DFX Intelligence

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T•••• C•••••• L••

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· Londonwebsite

Asset manager (funds and pooled vehicles), based in London, reporting $5.8B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $5.8B
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +52%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +52% over the last fiscal year, to $5.8B.
2026-03-30
RAUM a year earlier $3.8BRAUM now $5.8B
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)
2026-03-30
private funds (Schedule D 7.B.1) 3Peer median 0.0285714285714286
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 306112 · SEC 801-122997 · 9 filingsShow

CRD 306112SEC 801-122997First filing on the tape Dec 7, 2021, latest Mar 30, 2026SEC status approved since Jan 21, 2022IAPD

RAUM

$5.8B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

30 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$5.8B as of Mar 30, 2026

Mar 31, 2023$1.5B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 31, 20230 then

Employees (5.A)70 as of Mar 30, 2026

Mar 31, 202360 then

Private funds3 as of Mar 30, 2026

Mar 31, 20232 then

RAUM +52% over the last fiscal year+58% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $187MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +52%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$5.8B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 31reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T•••• L•••••• G••••• M•••• M••••• F•••	Hedge Fund	$626M	149	Mar 31, 2023
T•••• K•••••• M••••• F•••	Hedge Fund	$403M	79	Nov 23, 2021
T•••• L•••••• G••••• M•••• I• M••••• F••• L••••••	Hedge Fund	$140M	10	Mar 30, 2026
T•••• E•• E•••••••• I••••• F•••no longer reported	Hedge Fund	$87.5M	1	May 4, 2020
T•••• M•••• S••••••• F•••no longer reported	Hedge Fund	$69.0M	1	Oct 23, 2019
T•••• L•••••• G••••• M•••• F••• L••••••no longer reported	Hedge Fund	$31.9M	8	Mar 29, 2021
T•••• A••••••• R••••• F•••no longer reported	Hedge Fund	$30.3M	1	Oct 23, 2019
T•••• E••••••• E••••• M••••• N•••••• F•••no longer reported	Hedge Fund	$23.1M	1	May 4, 2020
T•••• D••••••••• M•••• F•••no longer reported	Hedge Fund	$5.3M	1	Oct 23, 2019

Owners and control persons

Schedule A and B, latest filing

D••••••• S•••••• N•• · Co-Ceo, Managing Directorcontrol
since 03/2009 · owns less than 5%
I•••••• J•••••••• A•••••• · Chief Financial Officercontrol
since 01/2022 · owns less than 5%
M•••• P••••••• K••••••• · Chief Operating Officercontrol
since 10/2019 · owns less than 5%
O•••••• G••••••••• F••••••• G•••• J•• C••••••••• · Chief Compliance Officercontrol
since 10/2018 · owns less than 5%
P•••••• D•••••• K•••••• · Co-Ceo, Managing Directorcontrol
since 10/2017 · owns less than 5%
B•••••• D•••• · Shareholdercontrol
since 03/2009 · owns 25% to 50% of T•••• H••••••• L••

Entity owners

T•••• H••••••• L•• · Partnership Interest
direct · owns 75% or more
H••••• T•••• · Shareholder
indirect · owns 25% to 50% of T•••• H••••••• L••
I••• ••••••• L•••••• · Trustee
indirect · owns F of H••••• T••••
F•••• C•••••• L•••••• · Partnership Interest
direct · owns 10% to 25%

Related persons

Schedule D 7.A

C•••••• C•••••• L••
investment advisern
T•• W••••• L••••••
broker-dealern
T•••• I•••••• L••••••
investment advisern
T•••• K•••••• C••••• G• L••••••
pooled vehicle sponsory
T•••• L•••••• G••••• M•••• F••• D••••••• L•
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 30, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)
peers: asset managers, $5B to $20B (487) · 94% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 25 to 31
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 25 to 30
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle clients · 25 to 31
Mar 28, 2025 to Mar 30, 2026
Private funds · 2 to 3
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $3.8B to $5.8B
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $3.8B to $5.8B
Mar 28, 2025 to Mar 30, 2026
RAUM · $3.8B to $5.8B
Mar 28, 2025 to Mar 30, 2026
Accounts · 23 to 25
Mar 28, 2024 to Mar 28, 2025
Pooled vehicle clients · 23 to 25
Mar 28, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 28, 2024 to Mar 28, 2025
HQ state · unset to
Mar 28, 2024 to Mar 28, 2025
Discretionary RAUM · $2.1B to $3.8B
Mar 28, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $2.1B to $3.8B
Mar 28, 2024 to Mar 28, 2025
RAUM · $2.1B to $3.8B
Mar 28, 2024 to Mar 28, 2025
Accounts · 18 to 23
Nov 16, 2023 to Mar 28, 2024
Advisory employees · 20 to 25
Nov 16, 2023 to Mar 28, 2024
Advisory activities · 2 to 1
Nov 16, 2023 to Mar 28, 2024
Pooled vehicle clients · 17 to 23
Nov 16, 2023 to Mar 28, 2024
Employees · 60 to 70
Nov 16, 2023 to Mar 28, 2024
Discretionary RAUM · $1.5B to $2.1B
Nov 16, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $1.5B to $2.1B
Nov 16, 2023 to Mar 28, 2024
RAUM · $1.5B to $2.1B
Nov 16, 2023 to Mar 28, 2024
Accounts · 1 to 18
Feb 16, 2022 to Mar 31, 2023
Pooled vehicle clients · 1 to 17
Feb 16, 2022 to Mar 31, 2023
Assets in custody · 25000000.0 to unset
Feb 16, 2022 to Mar 31, 2023
Custody of client assets · true to false
Feb 16, 2022 to Mar 31, 2023
Employees · 47 to 60
Feb 16, 2022 to Mar 31, 2023
HQ city · LONDON, LONDON to LONDON
Feb 16, 2022 to Mar 31, 2023
Private funds · 1 to 2
Feb 16, 2022 to Mar 31, 2023
Discretionary RAUM · $25.0M to $1.5B
Feb 16, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $25.0M to $1.5B
Feb 16, 2022 to Mar 31, 2023
RAUM · $25.0M to $1.5B
Feb 16, 2022 to Mar 31, 2023
Related bank · true to false
Feb 16, 2022 to Mar 31, 2023
Related adviser · false to true
Jan 21, 2022 to Feb 16, 2022
Assets in custody · unset to 25000000.0
Dec 7, 2021 to Jan 20, 2022
Custody of client assets · false to true
Dec 7, 2021 to Jan 20, 2022
Private funds · 2 to 1
Dec 7, 2021 to Jan 20, 2022
Related bank · false to true
Dec 7, 2021 to Jan 20, 2022

Signals

11 dated events

••• Locked
Mar 30, 2026 · RAUM change · derived
••• Locked
Mar 30, 2026 · private fund first reported · fact
••• Locked
Mar 30, 2026 · private fund gav change · fact
••• Locked
Mar 30, 2026 · ria private fund assets change · fact
••• Locked
Mar 28, 2025 · RAUM change · derived
••• Locked
Mar 28, 2024 · RAUM change · derived
••• Locked
Mar 31, 2023 · Control person left · inference
••• Locked
Mar 31, 2023 · Control person left · inference
••• Locked
Jan 20, 2022 · Control person joined · fact
••• Locked
Jan 20, 2022 · ria registration change · fact
••• Locked
Dec 7, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026