DFX Intelligence
RIA Intelligence
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SEC-registered adviser
1• C•••••• P••••••• L•
Latest filing Mar 23, 2026
First filing on the tape Dec 6, 2019 · 11 filings
SEC status approved since Jan 3, 2020
RAUM
$504M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$504M as of Mar 23, 2026
Mar 26, 2021$592M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 26, 20210 then
Employees (5.A)5 as of Mar 23, 2026
Mar 26, 20216 then
Private funds1 as of Mar 23, 2026
Mar 26, 20211 then
RAUM +22% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $235M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$235M61%
- Other investment advisers$151M39%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $235M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1• C•••••• M••••• F••• L• | Hedge Fund | $202M | 57 | Mar 10, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• B••••• J•••• · Chief Operating Officer And Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- M••••••••• J••••• D•••••• · Chief Investment Officer / Limited Partnercontrolsince 03/2019 · owns 75% or more
- F•••••• B••••• J•••• · Membercontrolsince 10/2019 · owns 50% to 75% of B• 1• C•••••• L••
- F•••••• G••••••• J•••• · Membercontrolsince 10/2019 · owns 25% to 50% of B• 1• C•••••• L••
- M••••••••• J••••• D•••••• · Managing Membercontrolsince 03/2019 · owns 75% or more of 1• C•••••• P••••••• G• L••
Entity owners
- 1• C•••••• P••••••• G• L•• · General Partnerdirect · owns less than 5%
- B• 1• C•••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- 1• C•••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Mar 26, 2025 to Mar 23, 2026
- Assets in custody · $221M to $235MMar 26, 2025 to Mar 23, 2026
- Employees · 6 to 5Mar 26, 2025 to Mar 23, 2026
- Discretionary RAUM · $411M to $504MMar 26, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $221M to $235MMar 26, 2025 to Mar 23, 2026
- RAUM · $411M to $504MMar 26, 2025 to Mar 23, 2026
- Assets in custody · $202M to $221MJan 13, 2025 to Mar 26, 2025
- Financial planning clients · unset to Jan 13, 2025 to Mar 26, 2025
- Discretionary RAUM · $399M to $411MJan 13, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $202M to $221MJan 13, 2025 to Mar 26, 2025
- RAUM · $399M to $411MJan 13, 2025 to Mar 26, 2025
- HQ city · NEW YORK to DARIENMar 22, 2024 to Jan 13, 2025
- HQ state · NY to CTMar 22, 2024 to Jan 13, 2025
- Assets in custody · $189M to $202MJan 3, 2024 to Mar 22, 2024
- Discretionary RAUM · $354M to $399MJan 3, 2024 to Mar 22, 2024
- Pooled vehicle RAUM · $189M to $202MJan 3, 2024 to Mar 22, 2024
- RAUM · $354M to $399MJan 3, 2024 to Mar 22, 2024
- Advisory employees · 4 to 5Dec 6, 2022 to Mar 29, 2023
- Assets in custody · $261M to $189MDec 6, 2022 to Mar 29, 2023
- Employees · 5 to 6Dec 6, 2022 to Mar 29, 2023
- Discretionary RAUM · $696M to $354MDec 6, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $261M to $189MDec 6, 2022 to Mar 29, 2023
- RAUM · $696M to $354MDec 6, 2022 to Mar 29, 2023
- Advisory employees · 5 to 4Mar 26, 2021 to Mar 29, 2022
- Assets in custody · $218M to $261MMar 26, 2021 to Mar 29, 2022
- Employees · 6 to 5Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $592M to $696MMar 26, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $218M to $261MMar 26, 2021 to Mar 29, 2022
- RAUM · $592M to $696MMar 26, 2021 to Mar 29, 2022
- Accounts · 4 to 5Mar 10, 2020 to Mar 26, 2021
- Advisory employees · 4 to 5Mar 10, 2020 to Mar 26, 2021
- Assets in custody · $84.2M to $218MMar 10, 2020 to Mar 26, 2021
- Employees · 5 to 6Mar 10, 2020 to Mar 26, 2021
- Discretionary RAUM · $265M to $592MMar 10, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $84.2M to $218MMar 10, 2020 to Mar 26, 2021
- RAUM · $265M to $592MMar 10, 2020 to Mar 26, 2021
- Accounts · 0 to 4Dec 6, 2019 to Mar 10, 2020
- Pooled vehicle clients · unset to 3.0Dec 6, 2019 to Mar 10, 2020
- Assets in custody · $0 to $84.2MDec 6, 2019 to Mar 10, 2020
- Custody of client assets · false to trueDec 6, 2019 to Mar 10, 2020
Signals
3 dated events
- 1• C•••••• P••••••• L• reported RAUM $354.0M, down 49% from $696.1M (2022-12-06 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- 1• C•••••• P••••••• L• reported RAUM $592.3M, up 124% from $264.7M (2020-03-10 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- 1• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)Dec 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/11-capital-partners-lp/aboutreportedpublic record, Form ADV, Sep 21, 2026
- Website
- 1•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 646-989-3735reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026