to $739MSep 15, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $97.1M to $110MSep 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $478M to $849MSep 15, 2022 to Mar 31, 2023
- RAUM · $478M to $849MSep 15, 2022 to Mar 31, 2023
Signals
7 dated events
- K••••••• C•••••• P•••••••• L••• reported RAUM $977.3M, up 27% from $772.4M (2025-08-14 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- K••••••• C•••••• P•••••••• L••• reported RAUM $864.2M, up 26% from $684.4M (2024-03-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- K••••••• C•••••• P•••••••• L••• reported RAUM $849.3M, up 78% from $478.3M (2022-09-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- David Hooman Tavakolian (Chief Compliance Officer) no longer on Schedule A of K••••••• C•••••• P•••••••• L••• (listed 2022-03-31, absent 2022-09-15)Sep 15, 2022 · Control person left · inference
- Marie Jennifer Pulick (Chief Compliance Officer) appeared on Schedule A of K••••••• C•••••• P•••••••• L•••Sep 15, 2022 · Control person joined · fact
- K••••••• C•••••• P•••••••• L••• reported RAUM $478.3M, up 76% from $272.0M (2021-11-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- R••••••• T••••• D••••• C••••••• L••• filed its initial SEC registration (Form ADV)Sep 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••• C•••••• P•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- K••••••• C•••••• P•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- keyframecapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212.380.5800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026