DFX Intelligence

RIA Intelligence

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SEC-registered adviser

F••••••• V••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 306142SEC 801-126249IAPD

Latest filing Mar 25, 2026

First filing on the tape Jun 29, 2022 · 6 filings

SEC status approved since Jul 29, 2022

RAUM

$239M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM$239M as of Mar 25, 2026

Mar 30, 2023$274M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 25, 2026

Mar 30, 20230 then

Employees (5.A)3 as of Mar 25, 2026

Mar 30, 20233 then

Private funds6 as of Mar 25, 2026

Mar 30, 20234 then

RAUM -23% over the last fiscal year-4.5% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 25, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $39.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -23%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $239M, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$239M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $239M for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F••••••• V••••••• S•• I• L•	Private Equity Fund	$136M	53	Mar 31, 2021
F••••••• V••••••• S•• V• L•	Private Equity Fund	$78.6M	17	Mar 22, 2024
F••••••• V••••••• S•• I• L•	Private Equity Fund	$41.7M	30	Mar 31, 2022
F••••••• V••••••• S•• V• L•	Private Equity Fund	$27.7M	9	Mar 22, 2024
F••••••• V••••••• S•• I• L•	Private Equity Fund	$12.4M	13	Oct 11, 2019
F••••••• V••••••• S•• I•• L•	Private Equity Fund	$4.7M	18	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

B••••• K•••• M•••••• · Chief Operating Officer /Chief Financial Officer / Chief Compliance Officercontrol
since 01/2020 · owns less than 5%
K••••••••• J••••• P••••• · Managing Partner, Limited Partnercontrol
since 01/2019 · owns 75% or more
C••••• S••••• · Trusteecontrol
since 12/2020 · owns F of K•••••••• 2••• F••••• T••••
K••••••••• J••••• P••••• · Sole Membercontrol
since 01/2019 · owns 75% or more of F••••••• V••••••• G•• L••

Entity owners

F••••••• V••••••• G•• L•• · General Partner
direct · owns less than 5%
K•••••••• 2••• F••••• T•••• · Limited Partner
direct · owns 5% to 10%

Related persons

Schedule D 7.A

F••••••• V••••••• G• L•
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $311M to $239M
Mar 25, 2025 to Mar 25, 2026
Discretionary RAUM · $311M to $239M
Mar 25, 2025 to Mar 25, 2026
Pooled vehicle RAUM · $311M to $239M
Mar 25, 2025 to Mar 25, 2026
RAUM · $311M to $239M
Mar 25, 2025 to Mar 25, 2026
Assets in custody · $301M to $311M
Mar 22, 2024 to Mar 25, 2025
Financial planning clients · unset to
Mar 22, 2024 to Mar 25, 2025
Discretionary RAUM · $301M to $311M
Mar 22, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $301M to $311M
Mar 22, 2024 to Mar 25, 2025
RAUM · $301M to $311M
Mar 22, 2024 to Mar 25, 2025
Accounts · 4 to 6
Mar 30, 2023 to Mar 22, 2024
Pooled vehicle clients · 4 to 6
Mar 30, 2023 to Mar 22, 2024
Assets in custody · $274M to $301M
Mar 30, 2023 to Mar 22, 2024
Private funds · 4 to 6
Mar 30, 2023 to Mar 22, 2024
Discretionary RAUM · $274M to $301M
Mar 30, 2023 to Mar 22, 2024
Pooled vehicle RAUM · $274M to $301M
Mar 30, 2023 to Mar 22, 2024
RAUM · $274M to $301M
Mar 30, 2023 to Mar 22, 2024
Assets in custody · $279M to $274M
Jul 8, 2022 to Mar 30, 2023
Discretionary RAUM · $279M to $274M
Jul 8, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $279M to $274M
Jul 8, 2022 to Mar 30, 2023
RAUM · $279M to $274M
Jul 8, 2022 to Mar 30, 2023
Private funds · 8 to 4
Jun 29, 2022 to Jul 8, 2022

Signals

2 dated events

Sheree Chiou (Trustee) appeared on Schedule A of F••••••• V••••••• L•
Jul 8, 2022 · Control person joined · fact
F••••••• V••••••• L• filed its initial SEC registration (Form ADV)
Jun 29, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

F••••••• V••••••• L• · Independent Sponsors
shared crd · capital_provider
F••••••• V••••••• L• · Private Equity
shared crd · organization
F••••••• V••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 646-515-7879reportedpublic record, Form ADV, Mar 25, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026