DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C• I••••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 15, 2020 · 12 filings
SEC status approved since Jan 14, 2021
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$1.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
Mar 14, 2022$172M then
HNW client RAUM$1.8M as of Mar 30, 2026
Mar 28, 2024$300,000 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 14, 20220 then
Employees (5.A)36 as of Mar 30, 2026
Mar 14, 202228 then
Private funds: 2
RAUM +23% over the last fiscal year+66% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$940M87%
- Corporations and businesses$142M13%
- High-net-worth individuals$1.8M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.87 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• R••• E••••• F••••••• C••••• F•••• L•no longer reported | Other Private Fund | $171M | 6 | May 14, 2021 |
| C••••••••• R••• E••••• F••••••• F•••• L•no longer reported | Other Private Fund | $1.0M | 1 | May 14, 2021 |
Owners and control persons
Schedule A and B, latest filing
- S••••• H•• K•• · Ceo / Managercontrolsince 02/2019 · owns less than 5%
- S••••• H•• K•• · Trusteecontrolsince 11/2015 · owns F of S•••• 2••• F••••• T••••
- G••••• M•••• D•••• · Chief Investment Officersince 05/2022 · owns less than 5%
- K•••••••• A•••••• B••••••• · Chief Compliance Officersince 02/2022 · owns less than 5%
Entity owners
- C••••••••• G•••• H••••••• L•• · Memberdirect · owns 75% or more
- S•••• 2••• F••••• T•••• · Memberindirect · owns 75% or more of C••••••••• G•••• H••••••• L••
Related persons
Schedule D 7.A
- 5•• A•• G•••••• A•••• S•••••••• L••pooled vehicle sponsorn
- A••••• K•••••••n
- B••••• S•••••• M••• A•••• S•••••••• L••pooled vehicle sponsorn
- C••••••••• M••••••••• L••pooled vehicle sponsorn
- C• C•••••• M••••••••• L••n
- C• P••••••• A•••• S•••••••• L••pooled vehicle sponsorn
- C• P••••••••• I••••••••• M••••••••• L••n
- C••• F••••••• F••• G•• L••pooled vehicle sponsorn
- C••• S•••••• S••••••••• F••• G•• L••pooled vehicle sponsorn
- C••• S•••••• S••••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- B•••••, MA5 employees
What changed
consecutive filings, newest first
- Accounts · 27 to 26Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 25 to 28Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 22 to 20Mar 28, 2025 to Mar 30, 2026
- Employees · 34 to 36Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $884M to $1.1BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $1.3M to $1.8MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $753M to $940MMar 28, 2025 to Mar 30, 2026
- RAUM · $884M to $1.1BMar 28, 2025 to Mar 30, 2026
- Accounts · 16 to 27Jun 26, 2024 to Mar 28, 2025
- Advisory employees · 16 to 25Jun 26, 2024 to Mar 28, 2025
- Corporate clients · 12 to 22Jun 26, 2024 to Mar 28, 2025
- Employees · 32 to 34Jun 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $686M to $884MJun 26, 2024 to Mar 28, 2025
- HNW RAUM · $300,000 to $1.3MJun 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $608M to $753MJun 26, 2024 to Mar 28, 2025
- RAUM · $686M to $884MJun 26, 2024 to Mar 28, 2025
- Advisory employees · 19 to 16Mar 28, 2024 to Jun 26, 2024
- Corporate clients · 11 to 12Mar 28, 2024 to Jun 26, 2024
- Employees · 33 to 32Mar 28, 2024 to Jun 26, 2024
- Discretionary RAUM · $580M to $686MMar 28, 2024 to Jun 26, 2024
- Pooled vehicle RAUM · $502M to $608MMar 28, 2024 to Jun 26, 2024
- RAUM · $580M to $686MMar 28, 2024 to Jun 26, 2024
- Accounts · 11 to 16Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 17 to 19Mar 31, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 9 to 11Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 4Mar 31, 2023 to Mar 28, 2024
- Employees · 30 to 33Mar 31, 2023 to Mar 28, 2024
- Other offices · 0 to 1Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $238M to $580MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · unset to 300000.0Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $187M to $502MMar 31, 2023 to Mar 28, 2024
- RAUM · $238M to $580MMar 31, 2023 to Mar 28, 2024
- Accounts · 2 to 11May 11, 2022 to Mar 31, 2023
- Advisory employees · 22 to 17May 11, 2022 to Mar 31, 2023
- Advisory activities · 1 to 2May 11, 2022 to Mar 31, 2023
- Corporate clients · unset to 9.0May 11, 2022 to Mar 31, 2023
- Assets in custody · $103M to $0May 11, 2022 to Mar 31, 2023
- Employees · 28 to 30May 11, 2022 to Mar 31, 2023
Signals
3 dated events
- C• I••••••••• A•••••••• L•• reported RAUM $884.0M, up 29% from $685.5M (2024-06-26 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- C• I••••••••• A•••••••• L•• reported RAUM $580.0M, up 144% from $237.5M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cottonwoodmgmt.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 626-788-2305reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C• I••••••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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