DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• C••••••• L••
Latest filing May 4, 2026
First filing on the tape Jun 24, 2022 · 7 filings
SEC status approved since Jul 22, 2022
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$158M as of May 4, 2026
Mar 23, 2023$172M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 4, 2026
Mar 23, 20230 then
Employees (5.A)12 as of May 4, 2026
Mar 23, 20239 then
Private funds5 as of May 4, 2026
Mar 23, 20232 then
RAUM +25% over the last fiscal year-2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $31.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$158M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••••• C•••••• A••••••••• L• | Private Equity Fund | $160M | 5 | Oct 11, 2019 |
| L•••••••• C• S••• L• | Private Equity Fund | $19.7M | 5 | Mar 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- E•••••••• R••••••• G••••• · Cco & Co-Managing Member Of L•••••••• C••••••• L••controlsince 08/2019 · owns 50% to 75%
- M••••••• C••••• T•••••• · Co-Managing Member Of L•••••••• C••••••• L••controlsince 08/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- L•••••••• C•••••• A••••••••• G•• L•pooled vehicle sponsorn
- L•••••••• C• S•• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 5Mar 20, 2025 to Mar 24, 2026
- Advisory employees · 11 to 12Mar 20, 2025 to Mar 24, 2026
- Pooled vehicle clients · 1 to 5Mar 20, 2025 to Mar 24, 2026
- Employees · 11 to 12Mar 20, 2025 to Mar 24, 2026
- Private funds · 1 to 5Mar 20, 2025 to Mar 24, 2026
- Discretionary RAUM · $126M to $158MMar 20, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $126M to $158MMar 20, 2025 to Mar 24, 2026
- RAUM · $126M to $158MMar 20, 2025 to Mar 24, 2026
- Accounts · 2 to 1Mar 21, 2024 to Mar 20, 2025
- Advisory employees · 8 to 11Mar 21, 2024 to Mar 20, 2025
- Pooled vehicle clients · 2 to 1Mar 21, 2024 to Mar 20, 2025
- Employees · 9 to 11Mar 21, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 20, 2025
- Private funds · 2 to 1Mar 21, 2024 to Mar 20, 2025
- Discretionary RAUM · $180M to $126MMar 21, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $180M to $126MMar 21, 2024 to Mar 20, 2025
- RAUM · $180M to $126MMar 21, 2024 to Mar 20, 2025
- Related adviser · false to trueMar 21, 2024 to Mar 20, 2025
- Discretionary RAUM · $172M to $180MMar 23, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $172M to $180MMar 23, 2023 to Mar 21, 2024
- RAUM · $172M to $180MMar 23, 2023 to Mar 21, 2024
- Assets in custody · unset to 0.0Jun 27, 2022 to Mar 23, 2023
- Custody of client assets · false to trueJun 27, 2022 to Mar 23, 2023
- Employees · 8 to 9Jun 27, 2022 to Mar 23, 2023
- Discretionary RAUM · $174M to $172MJun 27, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $174M to $172MJun 27, 2022 to Mar 23, 2023
- RAUM · $174M to $172MJun 27, 2022 to Mar 23, 2023
- Private funds · 4 to 2Jun 24, 2022 to Jun 27, 2022
Signals
1 dated events
- L•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L•••••••• C••••••• L•• · Private Equityshared crd · organization
- L•••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lightview-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-858-1500reportedpublic record, Form ADV, May 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026